Fourth Report
Instrument drawn to the
special attention of the house
The Committee has considered the following instrument
and has determined that the special attention of the House should
be drawn to it on the ground specified.
Statement of Changes in Immigration Rules (HC
59)
Summary: This Statement of Changes in Immigration
Rules ("the Statement") makes two changes to the Points-Based
System ("the PBS") as applied to highly skilled migrants.
These are: to provide for the application of a limit on applications
approved under Tier 1 (General) of the PBS; and to increase the
number of points required to qualify under Tier 1 (General). The
changes are of an interim nature and the Government is consulting
on how limits should be determined and applied in the longer term.
The changes received a significant amount of media coverage. The
Committee therefore issued a Call for Written Evidence and received
responses from eight organisations (see Appendix 2). The Committee
also took oral and written evidence from the Home Office Minister
Baroness Neville-Jones (see Appendix 3). This is a significant
body of evidence which should enable the House to be well sighted
on the issues surrounding the imposition of a limit for Tier 1
(General). From the Committee's consideration of the Statement
there are a number of areas that the House may wish to explore.
These include: whether the Government's analysis of the impact
of the changes on the number of applicants is accurate; whether
the case for interim limits has been fully made; whether the changes
will have any specific equality impacts; and the Government's
reasoning for not putting the actual limit in the Statement itself
(which would make it subject to Parliamentary scrutiny). As the
Government intends looking later at Tiers 3, 4, and 5 of the PBS,
the House may wish to satisfy itself that any changes to those
Tiers will take full account of the learning coming out of this
exercise.
This instrument is drawn to the special attention
of the House on the ground that it gives rise to issues of public
policy likely to be of interest to the House.
1. This Statement of Changes in Immigration Rules
(HC 59) ("the Statement") was laid before Parliament
by the Home Office on 28 June, together with an Explanatory Memorandum
("EM") and an Impact Assessment ("IA"). Its
purpose is to make changes to the Points-Based System ("the
PBS") as applied to non-EEA economic migrants. Specifically
the changes provide for the application of a limit on applications
approved under Tier 1 (General) of the PBS and to increase the
number of points required to qualify under Tier 1 (General). The
changes are of an interim nature. The Government is consulting
on how limits should be determined and applied in the longer term;
but they believe an interim limit is necessary to prevent a surge
in applications in the meantime (EM paragraph 7.4).
2. The changes received a significant amount
of media coverage[1], with
a number of organisations expressing concern about the possible
impact. For this reason, the Committee decided to take evidence
on the Statement to ensure the House is fully sighted on all the
issues. The Committee issued a Call for Written Evidence and received
responses from eight organisations. These provide a broad mix
of perspectives on the changes (see Appendix 2 for all written
evidence cited in this report). The Committee also took oral and
written evidence from Baroness Neville-Jones, Home Office Minister
for Security and Counter-terrorism, and Mr Neil Hughes, Director
of Temporary Migration at the UK Border Agency ("UKBA")
(see Appendix 3).
Policy objectives
3. The IA for the changes to Tier 1 (and linked
changes to Tier 2), gives the policy objectives as being: to reduce
net migration; to reduce any adverse social impacts of immigration;
and to continue to attract the brightest and best people to the
UK (IA page 1). These objectives are of a high level nature and
the Committee was keen to explore the reasoning behind them. In
her evidence to the Committee, the Minister said that these objectives
apply to the policy across the board, and not just to the interim
measures. She added that the objective of the exercise generally
is not to introduce a sharp reduction; the Government wants to
bring immigration down but believe it should be done in a gradual
manner (Q 2).
4. In response to the Call for Written Evidence,
a number of organisations give a view as to whether the Statement
is likely to achieve its policy objectives. The Chartered Institute
of Personnel and Development (CIPD) say that they do consider
that the Statement will achieve its policy objectives (Appendix
2, page 14) and the CBI supports the changes in the Statement
(pp 14-15). However, a number of the other responses suggested
that the changes will not achieve some of the policy objectives.
These include: Hammonds LLP (pp 15-16); HSMP Forum (pp 17-19);
British Medical Association (the "BMA") (pp 12-13);
and the Immigration Law Practitioners' Association (ILPA) (pp
19-30). These organisations questioned in particular whether the
changes will allow for the continued attraction to the UK of "the
brightest and the best". In her evidence, the Minister said
that the Government does not consider that the changes will have
an adverse effect in this regard because the people applying in
this category are extremely well qualified and will get over the
points bar even if it is raised (Q 2).
Impact on the number of applications
5. The Government provided only limited evidence
in the IA and EM of the likely impact of the changes. The Committee
recognises that the changes are intended only to be of an interim
nature and that the Government will consult fully on longer term
plans. However, we would normally expect to see more evidence
provided to support the policy intentions of an instrument. A
key focus of the oral evidence session was therefore to draw out
a better understanding of the likely impact of the changes in
the Statement.
6. The IA says that visa approvals will be limited
to the same volumes as the equivalent period in 2009; the interim
limit of visa approvals will therefore be set at 5,400 for Tier
1 (General) for the period July 2010 to March 2011 (IA page 9).
However, the IA says that the Government is uncertain to what
extent raising the Tier 1 qualifying threshold will have an impact.
The IA states that if "the points change bites fully",
5,000 applicants could be deterred. However, the IA then settles
on the assumption that the actual fall in volume will be between
0 and 1,000 (IA page 9). There is no explanation in the IA and
EM as to why the Government has arrived at this position. This
is picked up by the ILPA in their evidence, and the HSMP Forum
say that they believe it could be a much larger figure. On the
other hand, the CIPD say that their estimate of the volume of
deterred applicants is in line with the Government's. The Committee
therefore sought further information from the Minister about the
basis for the Government's analysis. She explained that the initial
estimate was that 5,000 applicants would be deterred. However,
the Government then applied a corrective to that figure as many
of the people applying for Tier 1 (General) are well qualified
and they consider they will still qualify even if the points threshold
is raised. They therefore believe the actual reduction will be
much smaller (Q 12).
Rationale for interim limits
7. Both the IA and the EM explain that the Government
is introducing an interim limit to avoid the possibility of a
surge in applications if there was an expectation that full limits
could be introduced in due course (EM paragraph 7.4 and IA page
7). The Call for Written Evidence produced mixed views on this
issue with the CIPD and CBI accepting the argument that there
could be a surge, but with the HSMP Forum and ILPA suggesting
that this might not be the case. The ILPA make the interesting
point that the persons who enter through Tier 1 (General) are
persons who have a choice of destinations in different countries
around the world. The Committee therefore asked about the evidence
base for believing that there could be such a surge. In response,
Mr Hughes said that there have been application surges in other
areas. As an example he gave details of a surge in the precursor
highly skilled migrant scheme where there was an increase in applicants
of 80% when people were trying to submit their applications before
Tier 1 came in (Q 9).
8. The Committee notes that there has been no
surge in applications since the Statement was laid. During the
evidence session Mr Hughes explained that the lead-time needed
before an application could be made might explain the absence
of any surge so far (Q 10). The risk of a surge in applications
is central to the Government's case for interim limits. The Committee
considers that the evidence of the possibility of a surge is balanced
and that, as the imposition of the interim limit might appear
to prejudge the outcome of the Government's own consultation,
the House may wish to examine this point further.
Impact on the economy
9. The IA says that the Government expects the
changes to have a limited impact on the UK economy, fiscal position,
and labour market, as the reduction in migration is relatively
limited (IA page 11). A number of the responses to the Call for
Written Evidence place the changes in the context of the current
economic situation, and their evidence suggests the situation
may be more complex. ILPA sat that it is highly likely that the
changes will have a negative effect on business, especially small
firms, and Hammonds LLP say that the cap and increase in points
would mean that their clients will not have access to the people
they need to meet client demand. CIPD do not agree with the principal
of capping non-EU labour which they believe will stop businesses
recruiting the talent they need in recovery; they also say that
their Labour Market Outlook shows that 15% of employers
plan to recruit migrant workers in the coming quarter. The CBI
stress the need for the PBS to strike the right balance; allowing
firms to remain competitive, while not undermining the fight against
domestic unemployment. This is an area of significant interest
for the Committee, and we sought further information from the
Minister about how the changes sit with Government's wider economic
policy. She said that the Government does not believe the interim
measures will have an adverse economic impact, but that the Government
is mindful of the need to consult and will do this very carefully
(Supplementary written evidence).
10. Responses to the Call for Written Evidence
brought out another interesting issue. A number of the responses
suggest that too much emphasis is placed on previous earnings
in the Tier 1 (General) category. The BMA say that doctors, whilst
highly skilled, will not necessarily fall within the highest banding
and may not achieve the increased points requirement. Hammonds
LLP say that the changes will disadvantage architects, engineers
and designers, the salaries of whom are generally lower than other
professions within comparably lengthy training periods. The ILPA
also refer to this point. The Minister said in oral evidence that
they are mindful of the need to consult and they will not ignore
the fact that people are concerned, and groups of employers are
concerned, about the potential impact (Q 17). However, the Minister
added in the Supplementary written evidence that they have not
carried out any detailed analysis on how the increased pass mark
could affect particular professions. It is still not clear to
the Committee the extent to which the changes to the Tier 1 (General)
category are tailored to the high skills needs of the UK economy.
Equality impact
11. The Equality Impact Assessment identifies
no adverse consequences as a result of these changes (IA page
15). However, the Committee notes the view of the Joint Council
of Welfare of Immigrants (JCWI) that the Equality Impact Assessment
is flawed and does not comply with basic statutory obligations
in relation to discrimination/promotion of equality (pp 30-32).
This view is explained in detail in their written evidence. The
ILPA also believe that the discriminatory effects they have previously
identified in Tier 1 will be increased by the further restrictions
in this category. The JCWI say that the most extensive users of
Tier 1 are of Indian and Pakistani origin, and the HSMP Forum
believe that ethnic minorities will suffer more due to the increase
in the salary threshold. As the IA is light on evidence in support
of the Government's view on the equality impact, the Committee
was keen to give the Government an opportunity to expand on their
analysis. In subsequent written evidence to the Committee, the
Minister repeated that the Government sees no adverse equality
consequences from the interim limit (Supplementary written evidence).
The House may wish to satisfy itself that this is a fair assessment.
Parliamentary Procedure
12. The parliamentary scrutiny process for this
type of instrument is unusual. The Statement is laid before the
House under Section 3(2) of the Immigration Act 1971 ("the
1971 Act"). As set out in the Statement, the changes to the
Immigration Rules will come into force on 19 July 2010. Within
a period of forty days beginning with the date of laying (and
exclusive of any period during which Parliament is dissolved or
prorogued or during which both Houses are adjourned for more than
four days), either House may pass a resolution disapproving the
Statement. (In this case the 40 day period is expected to expire
on 13 September[2].) The
1971 Act provides that in the event of such a disapproval, the
Secretary of State shall, as soon as may be practical, make such
changes or further changes in the rules as appear to her to be
required in the circumstances, so that the statement of those
changes be laid before Parliament, at latest, by the end of the
period of forty days beginning with the date of the resolution
(but with the exclusions as above).
13. As the Statement is subject to a form of
the negative procedure, it will not come before the House for
debate automatically: it will only be debated if a Member tables
a motion on the Statement.
14. An important feature of these changes is
that the actual limit imposed on applications for Tier 1 (General)
applications is not in the Statement. The EM says that the limit
to be applied to the Tier 1 (General) category will be published
separately by the UKBA on their website (EM paragraph 7.5). This
matters because the Statement is subject to formal Parliamentary
scrutiny, but guidance issued by UKBA is not. UKBA has explained
that the limit itself is to be set out in guidance to provide
UKBA with flexibility in administering the limit from month to
month (see Appendix 1). Shortly before the meeting with the Minister
JCWI submitted details of a recent judgment dealing with substantive
changes to immigration policy, which were not subject to formal
Parliamentary scrutiny. The Minister said that she was aware of
recent judgments on the issue, and that the Government has as
a result decided to alter the way in which the Tier 2 changes
are to be implemented, but not to make any further alterations
in respect of the Tier 1 changes (Q 7). However, the actual
limit imposed for Tier 1 (General) would seem to be an important
matter, and the House may wish to consider further the Government's
reasoning for not putting the proposed Tier 1 (General) limit
in the Rules themselves. For instance, the House may wish to examine
whether under the proposed system Ministers would be able, if
they wished, to set the Tier 1 (General) limit at zero, through
an administrative act subject to no Parliamentary control. The
House might also wish to consider whether the Government's desire
for flexibility could be met by setting an overall limit in the
Rules themselves, with the UKBA then given the ability to vary
the month-by-month quotas in order to provide the desired flexibility.
Review
15. The Committee asked the Minister for more
information on the parameters of the review of the interim limits.
In subsequent written evidence to the Committee the Minister said
that they will keep the interim limits under constant review to
assess whether they are meeting the objectives outlined and to
monitor any unintended consequences. The consultation has been
sent to all UKBA's key partners and sponsoring employers (Supplementary
written evidence). Although the Committee welcomes the intention
to consult thoroughly, we note that the Statement contains no
"sunset clause". The changes would therefore appear
to have permanent effect unless and until the Government decides
to bring forward any further changes. The House will be interested
to note the Minister's statement that the Government intends looking
later at Tiers 3, 4, and 5 of the PBS. The House may therefore
wish to seek assurances from the Government that any changes to
the provisions of those Tiers take full account of the learning
coming out of this exercise.
Other instruments of interest
DRAFT CHILD TRUST FUNDS (AMENDMENT NO.3) REGULATIONS
2010
16. These draft Regulations have been laid following
the Government's announcement on 24 May 2010 that it intends to
reduce and then stop all Government contributions to Child Trust
Funds. Stopping certain aspects of the scheme will require primary
legislation, which has not yet been introduced. These current
Regulations make a number of amendments to the Child Trust Funds
Regulations 2004, including: ending all Government contributions
at age seven into Child Trust Funds; ending Government contributions
made to Child Trust Funds of disabled children with effect from
5 April 2011; reducing the amount of Government contributions
made into Child Trust Funds when first opened; reducing the amount
of the additional Government contributions made to children in
low income families; and reducing the amount of the special contribution
the Government makes to looked after children. The rule changes
implemented by the draft Regulations will be incorporated into
HM Revenue and Customs' Child Trust Fund guidance for providers
and local authorities.
DRAFT FINANCIAL SERVICES AND MARKETS ACT 2000 (CONTRIBUTIONS
TO COSTS OF SPECIAL RESOLUTION REGIME) REGULATIONS 2010
17. The purpose of this instrument is to allow
the Treasury to call upon the Financial Services Compensation
Scheme (FSCS) to contribute to costs associated with the exercise
of a stabilisation power of the special resolution regime (SRR)
under Part 1 of the Banking Act 2009 to resolve a failing bank
or building society. The draft Regulations also provide for safeguards
for the use of the powers. The draft Regulations repeal the Financial
Services and Markets Act 2000 (Contribution to Costs of Special
Resolution Regime) Regulations 2009 ("the 2009 Regulations")
which were made on an urgent basis in March 2009 to enable the
resolution of the Dunfermline Building Society[3].
The draft Regulations follow an ex post consultation on
the 2009 Regulations. The Treasury have provided a detailed note
setting out the differences between the draft Regulations and
the 2009 Regulations which may assist the House when debating
this draft SI (see Appendix 4).
DRAFT SCOTTISH PARLIAMENT (CONSTITUENCIES AND REGIONS)
ORDER 2010
18. This draft Order in Council gives effect,
without modifications, to the recommendations contained in the
Report on the First Periodic Review of Scottish Parliament Boundaries
by the Boundary Commission for Scotland. It defines the Scottish
Parliament constituencies (other than those of the Orkney Islands
and the Shetland Islands) including their names, boundaries and
status. It also defines and names the Scottish Parliament regions.
The Explanatory Memorandum (EM) says that the intention is for
the new boundaries to apply to the Scottish Parliament elections
in May 2011 (see Paragraph 8.2). The Boundary Commission's report
was accompanied by two DVD-ROMs containing geographical information
system data defining the constituency boundaries. The EM says
(paragraph 7.3) that this approach was necessary because a number
of the recommended Scottish Parliament constituencies have boundaries
which do not follow existing local government ward boundaries,
and the level of detail required to define the constituency boundaries
means that the boundaries could not practically be shown on traditional
maps at an appropriate scale. Reference copies of the two DVD-ROMs
are available in the House Library.
FISHING BOATS (ELECTRONIC TRANSMISSION OF FISHING
ACTIVITIES DATA) (ENGLAND) SCHEME 2010 (SI 2010/1600)
19. This SI provides for the payment of grants
as a contribution to the purchase or supply of approved software
for the electronic recording and transmission of fishing activities
data by English fishing boats over 15 metres length overall. It
contains provisions relating to eligibility for grant aid, applications
for grant, payment of grant, revocation of approval and recovery
of grant. In response to questions from the Committee, Defra have
provided further information which may be of interest to the House
when debating this SI (see Appendix 5). In particular, the House
may wish to note that, although Defra Ministers have made a commitment
to fund the reasonable costs of the software, Article 6(b) provides
that grants may be any amount that the Secretary of State may
determine, with no reference made to meeting reasonable costs.
The Committee also notes that under Article 10 a grant may be
withheld if it "appears" that certain conditions have
been breached or an offence has been committed. Though the supplementary
information indicates there will be scope for representations
against such a decision, this is not mentioned in Article 10 itself.
NON-DOMESTIC RATING (SMALL BUSINESS RATE RELIEF)
(ENGLAND) (AMENDMENT) ORDER 2010 (SI 2010/1655)
NON-DOMESTIC RATING (COLLECTION AND ENFORCEMENT)
(LOCAL LISTS) (ENGLAND) (AMENDMENT) (NO.2) REGULATIONS 2010(SI
2010/1656)
20. Small Business Rate Relief was introduced
in 2005 to address the disproportionate burden on small firms
and offered a 50% reduction for those with business premises with
a rateable value below £6,000 per year with a tapering decrease
in the relief of 1% for every £120 increase in value up to
a rateable value of £12,000. These Regulations temporarily
double the rate of relief. This was originally announced in the
March 2010 Budget but the incoming Government has decided to honour
the commitment. This will give 100% relief, ie no charge, to small
businesses whose premises have a rateable value of less than £6,000
and double the relief by amending the taper to 1% for every £60
increase in rateable value between £6,000 - £12,000.
The relief is temporary and will run from 1 October 2010 to 30
Sept 2011 when it will revert to current levels. The additional
relief will be between £0 and £1221 for eligible businesses
at an aggregate cost to the Exchequer of £340m plus the revised
billing costs for local authorities, which the Government has
undertaken to meet under the 'new burden' agreement.
SAFEGUARDING VULNERABLE GROUPS ACT 2006 (APPROPRIATE
OFFICER AND SCHEDULE 7 PRESCRIBED PERSONS) (REVOCATION) REGULATIONS
2010 (SI 2010/1707)
SAFEGUARDING VULNERABLE GROUPS ACT 2006 (SUPERVISORY
AUTHORITY AND DEVOLUTION ALIGNMENT) (AMENDMENT) ORDER 2010 (SI
2010/1710)
21. The Safeguarding Vulnerable Groups Act 2006
("the 2006 Act") created a new vetting and barring scheme
("the VBS") which has been implemented in stages. The
Explanatory Memorandum (EM) says (EM paragraph 7.2) that since
the General Election there has been a change in policy in relation
to the next stages of the implementation of the Act. On 15 June
the Home Secretary announced that the implementation of the next
stage of the VBS, planned for the 26 July 2010, would not go ahead.
This related to the monitoring provisions of the 2006 Act. These
SIs therefore revoke provisions which were due to come into force
on 26 July 2010. A review of the VBS will now be carried out.
Instruments not drawn
to the special attention of the house
The Committee has considered the instruments
set out below and has determined that the special attention of
the House need not be drawn to them.
Draft Instruments requiring affirmative approval
Draft Child Trust Funds (Amendment No. 3) Regulations
2010
Draft Control of Donations and Regulation of
Loans etc. (Extension of the Prescribed Period) (Northern Ireland)
Order 2010
Draft Financial Services and Markets Act 2000
(Contribution to Costs of Special Resolution Regime) Regulations
2010
Draft Scottish Parliament (Constituencies and
Regions) Order 2010
Instruments subject to annulment
SI 2010/1600 Fishing Boats (Electronic Transmission
of Fishing Activities Data) (England) Scheme 2010
SI 2010/1651 Social Security (Disability Living
Allowance) (Amendment) Regulations 2010
SI 2010/1655 Non-Domestic Rating (Small Business
Rate Relief) (England) (Amendment) Regulations 2010
SI 2010/1656 Non-Domestic Rating (Collection
and Enforcement) (Local Lists) (England) (Amendment) (No. 2) Regulations
2010
SI 2010/1668 Zoonoses and Animal By-Products
(Fees) (England) Regulations 2010
SI 2010/1673 Medicines for Human Use (Prescribing
by EEA Practitioners) (Amendment) Regulations 2010
SI 2010/1676 Social Security (Claims and Payments)
Amendment (No. 3) Regulations 2010
SI 2010/1707 Safeguarding Vulnerable Groups Act
2006 (Appropriate Officer and Schedule 7 Prescribed Persons) (Revocation)
Regulations 2010
SI 2010/1710 Safeguarding Vulnerable Groups Act
2006 (Supervisory Authorities and Devolution Alignment) (Amendment)
Order 2010
APPENDIX 1: STATEMENT
OF CHANGES IN IMMIGRATION RULES: GOVERNMENT RESPONSE
Information from the UK Border Agency
Q. Is the Government
planning any more caps on migration? Possibly on the other Tiers
in the PBS?
A. The measures announced
on 28 June implement interim limits on migrants admitted to the
UK under Tiers 1 and 2 of the Points Based System while we consult
and take decisions on the level and operation of annual limits
in respect of those routes in the future.
The Home Secretary stated in her Statement to the
House that restoring confidence in the immigration system will
require us to look beyond Tiers 1 and 2 of the PBS. We will be
reviewing other immigration routes in due course and will bring
forward further proposals for consideration by Parliament.
As far as the other Tiers are concerned, we will
be introducing measures to minimise abuse of the immigration system
- for example, student routes - and we will apply transitional
controls as a matter of course in the future for all new EU Member
States.
Q. Why did the
Government choose to set the limit on the UKBA website and not
in a way that could be subject to more direct Parliamentary scrutiny?
A. While the actual
number was not set out in the Immigration Rules, the rules will
contain all the details of how the limit will operate and to whom
it will apply. Furthermore the Home Secretary made clear in her
Statement to the House that is our intention to hold Tier 1 numbers
flat from the equivalent period for 2009-10.
That means that there will be 5,400 visa approvals
in the Tier 1 (General) category between the entry into force
of the new Rules on 19 July and the end of March 2011. Our purpose
in introducing interim limits is to prevent a surge in applications
and to ensure that UKBA is able to administer the limit in a way
that does not disrupt its other services. So the rules change
has been designed to provide UKBA with flexibility in administering
the limit. In particular, it provides for UKBA to be able to administer
the limit in regular allocation periods. In practice, we expect
to release the overall limit through a series of monthly releases
of grants.
However, the size of each of those monthly releases
could vary depending on the intake of applications, or numbers
of approvals of applications, in preceding months - if there is
a shortfall in one month, we can carry the balance of the limit
over to the next month. We do not think it would be practicable
or useful to make successive Statements of Changes to the Immigration
Rules to announce each monthly limit. Maintaining flexibility
enables us to operate the limit as fairly as possible because
it allows us to make quick adjustments to the number of grants
to be released in any one month and thereby ensuring that applicants
can benefit without delay where the monthly intake or number of
grants has been lower than expected.
Q. Why did the
Government choose to make the changes to Tier 2 in the way it
has and not in a way that would be subject to more direct Parliamentary
scrutiny?
A. We could, as we
have done for Tier 1, have applied the limit to the number of
grants of entry clearance or leave to remain approved under Tier
2. There are good reasons why we chose not to do so in this interim
period.
Tier 2 migrants are sponsored by employers who are
licensed with the UK Border Agency for that purpose. The rules
governing the licensing of Tier 2 sponsors sit outside the Immigration
Rules. Each licensed sponsor is given an annual allocation of
Certificates of Sponsorship which it can use to sponsor individual
Tier 2 migrants. If we had simply allowed employers to continue
to use their existing allocation of Certificates of Sponsorship
and implemented the limit at the point at which those migrants
submit an application for entry clearance or leave to remain,
employers would be left with considerable uncertainty as to whether
individual migrants would succeed in securing admission and would
have encouraged a early surge in applications, which is what we
are seeking to avoid. We have therefore chosen, for this interim
period, to implement the limit the numbers through the allocation
of Certificates of Sponsorship. This allocation process is not
covered by the Immigration Rules. This is a pragmatic but proportionate
approach to applying an interim limit.
The Government is consulting on the mechanisms for
implementing the first full annual limits from next April.
UKBA
July 2010
APPENDIX 2: STATEMENT
OF CHANGES IN IMMIGRATION RULES: RESPONSES TO THE CALL FOR EVIDENCE
Submission
from the British Medical Association
Executive Summary
The British Medical Association (BMA) is an independent
trade union and voluntary professional association which represents
doctors from all branches of medicine throughout the UK. It has
a total membership of over 141,000 doctors.
This response summarises the BMA's views on the recent
Statement of Changes in Immigration Rules HC59 which provided
for the application of a limit on skilled migration, namely applications
to Tier 1 (General) of the Points-Based System (PBS) and to increase
the number of points required to qualify under Tier 1 (General).
The BMA's comments in this submission are limited to the medical
workforce.
Will the statement achieve its policy objectives?
The BMA believes that the statement will achieve
the policy objective of reducing net migration and preventing
a spike in the number of foreign nationals entering the labour
market prior to a permanent cap on skilled migration being introduced
in 2011. We believe that the policy objective of reducing pressure
on public services may be compromised by employers being unable
to recruit highly skilled public sector employees, such as doctors,
as a result of the cap on skilled migration. Whilst the pressure
on public services of an increasing population might be reduced,
staffing pressures within those services themselves might well
be increased as employers find themselves increasingly restricted
from recruiting from outside the EEA when workforce needs cannot
be met by the resident workforce. The potential for a detrimental
impact on the provision of public services may be unlikely as
a result of the initial temporary reduction but undoubtedly needs
to be borne in mind when considering longer term reductions in
levels of skilled migration to the UK.
The policy objective of continuing to attract the
"brightest and best" to the UK may well be compromised
by raising the points threshold to Tier 1 General from 95 to 100
points. The greatest number of points available fall within the
'previous earnings' section disproportionately benefiting those
who earn the most money. Doctors, whilst highly skilled, will
not necessarily fall within the highest banding of this category
and may not achieve the increased points requirement.
Is the Government's estimate of the volume of
deterred Tier 1 (General) applicants accurate?
The BMA has no comment to make on the accuracy of
the Government's estimate of the volume of deterred Tier (1) General
applicants.
Do your experiences support the Government's assessment
of equality impact?
The BMA has no comment to make on the Government's
assessment of equality impact.
Do your experiences support the Government's assessment
on small firms impact?
The BMA has no comment to make on the assessment
on small firms impact.
Will these changes have an indirect impact on
education provision?
The BMA does not believe that the interim cap will
have an indirect impact on the provision of undergraduate medical
education in the short-term. In the longer-term the BMA has concerns
that more permanent limits on highly skilled migration could impact
the provision of medical education by deterring individuals from
coming to study at UK medical schools. Long-term reductions in
skilled migration may ultimately foster an increased perception
that the UK is no longer a receptive destination for foreign nationals
and this could have an impact on the UK medical schools' ability
to attract international students.
Do you envisage any wider economic impact as a
result of these changes?
The BMA has no further comment to make on the wider
economic impact of the interim cap.
Do you anticipate any unforeseen consequences
as a result of these changes?
The BMA is pleased to note that the interim cap necessitates
only a small reduction of 6% from 2009 levels for Tier 2 visas
and the limiting of Tier 1 visa approvals to the same level as
the equivalent period in 2009. On the basis that the initial reduction
to skilled migration is minor the BMA does not anticipate that
the temporary changes will have any initial significant unforeseen
consequences.
The BMA has some concerns that raising the points
required to secure a Tier 1 (General) visa in order to ensure
that only the "brightest and best" are recruited to
come to the UK overlooks the vital, non-monetary contribution
that overseas doctors bring to the UK. The timeframe between announcing
the change to the points allocation and the change taking effect
is also extremely short. Whilst we understand that allowing a
lengthier transition period might enable a spike in applications
to Tier 1 (General) we are aware that some doctors who are already
in the UK and seeking to switch into Tier 1 (General) may not
now be able to do so. This is unlikely to be a significant unforeseen
consequence but is worth highlighting.
In the long-term the BMA is concerned that a more
permanent and drastic reduction in skilled migration could impact
upon the provision of healthcare in the UK by restricting NHS
employers from recruiting skilled migrants from outside the EEA
when the resident workforce is not sufficient to fill available
vacancies.
The BMA welcomes the full consultation to consider
the impact, feasibility and potential consequences of more long-term
reductions in the levels of skilled migration to the UK - we will
highlight our concerns more comprehensively during this consultation
process.
How would you like to see this policy reviewed?
Any medium and long-term attempts to cap highly-skilled
migration must take into account the need for the NHS to be able
to recruit much needed doctors from abroad when there are no resident
workers available to fill vacant posts. The immigration system
should retain an adequate level of flexibility to enable NHS employers
to source staff from other countries even if annual immigration
targets for highly-skilled migrants have been reached. A failure
to do so is likely to have a detrimental impact on staffing levels
and may ultimately impact upon standards of patient care.
Long-term development of a policy to cap levels of
skilled migration must involve sustained, wide-ranging and meaningful
consultation with the medical sector and other key stakeholders
within the NHS to ensure that staffing requirements can be met
without service delivery being compromised. In addition such a
policy must incorporate the means to make allowances for recruitment
of highly skilled migrants to fill essential posts even if the
annual grant allocation has been reached.
Reductions in net migration cannot be introduced
at the expense of the provision of vital public services such
as healthcare.
July 2010
Submission from the Chartered
Institute of Personnel and Development
The CIPD does not agree with the principle of capping
non-EU migrant labour which we believe will stop businesses recruiting
the talent they need in recovery. Our Labour Market Outlook shows
that 15% of employers plan to recruit migrant workers in the coming
quarter. However for the purposes of the Committee inquiry, we
do believe that the statement will achieve the policy objectives,
and do not foresee any major unintended consequences.
Will the Statement achieve its policy objectives?
The CIPD concludes that the Statement is sensible
when considered in the light of the Government's long-term policy
objective of substantially reducing net annual migration to the
UK. To meet the latter objective the Government will introduce
an annual limit on the number of non-EU migrants admitted to the
UK to live and work. There is an obvious risk that the introduction
of such a limit would be preceded by a spike in immigration as
aspirant migrants apply to enter the UK ahead of the limit. A
spike would create management difficulties, give rise to a temporary
increase in administrative costs and run counter to the spirit
of the Government's long-term policy objective. Although the CIPD
has reservations about the merit of the long-term objective, the
application of a temporary limit en route to full implementation
is appropriate.
Is the Government's estimate of the volume of
deterred Tier 1 (General) applicants accurate?
The CIPD estimates that the volume of deterred Tier
1 (General) applicants will be small, around 10% of the proposed
interim limit, which is in line with the Government's estimate.
Do you envisage any wider economic impact as a
result of these changes? Do you anticipate any unforeseen consequences
as a result of these changes?
The CIPD expects no wider detrimental economic impact
resulting from the interim limit. This is partly because the overall
impact on migration into Tier 1 (General) will be small but primarily
because the measure will not affect applicants classified as Investors
or Entrepreneurs. Some employers may incur an administrative cost
in ensuring they are legally compliant with the interim limit
but this will be negligible when considered from the perspective
of the economy as a whole.
Similarly the CIPD does not envisage any unforeseen
consequences, although it is possible that there may be a spike
in applications from Investors and Entrepreneurs if individuals
in these latter categories perceive they might be covered by the
Government's controlled migration policy once this is implemented
in full.
July 2010
Submission from the Confederation
of British Industry
I am pleased to respond to this call for evidence
on behalf of the CBI. The CBI is the UK's leading business organisation,
speaking for some 240,000 businesses of all sizes that together
employ around a third of the private sector workforce.
The CBI has supported the Points-Based System (PBS)
for managing migration of non-EEA migrants, which our members
think strikes a successful balance between businesses' need or
access to skilled workers and the wider societal impacts of migration,
which must be managed. As we proceed through a fragile economic
recovery, changes to the PBS must be sensitive to the need to
retain this balance, allowing firms to remain competitive, while
not undermining the fight against domestic unemployment.
The CBI welcomes the government's decision to consult
widely on proposals to amend the PBS. We also welcome the decision
to involve the independent Migration Advisory Committee (MAC)
in providing evidence on the appropriate levels for limits to
be set, both next year when the limits become operational and
over the course of the parliament. Though CBI members have an
interest in the functioning of both economic routes (Tiers 1 and
2), their main interest lies in the operational aspects of Tier
2. We note that the interim changes to Tier 2 do not require amendment
to existing immigration rules and therefore do not fall within
the remit of the call for evidence. We will be setting out our
views on the government's proposals for Tier 2 in full in our
official consultation response.
On Tier 1, we accept the need to apply interim limits
while the outcome of the consultation is being considered. We
accept the government's argument that interim arrangements will
be important to help avoid a 'closing down sale' or surge of applications
that could result from the expectation of full limits being introduced
in due course. We also support the increase of the pass mark from
95 to 100, as this will ensure that most of the effect of the
interim limit falls on those closer to the margin of the original
test. We believe this will continue to ensure that only the brightest
and best are attracted to the UK. We also welcome the exclusion
of sub-routes for entrepreneurs, investors and post-study work.
Though we have not had the opportunity to do statistical analysis
on the impact of the change in the points requirement as of yet,
we note that any impact assessment estimate would need to be qualified
by recognition of the likely fragility of economic conditions
throughout the remainder of 2010 and to March 2011, which may
serve to depress applications for entry to the UK via Tier 1.
Limiting the number of visa approvals to 5,400 - the same number
as in the equivalent period in 2009 - therefore seems sensible.
July 2010
Submission from Hammonds LLP
Hammonds LLP is a leading international commercial
law firm employing over 1,000 people with more than 170 partners
working out of 10 offices across 6 countries. Hammonds has a specialist
business immigration department which advises a wide range of
blue chip and international clients. It has an expert knowledge
and understanding of the UK immigration system and extensive experience
of legal requirements in non-UK jurisdictions within Europe and
beyond. In submitting this evidence Hammonds is representing the
views and interests of its clients, in particular, those in the
architectural, creative and media and utilities sectors.
The Merits Committee has asked for evidence on a
number of very specific points. We have chosen to respond to those
most relevant to our clients, as set out below:
Will the changes achieve the policy objective
of continuing to attract the brightest and the best people to
the UK?
No. We act for clients in a wide range of sectors
including architecture, creative and media and utilities and the
overwhelming feedback from these clients is that the changes to
Tier 1 (General) will deter the brightest and the best people
from coming to the UK because fewer of the most highly skilled
migrants will now qualify.
The changes to the Tier 1 (General) pass mark means
that all applicants both in-country and out-of-country will be
required to score 80 rather than 75 points for qualifications,
previous earnings, UK experience and age. This rise in pass mark
comes only shortly after a rise in the salary bandings for Tier
1 (General) effective from 6 April 2010. The most likely consequence
of the raise in pass mark is that applicants will be required
to earn the equivalent of £5,000 more in terms of previous
earnings to be able to qualify. In turn, this will mean that fewer
architects, engineers and designers will now qualify under Tier
1 (General) which will put such individuals at a disadvantage
compared to their peers as salaries for such individuals are generally
lower than other professions with comparably lengthy training
periods.
The UK Border Agency's assumption that higher earnings
mean higher skills is therefore mistaken, particularly in the
case of architects where it is not uncommon for an architect with
5 years' post qualification experience to earn less than £40,000
in the UK (let alone outside the EEA). In practice, this means
that a fully qualified 30 year old non-EEA architect educated
to Master's level outside the UK and with 5 years' post qualification
experience would not qualify under Tier 1 (General).
Further, the cap of 5,400 applied to Tier 1 (General),
even if applied in 12 monthly tranches, will mean that success
is dependent on the timing of an application (which has nothing
to do with being highly skilled), not just meeting the points
criteria. With this degree of uncertainty hanging over the success
of an application, Tier 1 candidates are likely to consider taking
their skills to countries other than the UK.
Do you envisage any wider economic impact as a
result of these changes?
A number of our clients are heavily dependent on
being able to recruit highly skilled migrant workers to fulfil
their business needs.
Being able to pitch for, commit to and win new projects
from both inside and, in some cases, outside the UK and fulfilling
those projects to the required standard depends entirely on the
quality of skilled staff employed in the UK, staff who cannot
always be sourced from the EEA resident workforce even if timescales
could allow for that workforce to be "up-skilled".
Both the cap of 5,400 and the increase in points
for Tier 1 would mean that our clients will simply not have access
to the best and the brightest people that they need in order to
meet client demand successfully and their businesses will suffer
as a result. With respect, we believe that it defies logic that
these measures are being introduced now when the sectors mentioned
above are just emerging slowly but surely from recession and will
still need all the help they can get.
Do you anticipate any unforeseen consequences
as a result of these changes?
One client of ours, in particular, is currently undertaking
unprecedented levels of capital investment to extend, reinforce
and replace its infrastructure in order to ensure that it meets
its current obligations and also meets the need to accommodate
emerging technologies and ongoing and future customer requirements.
Since 2004, this client has regularly managed increasingly large
recruitment campaigns for key skill roles across the organisation.
All campaigns are initially aimed at the resident labour market.
However repeated campaigns for such key skill requirements have
had limited success as there is an insufficient pool of suitably
qualified candidates within the EEA and therefore a number of
vacancies have remained unfilled. This has been supported by the
Migration Advisory Committee and the subsequent inclusion of a
number of these key roles on the Shortage Occupation List. Combined
with the intended changes to Tier 2, both the cap on Tier 1 (General)
and the rise in pass mark will have serious implications for this
client in terms of its ability to meet its short-term resourcing
requirements in the business critical roles. Longer term these
proposed changes will have potentially serious adverse implications
for the efficiency of investments made and the ability of this
client to deliver on its capital plan.
How would you like to see this policy reviewed?
In light of the above, no cap should be imposed and
the required aggregate points for qualifications, previous earnings,
UK experience and age should remain at 75.
July 2010
Submission from the Highly Skilled
Migrant Programme Forum
This is a submission to the merits committee on the
issues concerned in implementation of the Statement of Changes
in Immigration Rules HC 59 by limiting the numbers entering on
Tier 1 (general) and applying stringent / difficult criteria by
increasing the points threshold for existing migrants to qualify
under Tier 1 (general).
"HSMP Forum" is a not-for-profit organisation.
It was formed after the 2006 decision by Government to apply new
qualifying criteria for Highly Skilled Migrant Programme (HSMP)
for permanent residency (ILR) and for visa extensions of existing
Highly Skilled Migrant residents. "HSMP Forum" has been
lobbying the legislature, executive and judiciary by challenging
unfair policies, to allow existing legal Skilled Migrants to settle
in UK. The organisation's aim is to support and assist migrants
under the world-renowned British principles of fair play, equality
and justice and believes in challenging any unfair policies which
undermines migrants' interests.
The Government's 'Programme for Government' announced
on 20th May 2010 quoted on an annual limit on the number of non-EU
economic migrants "admitted into the UK" to live and
work but the statement of changes has increased the points threshold
for migrants already admitted and are resident in the UK. Therefore,
the statement of changes has gone beyond the announcement made
by the Government in May 2010.
The policy objective of attracting the brightest
and the best people to the UK cannot be met if the government
applies arbitrary rules which are likely to sabotage existing
skilled and highly skilled migrants in the UK. UK is unlikely
to attract the brightest and the best when in fact it tends to
reduce the numbers of the same who are already here. Frequent
changes and looming uncertainty regarding extension will hurt
UK's reputation as an immigration friendly country and the brightest
and the best migrants might choose more certain and safe countries
which welcome highly skilled immigrants.
The government is seeking the migration advisory
committee to conduct a consultation but has already implemented
an interim cap, this makes the whole process of a fair and open
consultation difficult to be achieved. We are not convinced with
the Home Secretary's argument of rush of applications as a genuine
reason for such an interim cap. It has been an age old trick by
past governments to give an excuse for such a measure1[4]
which was criticised both by parliamentary bodies2[5]
and the courts.
We do not believe the government's estimate of 0
to 1000 deterred applicants is accurate. As estimated by past
practices the deterred applicants can be in high proportion. Although
we believe it can be much larger figure than what is estimated
by the impact assessment. The current qualifying threshold is
relatively high and the amount of previous earnings seems to be
given too high importance especially since UK is recovering from
an economic crisis. The government needs to act with care and
always consider the worst possible scenario to avoid a possible
legal scrutiny of its measures on a later date.
The equality impact assessment acknowledges stakeholders
concerns for not addressing issues concerned with inequalities
in migrants applying from their home countries but considered
this outside its scope3[6].
The government also failed to take into consideration the equality
impact within the UK. The Equality and Human Rights Commission
and its predecessor, Commission for Racial Equality findings show
that ethnic minorities find it harder to get into employment with
higher salaries in the UK, this is an important requisite since
the interim cap seeks a higher earning threshold for those under
tier 1 thus causing further difficulty. The courts have recognized
the issue concerned with employment of ethnic minorities and the
findings of the commission.4[7]
We believe ethnic minorities will suffer more due to the increase
in the salary threshold.
The economic recovery might increase the demand for
skilled and highly skilled workers. Setting limit based on recession
year might be risky for businesses, especially for small ones.
The increase in the points threshold will also have
an impact for those switching from post study work. Those coming
on student visas to study in the accredited UK universities or
colleges would not be keen to come to the UK if they are not given
opportunity to work in the UK or a provision which can make it
possible for them to continue their work and stay in the UK. This
can cause serious downfall in the £ 12.5 billion5[8] per
year estimated economic contribution of international students to
the UK economy and will impact the universities which are heavily
relying on overseas students' fees.
We believe the changes would be considered harsh
and rigid by employers who are unable to fill in positions locally.
The very need for employers to hire non European migrants is because
they were unable to find a local or European migrant who can fulfil
their requirements. The calibre of migrants coming from European
Union does not necessarily fulfil a skilled and highly skilled
requirement thus the need for migrants from non European countries
(or commonwealth countries). For example, NHS can be stuck with
vacant posts for doctors, nurses, technicians and consultants6[9];
this will cause a significant impact on public health services.
We do not agree that the impact will just be concerned
with increased costs for the firms although the costs of additional
training itself could have a major impact on smaller firms. As
explained earlier (e.g. doctors in both public and private sectors)
many of these positions we believe cannot be filled by additional
training or by familiarisation. The firms will be forced to deliver
a lower service quality due to non availability of required manpower
thus affecting its competitiveness overall leading to further
impact on the business concerned and also in terms of UK's global
competitiveness in delivery of products and services. This can
pose serious problems for businesses which heavily rely on skilled
manpower for service delivery and could lead to closure of divisions,
departments and companies. Some firms which heavily rely on such
skill sets although could have been deterred earlier from outsourcing
jobs abroad may find the need to do so now. They may find it more
economical to outsource jobs in a larger spectrum and thus be
encouraged.
The government's approach in imposing a cap we believe
is more inclined towards managing unskilled workers than skilled
migrants. The government does not seem to acknowledge the very
need on why the firms required non European migrants to fill in
the positions in the first place and therefore is trying to reinvent
the wheel.
We propose the following changes to this policy;
1) Any changes introduced should not affect resident
migrants in the UK. We believe it will be unfair to apply any
strict measures for further visa extensions to migrants who came
under a different set of rules. The conservatives and liberal
democrats when in opposition principally opposed such retrospective
legislation of the then labour government in 2006.
2) We believe any measures if at all should only
be taken after proper and independent consultation with stakeholders
who will be affected by such a decision.
3) Finally, the country is still struggling with
the economic crisis and in this scenario such a cap will only
make things more difficult for the businesses. These measures
should be postponed until and unless UK fully recovers from the
economic crisis.
July 2010
Submission from the Immigration
Law Practitioners' Association
Introduction
The Immigration Law Practitioners' Association (ILPA)
is a professional association with some 900 members (individuals
and organisations), the majority of whom are barristers, solicitors
and advocates practising in all aspects of immigration, asylum
and nationality law. Academics, non-governmental organisations
and individuals with an interest in the law are also members.
Established over 25 years ago, ILPA exists to promote and improve
advice and representation in immigration, asylum and nationality
law, through an extensive programme of training and disseminating
information and by providing evidence-based research and opinion.
ILPA is represented on numerous Government, including UK Border
Agency and other 'stakeholder' and advisory groups.
Policy objectives outlined in the Explanatory
Memorandum and relevant background
The Explanatory Memorandum to HC 59 sets out two
main policy objectives relevant to this call for evidence:
Objective 1: Prevention of a surge and a spike,
thereby defeating the objective of reducing net migration
Objective 2: To continue to attract the brightest
and most able highly skilled migrants
The second objective should be examined in light
of the command paper, A Points -Based System: Making Migration
Work for Britain (Cm 6741, Home Office March 2006). The Home Office
set out in that document that Tiers 1 and 2;
"
are essentially about attracting individuals
who will contribute to UK growth and output, developing the UK
skilled workforce and filling shortages in the labour market"
(paragraph 37)
and that:
"Tier 1 is designed to bring into the UK
those migrants with the very highest skills
.It will select
migrants with top-level skills who will be able to find employment
or self-employment and increase the productivity and growth of
the UK economy." (paragraph 73)
The Command Paper also set out that
"
migrant workers
contribute disproportionately
to the economy (figures for 2001 show that migrants in the UK
generate 10% of GDP while forming 8% of those in employment)"
(paragraph 2)
Further gloss is provided by the Impact Assessment
of 28 June 2010 (HO 0007 Migration Interim Limits (PBS Tier 1
and Tier 2) which states, inter alia, in relation to Tier 1 (General):
"Option 2: Apply limit to Tier 1 (General)
which will limit approvals to the same level as the equivalent
period in 2009." (page 1)
"As fewer migrant workers will be available,
there may be negative impacts in the short-term on businesses
and the labour market
Over the longer-term we expect businesses
to adapt to the changes by adjusting production." (page 2)
"The policy is also designed to continue
to attract the brightest and the best highly skilled migrants
and to encourage the upskilling of UK resident workers."
(page 2)
"A further risk is that some applicants,
who will view Tier 1 and 2 as 'too difficult' to get into, will
then displace into other routes. Neither of these risks are quantifiable."
(page 2)
In the Consultation by the Migration Advisory Committee
on the Level of an Annual Limit on Economic Migration to the UK
on limits to economic migration (30 June 2010) the Migration Advisory
Committee has stated:
"According to the LFS [Labour Force Survey],
the foreign born working-age population in the UK remained constant
between the first quarters of 2009 and 2010
The apparent
lack of growth of migrant stock over this period may reflect the
consequences of the economic recession." (paragraph 2.24)
Will the Statement achieve its policy objectives?
As to the first objective, prevention of a surge
and spike before the 'cap' comes into force, it is likely that
there will be some extra applications before the interim cap under
HC 59 comes into force from persons who had been planning to submit
applications shortly. However, as set out in our comments on the
second objective, it is likely that other people will be deterred
from coming to the UK at all. Persons who enter through Tier 1
General are persons who have a choice of destination in different
countries around the world. No evidence has been provided which
demonstrates that there will be surge of applications from these
persons, who have many other options. Were there such a surge,
at a time when a need to stimulate economic growth has been identified,
this would appear to fulfil the policy objectives underlying Tier
1 (General).
As to the second objective, attracting the most able,
as the quotations from Cm 6741 illustrate, the group desired are
not desired simply for their own sake, but for the contribution
they bring to the UK skilled workforce and the economy. It is
highly likely that the measures contained in HC 59 will, from
19 July 2010, fail to contribute to the underlying policy objectives
for Tier 1 (General) and, as set out in the extracts from the
Impact Assessment cited above, have a negative impact on businesses,
especially small firms and prospective small firms which may have
been established by affected migrants, and on the wider labour
market and economy.
A blanket policy of denying or delaying entry to
the UK to many of the most 'highly skilled' individuals and, by
the uncertainty that it creates, making the UK a less attractive
destination for those eligible to enter under Tier 1 General,
will interfere with those individuals' ability to contribute to
growth and productivity and assist in upskilling resident workers
in the UK, the underlying reasons for the existence of the category.
Based on the experiences of ILPA members in advising
clients, it is likely that the limitation combined with the points
increase will:
- lead to 'highly skilled' individuals who
would have entered through this route but for the changes and
continue to wish to come to the UK, entering the UK through other
routes, thereby having no impact on net migration. This possibility
is specifically referenced in the Impact Assessment (as referred
to above); or, if that does not happen,
- lead to 'highly skilled' individuals who
would have entered through this route had it been attractive to
them, taking their economic skills and abilities elsewhere where
there are more attractive policies in place.
It is unlikely that persons eligible to enter through
this route will be willing to make their applications, pay a fee
and then wait for an indefinite period of time to see if they
may or may not be able to conduct their economic activities and
their lives in the UK. The route already provides little certainty
for those individuals who have entered the UK and who contribute
(disproportionately) to growth and productivity because it is
subject to constant change (recently declared unlawful (SSHD v
Pankina [2010] EWCA 719 Civ)). ILPA considers that urgent measures
should be put in place to give effect to the judgment in Pankina,
stabilise this route and make it more attractive at a time when
the need to stimulate growth in the UK economy is paramount.
Restricting Tier 1 (General) in the manner set out
in HC 59, imposing a limit and increasing the points, can only
result in the UK restricting its ability to attract the "brightest
and most able highly skilled migrants."
Is the Government's estimate of the volume of
deterred Tier 1 (General) applicants accurate?
The Government has not issued any statistics in relation
to the basis of its estimate of the volume of Tier 1 (General)
applicants who may be deterred.
It is proposed that visa levels be limited to those
for the same period in 2009. During this period the UK Border
Agency was not awarding points for skilled migrants with Bachelors
degrees whereas points for Bachelors degree were awarded in the
periods before and after. The period thus provides an unusually
low comparator. The period in question was also a period of recession
and for this reason provides an atypically low comparator as described
in the passage from the Migration Advisory Committee report cited
in the introduction. We suggest that it is not rational to impose
a policy which restricts the category which exists solely to attract
"the brightest and most highly skilled migrants" to
the UK to contribute to growth and productivity to the unusually
low numbers of migrants who came to the UK during the global recession.
Do your experiences support the Government's assessment
of equality impact?
ILPA has submitted substantial information to the
UK Border Agency and others setting out why, in ILPA's opinion,
Tier 1 raises issues of indirect sex discrimination, indirect
(and arguably direct) race discrimination and indirect age discrimination.
Full information on this can be found in ILPA's response to the
Equality Impact Assessment: Points Based System Highly Skilled
Tier, January 2008, available on the www.ilpa.org.uk/submissions/menu.html
and set out at Annexe 1. ILPA considers that the discriminatory
effects identified will be increased by the further restrictions
on this category that are proposed in particular in the cases
of gender and age discrimination. See also below regarding sector-specific
effects.
Do your experiences support the Government's assessment
of small firms impact?
Small firms are often more reliant on Tier 1 (General)
than larger firms. They may not have the infrastructure to be
confident in applying to be a sponsor of Tier 2 migrants, may
not have the capacity or desire to take on these responsibilities
or may not have the resources to warrant the direct and indirect
costs of obtaining and maintaining a sponsor license for the comparatively
low volume of migrant workers they require and will thus look
to Tier 1 (General). Members' experience suggests that there will
be particular impact in certain sectors including: architecture,
pharmacy, education, engineering, accountancy, the arts and charities,
where there is particular reliance on Tier 1 (General). Whilst
the skill level required in these sectors is often exceptionally
high (particularly to enable UK businesses to compete internationally),
these sectors are traditionally not highly paid (compared for
example to investment banking, law or management consulting);
raising the points threshold for Tier 1 (General) has the effect
of requiring applicants to show an even higher level of past earnings
(with the earnings points thresholds having already been significantly
raised the in April 2010). For example as a result of the changes
a highly skilled qualified architect (having a minimum seven years
academic and professional education) aged 35 may need to show
earnings of £75,000 - far in excess of the usual salaries
for such professionals. The changes further favour the highly
paid, not the highly skilled, and therefore do not serve to attract
the brightest and the best and will adversely affect small businesses
in particular.
As set out in Cm 6741, Tier 1 (General) is designed
to attract individuals who will contribute to growth and productivity
and who will assist in upskilling resident workers. Restricting
Tier 1 (General) in the manner proposed is likely to mean that
fewer such individuals come to the UK and consequently fewer small
businesses will be created by them, with the loss of the possibility
of the jobs and other contributions to growth that such business
would have provided.
Will these changes have an indirect impact on
education provision?
Yes. As noted above, the education sector is one
that makes particular use of Tier 1 (General) but fewer applicants
in this sector will qualify under the new criteria.
There is also the question of dependent children
of Tier 1 (General) migrants who would otherwise have attended
private schools and universities in the UK contributing much needed
fee income to those institutions.
In addition, the Tier 1 (General) category includes
a significant number of high earners and the revenue from the
taxes that they pay will be lost, which will affect the revenue
from taxation available for, inter alia, education.
Do you envisage any wider economic impacts as
a result of these changes or anticipate any unforeseen consequences?
The restrictions on the very route which is, as set
out in Cm 6741, designed to attract migrants who make a particular
contribution to UK growth and productivity will have far reaching
economic implications. It will also have a significant impact
on the UK's ability to compete in attracting such individuals.
How would you like this policy reviewed?
The Equalities and Human Rights Commission should
be asked to consider the equality impacts of the policy. The Migration
Advisory Committee should be involved in any review but it will
also be necessary to draw in wider assessment from across Government
of the wider social and economic effects of the policy. It would
be appropriate that detailed reports on the effect of HC 59 be
laid before and considered by parliament, for example by the Home
Affairs Committee and on the floor of both houses, before consideration
be given to moving to a more general cap. It would be helpful
to monitor how the balance of migration is shifted between Tiers
1 and 2 by this policy and to collect evidence from individuals
and organisations affected. See also 'legality of the changes'
below.
Legality of the changes
In the recent case of SSHD v Pankina [2010] EWCA
719 Civ the Court of Appeal held that the only binding and effective
part of the Points-Based System rules and guidance are those set
out in the Immigration Rules themselves. This is because these
are the only provisions that have been properly laid before Parliament
in accordance with section 3(2) of the Immigration Act 1971.
For the reasons set out by the Court of Appeal in
Pankina, limiting Tier 1 (General) applications on a monthly basis
in the manner proposed is not something which can lawfully be
implemented through guidance notes which may be changed at any
time and without parliamentary scrutiny and the implementation
of the policy in the manner suggested would therefore appear to
be unlawful.
Annex 1 - ILPA's response to the Equality Impact
Assessment: Points Based System Highly Skilled Tier
1. Does this policy put in place any barriers
to full participation from members of the community or communities
you represent?
Yes, many groups will face difficulties in qualifying
under Tier 1. In particular, the Statement of Intent for Tier
1 raises issues of:
a. Indirect sex discrimination
b. Indirect (and arguably direct) race discrimination
c. Direct and indirect age discrimination
It is useful to note that throughout, the terms "direct"
and "indirect" discrimination are used. These should
be given the following meaning:
Direct discrimination
occurs when someone is treated less favourably than another on
grounds of his or her perceived or actual (age), disability, gender,
nationality, religion, gender orientation or sexual orientation.
Indirect discrimination occurs
where the effect of certain requirements, conditions or practices
imposed has a disproportionately adverse impact on one group or
other. Indirect discrimination generally occurs when a rule or
condition, which is applied equally to everyone, can be met by
a considerably smaller proportion of people from a particular
group.
It is also useful to remember that race discrimination
includes discrimination on the grounds of nationality.
There are two ways of looking at questions of discrimination
in the context of Tier 1. The first is to contend that the criteria
by which a person is judged to be 'highly skilled' - earnings,
university qualifications etc., raise questions of cultural and
gender bias of sufficient seriousness to amount to discrimination.
One could contend, for example, that the investor class is inherently
discriminatory because of patterns of distribution of wealth between
men and women. The language of 'highly skilled' is arguably unfortunate
- as press furores have revealed[10].
Moreover, the derivation of the attributes against which points
are scored, stated to be 'points will be awarded for attributes
which measure the applicant's potential value to the UK labour
market'[11],
is obscure. 'Highly skilled' is not a clear, albeit complex, descriptor,
on a par with, for example 'student'. It is a matter of some complexity
to divide questions of semantics from those of value and bias
in this context. Without wishing to underplay the strength of
these arguments, ILPA has limited comments to make here as some
of the matters raised go beyond our specialist expertise.
The second way of looking at the question is to say
'Do the criteria by which the highly skilled and those in Tier
1 have been defined prejudice certain groups who might be expected
to hold those attributes as compared to others?' Thus, to return
to the example of the investor category and gender, the question
would become 'Among the men and women with a million pounds, are
women disadvantaged by comparison with men (or vice versa) by
the other criteria for the category? Here the criteria must be
viewed as they interact, not only in isolation, and questions
of evidence will be as important as questions of the criteria
themselves. It is on these questions that we focus in this response;
please see answers set out below for further details of the impact.
What opportunities, and what challenges, does
this policy offer?
As a Points Based system, Tier 1 aims to reduce subjectivity.
ILPA has previously contended[12]
that this goal may prove elusive: questions of e.g. the probative
value of documents will always involve exercise of judgment. As
subjectivity is reduced, there should be less room for prejudiced
decision making on the grounds of race, religion, disability,
gender, gender orientation, sexual orientation and age. At present,
accusations of prejudice are dealt with through an appeals system.
What happens where there is no appeals system is discussed in
the reports of the Independent Monitor for entry clearance applications
without right of appeal.
Whilst it is laudable to seek to remove direct discrimination/
prejudice in decision making, in reality, by removing the ability
to exercise discretion, instances of indirect discrimination may
become more prevalent. To give just one example: in Tier 1 attempts
have been made to set out the documents that will be held to evidence
that particular criteria are met. Where the type or format of
these documents is based upon UK models, then people ordinarily
resident in countries whose documentation (be it payslips, contracts
of employment, or bank statements) are most similar to those produced
in the UK will have advantages over others. It is the case that
the majority of people resident in the vast majority of countries
will be nationals of those countries, thus the specifying of particular
documentation gives rise to a risk of indirect discrimination
on the grounds of nationality and thus race. It is of course no
answer to indirect discrimination to say all those applying from
country X are treated in the same way, whatever their nationality.
If it can be shown that the majority of those applying in country
X are nationals of that country, then, in the absence of justification
of the differential treatment on objective grounds, there is indirect
discrimination.
It is incumbent upon the Border and Immigration Agency
to allow adjustments to the points based system to minimise the
adverse impact that it will have upon certain groups, including
women, disabled people, certain nationalities and certain age
groups.
The challenges and the opportunities are to design
a system which removes direct discrimination from the decision
making process, whilst having enough discretion to prevent decisions
being so universally applied as to be indirectly discriminatory.
The following must be considered when implementing
policy:
1. ensuring that documentary requirements can
be met by all groups, and where they cannot, allowing flexibility;
2. ensuring that the points available are designed,
and include adjustment mechanisms, to avoid indirect discrimination
on grounds of age, disability, gender, nationality, religion,
gender orientation, sexual orientation and other categories relating
to age.
3. ensuring that processes and timings at each
of the diplomatic posts and outsourced partners do not create
direct or indirect discrimination, either by applying a universal
rule stringently and without regard for the indirectly discriminatory
impact this may have on certain groups or by having such different
practices, procedures and timings that certain groups are adversely
affected, for example where nationals of country X have a noticeably
worse service than nationals of country Y (creating the grounds
for an accusation of direct discrimination).
Will this policy have a disproportionate impact,
positive or negative, on any particular groups or communities?
The following policies will have disproportionate
effects and give risk to discrimination or to a risk of discrimination:
English language - The
requirement to have to take a test to demonstrate English language
ability discriminates against those nationals who are not from
the listed majority English speaking countries and who do not
have a bachelor's degree from an English speaking university.
There are two difficulties here. The first is that
historical accidents of birth (race and nationality) are privileged
over the contribution an individual may be able to make. A university
degree is no proof that a person has contributed successfully
to an economy - our understanding is that the Border and Immigration
Agency has selected this criterion (as it has selected previous
earnings) on the basis that it is an indicator of likely future
success in the labour market[13].
Linguistic competence may be relevant to whether a person will
learn English, but the proposed system has no way of allowing
for the linguistic competence of a person who does not have English
as a first language but will acquire it with ease. Such a person
may have highly specialised skills that do not require high level
of competence in English to start work in the UK and perform well
in the labour market. Were ability to speak English tested at
the point of applying to extend limited leave in tier 1, it would
be easier to understand. When it is made an entry requirement,
it has every appearance of being discriminatory.
The second question, and one that gives rise to a
clear possibility of direct discrimination, is the question of
which countries are on the list of being 'majority English speaking
countries'. The BIA's list in the Statement of Intent on Tier
1 of majority English speaking countries[14]
is as follows: Antigua and Barbuda, Australia, the Bahamas, Barbados,
Belize, Canada, Dominica, Grenada, Guyana, Jamaica, New Zealand,
St Kitts and Nevis, St Lucia, St Vincent and the Grenadines, Trinidad
and Tobago, the USA. Canada, for example, is a dual language country
and in the Francophone province of Quebec an individual need speak
no English to earn a degree and a high level of earnings. States
of the United States of America such as California recognise both
English and Spanish as official languages. Why is Canada on the
list, while Nigeria is not? If one takes the class of Canadians
holding university degrees and the class of Nigerians holding
those degrees, which has the greater proportion of English speakers
in it? Do more or fewer Canadians than Nigerians holding Bachelor's
degrees meet the requisite level of English language? In certain
West African countries, for example, the majority of the educated
elite (those who achieve university degrees and thus make up the
subset from which those who can qualify under Tier 1 is comprised)
will speak English. The list of countries offers the greatest
scope that we can see within the scheme for direct discrimination.
The language requirement will especially impact those
who are on the cusp of an age category and who will therefore
not receive (enough) points for age because of the delay in the
timing of their application caused by the need to sit a test before
the application may be submitted. This therefore raises issues
of indirect race discrimination.
The age criterion.(Tier 1 - general) -
By having points available for those under 31 and tailored for
different ages up to 31, the system is treating people differently
on the basis of age. The Border and Immigration Agency contends
that this is to avoid younger people being disadvantaged because
of their lower earnings. However, it is necessary to demonstrate
that this is indeed the case, and that the effect is accurately
reflected in the way the points are calibrated and then stop at
age 31. ILPA has a particular concern that this criterion may
unfairly disadvantage women, who may be more likely to take a
career break to have children in their twenties (a combination
of gender and other factors may be relevant here as ages at which
people have their first children do differ from country to country
and faith and cultural considerations can play a role[15]).
The BIA should therefore undertake and publish research (including
drawing on existing research) to show that this different treatment
may be objectively justified and if not, adjust these criteria
accordingly.
At the moment, the age criterion is stated to compensate
the young for their lower earnings, but it does so in a way that
may well be shown to discriminate against older people. Since
December 2006, when the criterion for the Highly Skilled Migrant
Programme changed, it has been more difficult for the old to compensate
for this and the problem is exacerbated by the way in which it
interacts with the degree requirement (see below). No longer are
work experience and skills taken into account. In addition, there
are no additional points to be scored for earnings above a level
equivalent to £40,000 (scoring 50 points), so that those
who have very high earnings cannot earn extra points on this basis.
If the age criterion exists because it assumes that young people
earn less, this suggests an assumption that older people are more
likely to earn more. As the scheme stands, and as it is proposed
that Tier 1 will stand, there will be no opportunity for them
to earn extra points for very high earnings. There is scope for
investigation as to whether the current programme, and the proposed
Tier 1 disadvantages older people in a way that cannot be reconciled
with any measure of their likely contribution to the labour market
The question of proof of age may also be a complex
one - UNICEF's Progress Report for 2007 states:
'Around 51 million children born in 2006 have
not had their births registered. Forty-four per cent of these
children live in South Asia. One in three developing countries
has birth registration rates of less than 50 per cent. Two out
of three African children under age five are not registered.'[16]
Similar reports have been produced for many years.
Thus, if a premium is to be placed on age, it is necessary to
look very carefully at what is required to prove age. A requirement
of a birth certificate is likely to introduce indirect discrimination
on the grounds of nationality. ILPA's report on disputes of age
of children[17]
is well-known, but we see the problem in a much wider variety
of contexts, for example in cases where it is not accepted that
elderly parents seeking to enter as dependants under rule 317
of the Immigration Rules are over 65.
Requirement for a degree (Tier 1 - general) -
It is impossible to score the numbers of points required for Tier
1 without holding a degree. The notion that a degree level qualification
is required for Tier 1 entry is problematic in the sense noted
in our introduction - that a degree is proof of having skills
likely to benefit the UK may be seen as the product of cultural
and gender stereotypes, not to mention an attitude to the importance
of higher education qualifications with which younger would-be
applicants may have grown up, but which may not have prevailed
when older would-be applicants were of an age to decide whether
to continue their education or start work. It would be very interesting
to examine, across a range of countries, statistics on the percentage
of the population holding a degree stratified by age.
As to the way in which this criterion interacts with
the other criteria: women, and particularly women from certain
cultures, may go to university later or take longer to complete
a degree because of child-bearing responsibilities, and the age
at which people embark on a degree may also differ from country
to country (earnings is part of this mix - if the degree finishes
later, one would not necessary expect the lower earnings arising
from being newly qualified to have been eradicated by the age
of 31).
Under the Highly Skilled Migrant programme existing
prior to December 2006, there was scope to compensate for the
lack of a degree by demonstrating work experience or skills. This
provided a mechanism by which to ensure that women or older people
were not unfairly disadvantaged. It is possible that the ability
to score extra points for earnings above £40,000 also contributed,
as discussed at point 2 above. No compensating mechanisms are
in place in the current scheme and that proposed under Tier 1.
Women (Tier 1 - general) -
ILPA is not an organisation concerned with the collation of sociological
data nor its analysis. However, it appears that in every country
where published analyses of male/ female pay are available, women
earn significantly less than men[18].
For example, in February 2006, it was reported that women in the
UK were paid 13% (using a median average) or 17% (using a mean
average) less than men[19].
Having a previous earnings requirement that applies to men and
women without taking the pay gap into account has a negative impact
on women's ability to qualify under Tier 1. One might contrast
older models (pre December 2006) of the Highly Skilled Migrant
programme where previous experience was taken into account, making
the quality of the work done, rather than only the remuneration
for that work, of importance. Members' experience is that the
demographic of those applying under Tier has dramatically changed
since December 2006[20].
The impression is that thee current combination of age, degree
and earning requirements favour young men over other groups. ILPA
raised in meetings with the BIA in August 2007 the question of
how the gender profile of applicants under the Highly Skilled
Migrant Programme had changed since the December 2006 changes.
We were told that the baseline data to make the comparison were
not available. We would strongly suggest that the BIA collate
these data (applicants must specify their gender and age on application
forms so the data is available), if necessary by the use of examination
of random samples. We anticipate that the sampling would show
that the combination of age and earning requirements, and the
removal of points for work experience, has disadvantaged women.
The changed criteria in December 2006 appeared to
be more the product of a desire to move to a more objective, points-based
system, than a desire to attract a different profile of applicant
under the Highly Skilled Migrant Programme. This raises the spectre
that women may have been disadvantaged for reasons of administrative
convenience.
Part-time workers (Tier 1 - general) -
it is a matter of UK case law that the majority of part-time workers
are female and that measures which discriminate against part-time
workers therefore indirectly discriminate against women. Having
an earnings requirement for the previous 12 months without having
an adjustment for part-time workers indirectly discriminates against
women.
Areas of expertise (Tier 1 - general) -
In the UK it has been reported that women are more likely to enter
poorly paid professions than men[21].
It would be useful to examine equivalent data for other countries.
For example, globally, are there proportionately more women in
the caring professions than men and proportionately more men in
the financial services industry than women? What are the pay scales
within these professions? At present Tier 1 does not make any
adjustment for the sector in which people work and so does not
recognise that a very senior caring role pays less than a very
junior role in a bank. This is likely indirectly to discriminate
against women. Under the pre-December 2006 Highly Skilled Migrant
Programme a person who could not demonstrate high earnings could
nonetheless have demonstrated skills and experience and thus there
would have been compensation for a group, such as women, working
in lower paid sectors. Under the current scheme, and the proposed
Tier 1, such compensation is not possible.
Funds requirement - To
obtain entry clearance it will be necessary to demonstrate that
£2,800 is available to the migrant to allow for set up/ maintenance
costs within the UK. This is a proportionately higher cost to
an Indian national than an Australian national, as is recognised
by the adjustments made for earnings in Band A-E countries. This
cost may be so high as to prevent certain nationalities applying
under Tier 1 and is therefore indirectly discriminatory on grounds
of race. While the BIA may plead the need to support oneself a
reason to require this figure, there is no reason for this when
the Highly Skilled Migrant has a particular job offer (there is
nothing to stop a person offered a job determining that it is
in their best interests to come as a highly skilled migrant rather
than on a work permit), or can demonstrate that his/her skills
are so in demand as to make the notion of languishing without
a paid job for any length of time highly unlikely.
Evidential requirements -
ILPA has long been critical of letters of refusal that, to paraphrase,
say, for example 'Lots of documents from the Indian sub-continent
are false; therefore we do not believe yours are genuine.' Risk-profiling
is one thing, direct or indirect discrimination on the grounds
of race, religion or nationality is quite another. The distinction
between them is not merely the quality of the general evidence
base but the way in which the individual case is judged against
the evidence. The most obvious 'subjective' or 'judgement' element
remaining in Tier 1 is that of the question of the falsity or
genuine nature of documents. The scope for discrimination - unjustified
differential treatment on the grounds of nationality through 'guilt
by association', is enormous. That false degree certificates have
been produced from a certain country or university maybe a reason
to examine a person's documents with care, it is not a reason
to reject them or to conclude that they are false without evidence
in the individual case.
Experience of the existing Highly Skilled Migrant
Programme has demonstrated the extent to which evidential requirements
that appear to be neutral are, when closely examined, based on
UK or Anglophone models. The means by which people are paid, for
example, would appear to have been examined through filters based
on the UK tax system. Thus the question of whether dividends paid
by the company are to be regarded as part of earnings is examined
in a way that is based on UK tax models and may fail to reflect
the realities of payments elsewhere. Bank statements or payslips
that do not resemble UK bank statements or payslips may not to
be held to prove earnings, but the combination of documents required
does not allow a different combination of documents that will
satisfy the requirements to be produced by applicants from certain
countries. Attempts to draw up very tight evidential requirements
are likely to run repeatedly into cultural specificity amounting
to indirect discrimination. As stated above, it is no answer to
indirect discrimination to say all those applying from country
X are treated in the same way, whatever their nationality. If
it can be shown that the majority of those applying in country
X are nationals of that country, then, in the absence of justification
of the differential treatment on objective grounds, there is indirect
discrimination.
Current evidential requirements appear to be based
on form rather substance. Not merely do they require that a person
satisfy a criterion, it is required that it be satisfied in a
particular way. For example, a degree certificate is accepted,
a transcript is not. This increases the risks of discrimination
described above and again, appears to be based on administrative
convenience rather than on what would show the required attribute,
or on a robust risk assessment.
If you have identified any disproportionate impacts,
what changes could we make to this policy to mitigate them?
English language - The
current list of English speaking countries should be withdrawn
and the contents of any list reconsidered. If language requirements
are imposed, this should be at the point of renewal of leave and
not entry.
Those over 31 years old (Tier 1 - general) -
The Border and Immigration Agency should undertake and publish
research to determine the extent to which age affects earnings
and should either demonstrate that the giving of additional points
to those under 31 can be objectively justified or adjust this
criterion. Such adjustment may involve having different age-related
points for men and women.
Requirement for a degree (Tier 1 - general) -
The Border and Immigration Agency should
revisit the question of a degree being an essential requirement.
In addition it should amend guidance to allow for such instances
as mentioned above, where, if a degree is completed later, one
would not necessary expect the lower earnings arising from being
newly qualified to have been eradicated by the age of 31.
Women (Tier 1 - general) -
The Border and Immigration Agency should examine the available
statistical information on the differential earnings between men
and women and adjust the previous earnings criterion accordingly
- either in isolation or in conjunction with the age criterion.
Part-time workers (Tier 1 - general) -
The Border and Immigration Agency should examine the available
statistical and other information on the gender composition of
the part time work-force in different countries of the world.
Points for earnings (and/or the time period during which such
points can be accrued should be adapted accordingly).
Points for skills and work experience.
As described above, the reintroduction of points for skills and
work experience would provide a means to ensure that those disadvantaged
on the grounds of their sex and age were able to compensate for
this in other areas and would reduce the risk of discrimination
against women and older people.
Points for earnings in excess of the equivalent
of £40,000. As discussed above, making
provision for extra points to be scored by those with very high
earnings would provide opportunities for older people and for
people without degrees (in which group women and older people
may be disproportionately represented) to accure points that would
contribute toward offsetting the ways in which the system appears
to be biased against them.
Areas of expertise (Tier 1 - general)
See point 4 (above).
Funds requirement - The
Border and Immigration Agency should reduce the funds requirements
and dispense with this requirement altogether where a job offer
is in place or where it can be demonstrated that the individual's
skills are in such short demand that s/he is extremely unlikely
to remain without a job offer for any significant period
Evidential requirements - The
BIA should be clear about what it is that they wish an applicant
to prove - give guidance as to what they wish to establish but
do not be prescriptive as to evidence. In addition, work should
be undertaken to ensure that risk assessments do not result in
cases being rejected without adequate consideration of the individual
case).
July 2010
Submission from the Joint Council
for the Welfare of Immigrants
Joint Council for the Welfare of Immigrants ("JCWI")
is an independent, voluntary organisation working in the field
of immigration, asylum and nationality law and policy. Established
in 1967, JCWI provides legally aided immigration advice to migrants
and actively lobbies and campaigns for changes in immigration
and asylum law and practice. Its mission is to promote the welfare
of migrants within a human rights framework.
Introduction
We welcome the opportunity to submit evidence in
relation to this enquiry. This brief submission is structured
in the following way. As per the Committee's call for evidence,
in part one we deal with the Government's assessment of the equality
impacts of these measures. In summary, our view is that the Government's
equality impact assessment is flawed and does not comply with
basic statutory obligations in relation to discrimination/promotion
of equality.
As the call for evidence invites submissions on other
issues are considered significant, in part two we address the
issue of human rights obligations under the European Convention
on Human Rights. Specifically the Joint Committee on Human Rights
had in the light of past experience recommended that immigration
rule changes should be accompanied by a statement of compatibility
with obligations under the Human Rights Act. In the case of rule
changes of this kind, given that they potentially engage ECHR
obligations, the Committee should raise this in any report it
produces. In the final part of this submission we address the
issue of a review as per the call for evidence. Specifically,
we believe that a systematic proper evaluation of the impact of
the changes, but also the operation of Points based system more
generally from the perspective of equality based considerations
should be built into the terms of any review.
Statutory duties to promote equality
Until such time as the Equality Act 2010 comes into
force, existing equality based obligations are found in the Race
Relations Act, Sex Discrimination Act and Disability Discrimination
Act.
Section 71 (1) of the Race Relations Act 1976 imposes
an obligation on the UK Border Agency to have 'due regard' to
the need to eliminate unlawful racial discrimination and to promote
good race relations between different racial groups.
Section 76(A) of the Sex Discrimination Act requires
that the UK Border Agency has due regard to the need amongst other
things to: a. eliminate unlawful discrimination and b. promote
equality of opportunity between men and women.
Section 49(A) of the Disability Discrimination Act
1995 requires the UK Border Agency to have due regard amongst
other things to the need to a. eliminate unlawful discrimination
under the Act and b. promote equality of opportunity between disabled
persons and others and promote positive attitudes towards them
and encourage their participation in public life.
All of the above extend to cases of indirect discrimination
and are therefore broadly applicable in circumstances where neutral
conditions apply but have a disparate impacts.
The UK Border Agency is required to publish its Equality
Scheme detailing the way in which it complies with its obligations.
There is presently a problem with the UKBA archives, and therefore
in obtaining a copy of the most recent policy/its review. As we
understand it however, the UKBA seeks to comply with the above
obligations through the use of equality impact assessments for
new policies, and subsequent reviews.
There are several observations that are relevant
to the UKBA's equality impact assessment in the light of the above:
i. There is no consideration whatsoever of the
extent to which the proposals - an increase in pointing for tier
1 (General), a numerical cap for tier 1 (General) applications
from outside of the country, and further limitations on the certificate
of sponsorship allocations meet the statutory requirement above
in S71(1) RRA 1976 to promote good race relations. This means
that the EIA is legally flawed, and so too arguably are the proposed
rule changes. Compliance with the relevant obligation would require
that s71 obligations are fully considered through the use of statistical
evidence and input from migrants, and the 'host community'.
ii. There is no consideration of the extent to
which the proposed measures would fulfil the aforementioned positive
statutory gender and disability duties i.e. the promotion of equal
opportunities for women and disabled people, and participation
in public life and the promotion of positive attitudes for the
disabled people. This means that that the EIA is flawed and the
proposed rule changes are arguably unlawful.
iii. 'Access difficulties[22]'
are arguably not outside of the scope of the EIA in so far as
statutory requirements relating to discrimination goes. Neutral
requirements applicable to all with disproportionate impacts for
certain groups can legally fall foul of all of the above statutory
obligations where they are not shown (as is the case here) on
the evidence to be justifiable. It is not difficult to see that
an increase in the pointing threshold, and a cap may have discriminatory
effects for certain groups. The Equality and Human Rights Commission[23]
for example found that tier 1 (when the lower pointing threshold
was applicable that 75 points were required for educational qualifications,
salaries and age) was generating a low approval rate for those
coming from underdeveloped countries (nationality was used as
a proxy for race). Its impact was considerably higher for in country
applications due to prevailing racial discrimination in the labour
market- Bangladeshi and Black African men earn 25% less than their
white counterparts, and the treatment by UK employers of qualifications
obtained in African and some Asian countries. Equally it is noteworthy
that the most extensive users of tier 1 are of Indian and Pakistani
origin.[24]
Human rights obligations
The proposals engage the right to private and family
life under Article 8 ECHR given that the new pointing requirements
are to apply to tier 1(General) in country applicants.
The Joint Committee on Human Rights previously noted
the lack of parliamentary scrutiny the immigration rules receive
and concluded in the light of previous experiences:
We recommend that the Government accept that where
a change to the Immigration Rules engages a Convention right
,
it does not have an unfettered power to make changes to the Rules,
and that where a change would lead to an interference with a right
such as the right to respect for home and family life, the requirement
that any such interference be in accordance with the law requires
that such changes should be prospective only. We also recommend
that changes to the Immigration Rules should always be accompanied
by a statement as to the compatibility of the changes with the
ECHR.[25]
In the light of the very significant and potentially
problematic implications that these changes may have for families
who are already in the UK through changing the Tier 1 (General)
criteria - applicable on extensions, this is something that in
our view should at a minimum be sought in this instance. More
generally however we should say that we consider this to be problematic
as it will lead to applicants who are on the verge of their leave
expiring, being required to fulfil new 'retrospective' criteria.
This will inevitably mean that some applicants who have reorganised
their lives, and relocated to the UK in the expectation that they
are likely to be able to remain, will fall foul of these changes.
The need for a review
Specifically, we believe that systematic proper evaluation
of the impact of the changes, but also the operation of Points
based system more generally from the perspective of equality based
considerations should be built into the terms of any review. As
the Equality and Human Rights Commission noted in its report:[26]
A proper evaluation of the equality implications
of the PBS requires systematic analysis of the impact and outcomes
of the scheme which has not been undertaken for the various tiers.
The Canadian Gender-Based Analysis (GBA), applied by CIC to the
Immigration and Refugee Protection Act, may offer one example.
Status of Women Canada (2002) defined GBA as:
... a process that assesses the differential impact
of proposed and/or existing policies, programmes and legislation
on women and men. It makes it possible for policy to be undertaken
with an appreciation of gender differences, of the nature of relationships
between women and men and of their different social realities,
life expectations and economic circumstances. It is a tool for
understanding social processes and for responding with informed
and equitable options.
It compares how and why women and men are affected
by policy issues. Gender-based analysis challenges the assumption
that everyone is affected by policies, programs and legislation
in the same way regardless of gender, a notion often referred
to as gender neutral policy
A similar kind of analysis could usefully be applied
to understanding the implications of other social relations and
differences, and the interactions between them
as for example
between gender, nationality and age
.
July 2010
Submission from Newland Chase
As a general comment, the impact assessments carried
out in relation to HC 59 take inadequate account of the changed
position for Tier 4 and Tier 1 (Post Study Work) migrants. HC
59 is likely not to meet its policy objectives, since the changes
incorporated have a high risk of deterring the best and brightest
from:
- studying in the UK;
- taking up Tier 1 (Post Study Work);
and/or
- being able to use Tier 1 (Post Study
Work) as the intended bridge to Tier 1 or Tier 2.
Some comments on the specific written evidence questions
are below.
Will the Statement achieve its policy objectives?
The increased points threshold for Tier 1 (General)
and the reduced number of Certificates of Sponsorship under Tier
2 (General) significantly reduce the opportunities for those who
hold current leave to remain in the UK under Tier 1 (Post Study
Work) to switch into Tier 1 or Tier 2, as was the intended purpose
of the scheme.
Young graduates will need to generate an additional
£5,000 to meet the new 80 point threshold for Tier 1 (General),
which represents a substantial proportion of the income a graduate
can expect to earn in the UK, particularly in the currently depressed
labour market.
Also, once the availability of Certificates of Sponsorship
under Tier 2 (General) is capped, employers may choose to reserve/prioritise
usage of their allocation to more experienced potential recruits
and/or be dissuaded from applying for Tier 2 sponsorship in order
to facilitate an existing employee's transition from Tier 1 (Post
Study Work) to Tier 2.
The new situation may also create an environment
in which prospective Tier 4 migrants are dissuaded from studying
in the UK, and students/Tier 4 migrants dissuaded from applying
for Tier 1 (Post Study Work) if there is no viable path to longer
term settlement.
Is the Government's estimate of the volume of
deterred Tier 1 (General) applicants accurate?
According to Table 1.1 of the Control of Immigration:
Quarterly Statistical Summary, United Kingdom (January-March 2010)
the number of Tier 1 (Post Study Work) entry clearances issued
in the 8 quarters to the end of March 2010 was 11,060. The number
of approved applications for further leave to remain in the UK
for the same period (set out in Table 4.1) cannot be determined
as the figures provided are for all of Tier 1 and are not disaggregated
to show figures for Tier 1 (Post Study Work) only.
However, the majority of Tier 1 (Post Study Work)
applications are submitted in-country and the entry clearance
figure by itself is substantially higher than the 5,000 total
number of applicants expected to be deterred by the change, as
cited in the Impact Assessment. It therefore appears that the
Government's estimate represents a gross underestimate.
Do your experiences support the Government's assessment
of small firms impact?
Many Tier 1 (Post Study Work) migrants are currently
employed by small firms. The impact of these changes will not
be negligible for small firms as they will be less able to retain
these migrants following the expiry of their Tier 1 (Post Study
Work) leave. Where a Tier 1 (Post Study Work) migrant is unable
to move into Tier 1 or Tier 2, the firms will have to incur the
costs associated with recruiting and training alternative workers.
Will these changes have an indirect impact on
education provision?
It is foreseeable that if Tier 1 (Post Study Work)
cannot operate effectively as the intended bridge to Tier 1 or
Tier 2, prospective Tier 4 migrants may choose to study in a country
other than the UK.
Do you anticipate any unforeseen consequences
as a result of these changes?
It is possible that those individuals who cannot
move successfully into Tier 1 or Tier 2 may overstay in the hope
of meeting the 14 year long residence rule in the future, particularly
those who have spent a considerable number of years in the UK
already and have a well established private and/or family life.
How would you like to see this policy reviewed?
This policy should be reviewed by commissioning appropriate
reports to be laid before Parliament with a view to ensuring that
Tier 4 migrants and Tier 1 (Post Study Work) migrants are not
unfairly and disproportionately disadvantaged as a result of the
changes.
July 2010
APPENDIX 3:
STATEMENT OF CHANGES IN IMMIGRATION RULES: ORAL AND WRITTEN EVIDENCE
FROM THE HOME OFFICE
Oral evidence from Baroness Neville-Jones, Minister
for Security and Counter-Terrorism; and Mr Neil Hughes, Director
of Temporary Migration, United Kingdom Border Agency
Supplementary written evidence
from the Home Office
A number of the Committee's questions sought clarification
on the scope for the interim limits. I thought, for the sake of
completeness, that it might be helpful for me to set this out
here.
- For Tier 1, the interim limit will
cover out of country applicants for Tier 1 (General) only. Applicants
for the sub-routes for Investors and Entrepreneurs; in-country
applicants; and dependants are excluded. The post-study work route
within Tier 1 - through which foreign students can gain 2 years'
access to the labour market - is out of scope of these limits.
- For Tier 2, the interim limit will
cover applicants for Tier 2 (General). Applicants for the sub-routes
for Intra-Company Transfers, Ministers of Religion and Elite Sportspeople;
and dependants are excluded.
The Government does intend to bring forward, before
the implementation date for interim limits, next Monday 19 July,
an amendment to the Immigration Rules which makes clear that there
will be an interim limit for Tier 2 limiting the number of Certificates
of Sponsorship available to sponsor employers pending introduction
of the first full annual limit. In this instance it will be necessary
to breach the convention of laying statutory instruments 21 days
before commencement. The Minister for Immigration will be writing
to the committee separately on this matter.
Answers to questions not covered in oral evidence
Q. Has the Government
carried out any research to assess the impact of the Tier 1 changes
on the broader economic situation?
A. It is important
to remember that these measures are, at their core, matters of
social as much as economic policy. The Government is aiming to
reduce net migration in order to reduce pressure on public services
and increase public confidence in our migration system.
We do however want to ensure that as we reduce net
migration, we optimise the economic benefits of those who come
to the UK to work. Before we implement our first full annual limit,
the Government will give full consideration to the economic and
social impacts. That is why we have asked the independent and
well respected Migration Advisory Committee to advise us on the
level of the limit, taking into account both economic and social
and public service impacts.
The risk though, as I explained at yesterday session,
is that by launching this consultation we could see a surge in
applications. This is why we are introducing our interim measures
- to give us the space we need to fully consult and understand
those impacts.
Q. The Equality
Impact Assessment identifies no adverse consequences as a result
of these changes, but has the Government identified any possible
adverse consequences at all, in terms of equality?
A. The UK immigration
system has a very wide pool of potential users who can come from
anywhere in the world. The criteria for entry and leave to remain
are designed to maximise the economic benefits of migration and
are the same for all potential migrants from outside the EEA.
Our corporate partners have previously suggested
that labour market discrimination in the UK against ethnic minorities,
people with disabilities, women, trans-gender people, and gay
and bisexual people makes it harder for applicants from these
groups to achieve the points criteria required under PBS. Corporate
partners have also told us that some groups may have difficulty
in accessing these tiers, due to a wide range of social, educational
and economic inequalities in different societies around the world.
The UK immigration system cannot be used to mitigate such wider-ranging
barriers and inequalities in the home countries of those who may
wish to use it.
As set out in the Impact Assessment, we believe that
there are no adverse consequences in terms of equality associated
with these interim measures.
Q. Has the Government
carried out any analysis to identify whether the changes to Tier
1 will have a disproportionate impact on any particular professions?
A. We have not conducted
detailed analysis on how the increased pass mark could affect
particular professions. The current Tier 1 points table has been
in place for a little over three months, having been introduced
by the previous Government on 6 April.
Furthermore, Tier 1 migrants do not necessarily enter
the UK with a job offer and they are not required to report to
Government as they take up employment. It is therefore very difficult
to assess what proportion of Tier those who have entered through
the current frame work are already in work and the types of jobs
they are doing.
We are however very keen to understand better the
occupational distribution of Tier 1 migrants and we will be looking
at this during our consultation period.
Q. What will be
the parameters of the review of the interim limits and how will
you ensure that the consultation gets a full range of views?
A. We will keep the
interim limits under constant review to assess whether they are
meeting the objectives outlined and to monitor any unintended
consequences.
We are entirely confident that our consultation on
the limits to be put in place for the longer term will receive
a full range of views. Our consultation has been sent to all of
the UK Border Agency's key partners and sponsoring employers,
over 22,000 organisations, and we have also notified those organisations
of the Migration Advisory Committee's review. We have already
received over 1000 responses to our consultation, which was launched
on 28 June.
Q. Statements of
Changes to Immigration Rules are subject to formal Parliamentary
scrutiny, but guidance issued by the UK Border Agency is not.
What principles do the Government use to decide what matters should
be in the Rules themselves, and what can safely be left to guidance?
The Government has considered the impact of the recent
Court of Appeal judgment in the Secretary of State for the Home
Department v Pan kina. We have considered carefully whether this
judgment has implications for the approach taken to the Statement
of Changes which is the subject of your current deliberations.
The Government does not intend to make any amendments to this
Statement, which relates to Tier 1.
14 July 2010
APPENDIX 4:
DRAFT FINANCIAL SERVICES AND MARKETS ACT 2000 (CONTRIBUTIONS TO
COSTS OF SPECIAL RESOLUTION REGIME) REGULATIONS 2010: GOVERNMENT
RESPONSE
Information from HM Treasury
You have asked us to highlight briefly the provisions
that were in the Financial Services and Markets Act 2000 (Contribution
to Costs of Special Resolution Regime) Regulations 2009 and those
which are new in the draft Regulations.
Because of the substantial changes to the enabling
provisions in the Financial Services and Markets Act 2000 (FSMA),
the structure of the new draft Regulations is rather different
to the 2009 Regulations.
Regulation 1 is self explanatory.
Regulation 2 makes the
same provision for the definition of terms as were used in the
2009 Regulations, but with additional terms that relate to the
more detailed provisions of these Regulations.
Regulation 3 - liability of the scheme
This regulation sets out the expenses ("eligible
expenses") to which the FSCS may be required to contribute.
It largely follows regulation 3 of the 2009 Regulations but also
makes clear that expenses incurred in connection with the appointment
of the valuer, the independent valuer in accordance with section
54, and the person responsible for verifying the accounts kept
by and the expenses and recoveries made by the authorities, may
be recovered. In the 2009 Regulations, these items were implicitly
covered as expenses incurred in connection with the transfer of
property, rights and liabilities of the banking institution. There
is no explicit reference to the authorities' cost of funding as
an expense; this is not needed as new section 214B(4) of FSMA
makes clear that interest is an expense for these purposes. The
reference in the 2009 Regulations in regulation 3(a) to payments
in connection with the transfer of rights and liabilities of the
banking institution in respect of protected deposits is also not
needed as it is covered by the more general wording in the new
regulation 3(a).
Regulation 4 - initial notification
This regulation sets out the information that must
be included in the notification given by the Treasury to the FSCS
at the start of a resolution if the FSCS is to be required to
contribute to
SRR resolution costs. It largely follows Regulation
4 of the 2009 Regulations, but it also includes:
requirements to notify the FSCS of the
interest rate (which may be fixed or floating) to be used for
calculating the authorities' cost of funding a resolution and
the cost of funding the FSCS would have had to pay if it had paid
compensation to depositors and borrowed to meet that cost, and
the periods for which this rate would apply;
principles which the FSCS will be required
to apply, methods to be used and matter that should or should
not be taken into account when the FSCS is making its determinations
in accordance with regulation 6; and
details as to when the FSCS will be required
to make the payment.
Regulation 5 - further notification
This regulation provides for further notifications
to the FSCS if circumstances have changed and the initial notification
needs to be updated. This provision expands on regulation 4(3)
of the 2009 Regulations by prescribing when further notifications
should be made i.e. where further expenses have been incurred,
recoveries have been made by the authorities, there are changes
to the interest rate and the periods for which it is to apply
or where the Treasury expect a material change to the level of
expenses expected to be incurred or recoveries expected to be
made.
Regulation 6 - the scheme manager's expenditure
This regulation follows regulation 5(2) of the 2009
Regulations but requires the FSCS to keep a record of actual net
expenses incurred by the FSCS in the resolution process to deal
with cases where the FSCS pays compensation to eligible claimants
whose deposits could not be transferred.
Regulation 7 - calculation of the net cost of
resolution
This regulation introduces Schedule 1 and requires
the Treasury to keep accounts of the actual cost of the resolution
and of the actual recoveries which are made to calculate the net
cost of the resolution. The detailed calculations required, including
for the addition of interest, are set out in Part 1 of Schedule
1. This provision was not included in the 2009 Regulations, and
is necessary because of the new requirement to include cost of
funding in calculating the net cost of resolution.
Regulation 8 - calculation of the scheme manager's
limit
This regulation requires the Treasury to calculate
the FSCS cap using the determinations of the FSCS notified to
the Treasury under regulation 6 and those of the valuer notified
under regulation 13. The detailed calculations required, including
for the addition of interest, are set out in Part 2 of Schedule
1. This provision was not included in the 2009 Regulations, and
is necessary because of the new requirement to include cost of
funding in calculating the net cost of resolution.
Regulation 9 - interim payment
This regulation sets out the steps that have to be
followed before the FSCS can make an interim payment towards the
cost of the resolution. It provides for interim payments to be
made either on the stipulation of the Treasury or voluntarily
by the FSCS with the Treasury's consent. Although interim payments
were permitted under the 2009 Regulations, this provision provides
further detail as to the amount of interim payment the FSCS can
make as a result of the introduction of subsections (8) and (9)
of the new section 214D of FSMA. The calculations required, including
for the addition of interest, are set out in Part 3 of Schedule
1.
Regulation 10 - final notification (no interim
payments)
This regulation provides for the Treasury to notify
the FSCS of the contribution it has to make towards resolution
costs at end of a resolution if there have been no interim payments.
The amount of the contribution is simply the lower of the net
cost of resolution and the scheme manager's limit. Separate provisions
for the final notification were not thought necessary for the
2009 regulations due to the way they were drafted.
Regulation 11 - final notification where there
have been interim payments
This regulation provides for the calculation and
payment of the final balancing payment by or to the FSCS when
interim contributions to the cost of a resolution have already
been paid. The method for calculating the balancing payment is
set out in Part 4 of Schedule 1 but the principle is that the
FSCS has to pay a balancing payment if the final contribution
calculated in regulation 10 exceeds the total cost of the interim
contributions made. Separate provisions for the final notification
were not thought necessary for the 2009 regulations due to the
way they were drafted.
Regulation 12 - independent verification
This regulation provides for the independent verification
of the accounts kept, actual expenses paid and actual recoveries
made by the authorities during a resolution. This expands on the
provision for independent verification made in regulation 5(7)
of the 2009 Regulations.
Regulation 13 - appointment and determinations
of the valuer
This regulation largely follows regulations 7 and
8 of the 2009 Regulations save that the Treasury may now specify
principles to be applied, methods to be use or matters to be or
not to be taken into account by the valuer when making its determinations
under the new section 214D(3) of FSMA.It also introduces Schedule
2 (which largely follows the Schedule to the 2009 Regulations).
Regulation 14 - reconsideration of the valuer's
determinations
This regulation confers jurisdiction on the Upper
Tribunal to hear appeals of the valuer's reconsidered determinations.
It largely follows regulation 9 of the 2009 Regulations but with
the substitution of the Upper Tribunal for the High Court and
Court of Session.
Regulation 15 - reference to the Tribunal
This regulation confers jurisdiction on the Upper
Tribunal to resolve disputes arising under the regulations in
respect of calculations or assumptions made, or issues relating
to the making of payments. It largely follows regulation 10 of
the 2009 Regulations but with the substitution of the Upper Tribunal
for the High Court and Court of Session.
Regulation 16 - proceedings before the Tribunal
This regulation introduces Schedule 3 which makes
provision for proceedings before the Upper Tribunal arising from
references under regulation 14(5) or regulation 15.
Regulation 17 - payments made under these Regulations
to constitute payment of compensation under the scheme
This regulation largely follows regulation 11 of
the 2009 Regulations. It ensures that a depositor, having had
their deposit transferred to a new banking institution under the
exercise of a stabilisation power under Part 1 of the Banking
Act 2009 , will be unable to claim compensation for that deposit
from the FSCS.
Regulation 18 - transitional provision for previous
notifications
This regulation makes transitional provision to ensure
that any notifications made under the 2009 Regulations (e.g. those
made in respect of the Dunfermline Building Society) can be treated
as notifications under the draft 2010 Regulations with necessary
modifications. In particular, provision is made for the addition
of interest from 19 November 2009 - which was the date of the
Economic Secretary's announcement that interest would be added
to resolution costs and the FSCS cap and of the introduction of
the Financial Services Bill in the House of Commons.
Schedules
Schedule 1 and 3 are new.
Schedule 1 is necessary
because of the much greater level of detail required to be specified
in the Regulations by the relevant provisions of FSMA. This schedule
sets out the detailed methods for calculating the net cost of
resolution of resolution (Part 1), the scheme manager's limit
(Part 2), the total cost of interim payments (Part 3) and the
balancing payments (Part 4).
Schedule 2 largely follows
the schedule to the 2009 Regulations. It makes detailed provision
for the remuneration and removal of the valuer (Part 1) and for
applications to the court by the valuer to require a person to
provide information for the purpose of assessing recoveries and
the timing of such recoveries (Part 2).
Schedule 3 makes detailed
provision for proceedings before the Upper Tribunal.
6 July 2010
AAPPENDIX 5:
FISHING BOATS (ELECTRONIC TRANSMISSION OF FISHING ACTIVITIES DATA)
(ENGLAND) SCHEME 2010 (SI 2010/1600): GOVERNMENT RESPONSE
Information from the Department for Environment,
Food and Rural Affairs
Q1. How does the
transmission work in practice? Do fishermen email the data from
fishing boats at sea? If so, how do you manage the risks around
this?
A1. Logbook information
is transmitted via satellite to the communication hub operated
by the Marine Management Organisation (MMO), reporting is done
at least once a day. The technology used is reliable and, in order
to provide assurance that data has been received, a receipt or
acknowledgement report will be automatically generated and sent
to the vessel to retain as proof of receipt. There is also a non-receipt
message where the data is corrupt or does not contain all relevant
information which is automatically generated and sent back to
the vessel to alert them to the error. In the event of failure
there are back up procedures for the information to be transmitted
manually, via fax, phone or email.
Q2. Is the policy
intention for the Government to pay the full cost of the software?
If so, why is Article 6(b) drafted in such a way that it would
allow the Government to pay significantly less than the full cost?
Are there any safeguards to protect fishermen in this regard?
A2. No. Defra Ministers
made a commitment fund the reasonable costs of the software. These
have been estimated at £1500-£2000 per vessel. This
will cover the full software costs of the two software systems
that have already successfully passed the UK Fisheries Authorities'
approval process. However if the cost of the software that fishermen
choose to purchase exceeds this amount, they would have to pay
the difference.
Q3. Under Article
10 (1), the Secretary of State can revoke/withhold a grant if
it "appears" that conditions have been breached or an
offence has been committed. Why is the threshold set this low?
Are there any safeguards to protect fishermen against unjust revocations/withdrawals?
A3. Grant aid can
be revoked or withheld by the Secretary of State if after investigating
the application there is sufficient evidence to prove that vessels
have provided false information or if after providing the grant
aid, vessels have not met any of the conditions for eligibility
e.g. to be registered and administered in England by the MMO.
Once this decision is taken, the MMO who will be
administering the scheme on behalf of Defra will write to the
vessel's owner explaining why this decision has been taken. Vessel
owners will then be given 28 days to make representations as to
this decision.
July 2010
APPENDIX 6:
INTERESTS AND ATTENDANCE
Committee Members' registered interests may be examined
in the online Register of Lords' Interests at www.publications.parliament.uk/pa/ld/ldreg.htm.
The Register may also be inspected in the House of Lords Record
Office and is available for purchase from The Stationery Office.
For the meeting on 13 July 2010 Members declared
the following interests on instruments reported to the House:
STATEMENT OF CHANGES IN IMMIGRATION RULES
Baroness Butler-Sloss: trustee of the Human Trafficking
Foundation.
ATTENDANCE:
The meeting was attended by B. Butler-Sloss, L. Eames,
L. Goodlad , B. Hamwee, L. Hart of Chilton, L. Methuen, L. Norton
of Louth and L. Scott of Foscote.
1 For example: 'UK to cut number of skilled workers
from outside EU': BBC News 28 June 2010; 'UK migration cap is
'unworkable', say Indian professionals: India Today 28 June 2010;
and 'Foreign workers may need private health care to work in UK':
Telegraph.co.uk 28 June 2010. Back
2
This date conforms with current published sitting and recess dates,
including that the Commons will sit from 6 September to 16 September.
This date may be subject to change if currently announced sitting
dates change (in either House). Back
3
See MSIC 14th Report of Session 2008-09: 30 April 2009 Back
1
4 R (HSMP Forum Ltd) v Secretary
of State for Home Department (2008), application of sudden changes
on 7th November 2006 without consultation. Back
2
5 Joint Committee on Human
Rights report on HSMP Changes Back
3
6 Error! Bookmark not defined. Back
4
7 Paragraph 62, http://www.bailii.org/ew/cases/EWHC/Admin/2008/664.html Back
5
8 http://www.britishcouncil.org/home-press-180907-global-value-study.pdf Back
6
9 http://www.personneltoday.com/articles/2010/06/03/55808/immigration-cap-could-lead-to-skills-shortages-in-key.html Back
10
See for example Fury of Taxi Drivers as Minister calls them
'low-skilled' 9 August 2007 , Error! Bookmark not defined.
Back
11
A Points-based system: making migration work for Britain CM 6741,
paragraph 43 Back
12
See for example our briefings in the Immigration Asylum and Nationality
Bill, on the briefings section of Error! Bookmark not defined.
and our submissions on the submissions part of that website. Back
13
See A Points-based system: making migration work for Britain
CM 6741, paragraph 43 'points will be awarded for attributes which
measure the applicant's potential value to the UK labour market'
and passim. Back
14
Highly Skilled Migrants Under the Points Based System Statement
of Intent Annexe B note 6 Back
15
See the United Nations Statistics Division Demographic and Social
Statistics - Age of mother at birth of first child ever born.
Error! Bookmark not defined. Back
16
See Error! Bookmark not defined. Back
17
When is a child not a child? Asylum, age disputes and the process
of age assessment Crawley, H., for ILPA, 2007, available on Error! Bookmark not defined.
Back
18
See the International Labour Organisation's Annual Global Employment
Trends for Women at Error! Bookmark not defined. Back
19
Women and Work Commission's Shaping a Fairer Future Error! Bookmark not defined.
Back
20
For a more detailed discussion of the changes see Is the New Highly
Skilled Migrant Programme 'fit for purpose?' If not, the Government's
Proposed Points Based Immigration System is Fundamentally Flawed'
Devine, L., (2007) Vol 21 No 2 IANL 90 (IANL is ILPA's official
journal, the peer review Journal of Immigration, Asylum and Nationality
Law). Back
21 See,
July 2007 Communication From The Commission To The Council, The
European Parliament, The European Economic And Social Committee
And The Committee Of The Regions Tackling The Pay Gap Between
Women And Men http://ec.europa.eu/employment_social/news/2007/jul/genderpaygap_en.pdf Back
22
See Migration Interim Limits (PBS Tier 1 and Tier 2), impact assessment,
p.15 Back
23
See Kofman, E, Lukes S, and D'Angelo, A and Montagna, N. (2009)
The Equality Implications of Being a Migrant in Britain, Equality
and Human Rights Commission, p.24-40 Back
24
Salt, J (2009) International Migration and the United Kingdom,
Report of the United Kingdom SOPEMI Correspondent to the OECD,
2008 Back
25
JCHR, 20th Report Highly Skilled Migrants: Changes to the Immigration
Rules (2006-07), HL Paper 173 HC 993 para. 52-56 Back
26
See Kofman, E, Lukes S, and D'Angelo, A and Montagna, N. (2009)
The Equality Implications of Being a Migrant in Britain, Equality
and Human Rights Commission, p. 40 Back
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