APPENDIX 4: SEMINAR HELD AT THE HOUSE
OF LORDS
24 March 2009
Members of the Sub-Committee present were Lord Crickhowell,
Lord Cunningham of Felling, Lord Haskel, Lord Krebs (Chairman),
Lord Methuen, Lord Mitchell, Baroness Neuberger, Baroness O'Neill
of Bengarve, Lord O'Neill of Clackmannan and the Earl of Selborne.
In attendance were Antony Willott (Clerk), Professor Stephen
Holgate (Specialist Adviser) and Rachel Newton (Committee Specialist).
Participants were Dr Clair Baynton (Head of
Novel Foods, Additives and Supplements Division, Food Standards
Agency), Ms Sue Bolton (Head of Health and Biotechnology Issues,
Government Office for Science), Dr Dean Burfoot (Special
Projects Manger, Campden and Chorleywood Food Research Association),
Dr Qasim Chaudhry (Principal Research Scientist, DEFRA Central
Science Laboratory), Mr Ian Dalton (Head of International
Chemicals and Nanotechnology Branch, DEFRA), Ms Sue Davies (Chief
Policy Adviser, Which?), Professor Ken Donaldson (Professor of
Respiratory Toxicology, Edinburgh University), Mr Tom Eddy
(Secretary to the Royal Commission on Environmental Pollution),
Ms Karen Folkes (Head of Public Engagement, Science and Society
Unit, DIUS), Ms Kathy Groves (Microscopist, Leatherhead Food International),
Dr Sandy Lawrie (Novel Foods Division, Food Standards Agency),
Mr Jim Moseley (Managing Director, General Mills UK), Dr Naima
Narband (Parliamentary Office of Science and Technology), Professor Nick
Pidgeon (School of Psychology, Cardiff University), Dr Dora
Pereira (Senior Research Scientist, MRC Collaborative Centre for
Human Nutrition Research), Dr Jonathan Powell (Head of Biomineral
Research, MRC Collaborative Centre for Human Nutrition Research),
Dr Monica WinStanley (Head of External Relations Unit, BBSRC).
Exposures and responses to nanomaterialsan
introduction (Professor Stephen Holgate)
Professor Holgate described why nanomaterials
are different from bulk substances, and outlined some of the questions
surrounding their effect on human health. Nanomaterials had a
much bigger surface area compared the same mass of a material
in its bulk form. In addition, nanomaterials may have enhanced
or radically different physico-chemical properties. Rather than
size, it was their novel functionality that makes them 'nano'.
Nanomaterials came in many shapes and forms, and their novel properties
make their behaviour in the environment or the human body hard
to predict. The number of patents involving nanomaterials was
increasing rapidly, from around 200 in 2000, to over 1600 in 2006.
People might be exposed to nanomaterials through
a number of routes. In the food chain, this exposure might come
via nanomaterials intentionally incorporated into food products,
or through their use in manufacturing processes or food packaging
where some might unintentionally enter food products.
Once they have been ingested nanomaterials might
pass straight through the body, or they may be absorbed by the
body. Once outside the gut, they have the potential to travel
around the body, possibly being deposited in organs where they
may accumulate over time. These were only potential risks; a recent
report by the Royal Commission on Environmental Pollution had
found no evidence of nanomaterials causing harm to human health
or the environment to date. There was a very limited amount of
toxicological information available however, and governing the
use of nanomaterials with limited information posed a challenge.
Nanomaterials which have a functionality which suggests
they might pose a risk to human health or the environment should
be prioritised for testing, although given how little is known
about nanomaterials these characteristics may be difficult to
identify.
A (scientific) overview of nanotechnologies in
the food sector (Ms Kathy Groves)
Ms Groves outlined the current and potential applications
for nanotechnologies in the food sector. Nanotechnologies and
nanomaterials were at a very early stage of development and application.
Their use in the food sector was shaped by what was happening
in other sectors, particularly the pharmaceutical sector. They
might offer the potential for healthier and safer products and
new or improved manufacturing processes. For example, a grain
of ordinary table salt converted into nanoparticles would have
increased its surface area 100,000 times, which would allow a
far smaller amount to be used in some foods to achieve the same
taste.
Nanoscale structures were present in food products
already, either because they occurred naturally in food or because
they were created by conventional manufacturing processes. An
example of natural nanomaterials was the casein micelles which
existed in milk products, and an example of manufactured nanomaterials
was the nanosilver which was being used as an antibacterial agent,
either in packaging or in some cases added directly to products.
While nanotechnologies and nanomaterials may offer
huge potential for the food industry, there also needed to be
an awareness of potential health risks, and consumer attitudes
and perceptions. Leatherhead's NanoWatch Working Group was at
the forefront, researching the use of these technologies within
food manufacturing practices and applications. The NanoWatch Working
Group had set up, with the Nanotechnology Knowledge Transfer Network
(nano-KTN), a food focus group to influence and shape regional
and national policy, assemble pre-competitive research and development
consortia, identify capability and skills gaps and enable networking
opportunities.
Market access and barriers to entry for nanotechnologies
in the food sector (Mr Jim Moseley)
Mr Moseley gave an overview of nanotechnologies
from the food industry's perspective. The food industry represented
15 per cent of UK manufacturing and was the fourth largest food
and drink manufacturing industry in the world. It comprised of
6,500 companies, the majority being small and medium size enterprises.
Direct applications of nanotechnologies in food were
currently very limited, restricted to a few food supplements containing
nano-encapsulated ingredients, and some developments relating
to oil-in-water and water-in-oil emulsions. Current research was
focused on the nano-encapsulation of ingredients to maintain flavour
and texture, whilst reducing ingredients such as fat and salt,
or to improve shelf-life or enhance nutrient delivery.
Indirect applications were closer to market and were
attracting greater interest. Current research was investigating
nano-coatings for packaging to improve shelf life, and reduce
spoilage and waste, as well as looking at making packaging more
intelligent (for example, by telling consumers when food is spoiled).
Research was driven by potential consumer benefits;
consumers want food that is safe and nutritious, followed by convenience,
quality and price. Nanotechnologies needed to deliver against
one or more of these requirements, or against a wider environmental
or sustainability need. Consumer acceptance was a pre-requisite,
and the food industry had suffered in the past over issues such
as the genetic modification of food. The food industry wanted
to develop nanotechnologies if they could prove to yield consumer
benefits, and this benefit must be seen and appreciated by consumers
if this technology was to gain public acceptance. The regulatory
framework needed to be robust along the whole length of the supply
chain. Self-regulation by the industry would probably not suffice.
Consumers must be given factual, objective and balanced information
which was application specific, rather than general references
to 'nanofood'.
The toxicology of nanoparticles (Professor Ken
Donaldson)
Professor Donaldson gave an overview of the
toxicology of nanoparticles. Human exposure to nanomaterials came
from four main sources, these were: combustion-derived nanoparticles;
bulk manufactured nanoparticles; engineered manufactured nanoparticles;
and medical nanoparticles. Nanoparticles may have presented a
range of hazards, depending on where they accumulated in the body.
Unlike normal particles, nanoparticles may be able to move (translocate)
around the body and reach organs such as the heart, kidney, liver
and brain. However, there was little data on translocation and
there was no proper indication of what dose of nanoparticles might
prove toxic to these organs. Some nanoparticles are small enough
to enter individual cells, and may have a number of toxic impacts
including inflammation, genetic damage or cell death. Some nanoparticles
were turning out to be less hazardous than others when tested,
but there were many that have yet to be tested.
To risk assess ingested nanoparticles there were
three factors that need to be determined: the hazard (the intrinsic
harmfulness of the materials to the gut); the exposure (the amount
of material that the gut might be exposed to); and the dose (this
is derived from the exposure and is how much of the material actually
interacts with the body and poses a hazard).
There were a number of key questions that needed
to be answered to address the toxicology of nanoparticles. Those
included:
- Was there much exposure to nanoparticles;
- Was the gut affected by nanoparticles;
- Could nanoparticles be screened
to classify those more, or less, hazardous;
- How did nanoparticles exert their
inflammatory effects; and
- Would nanoparticles impact the
cardiovascular system?
The behaviour and function of nanoparticles in
the gut (Dr Jonathan Powell)
Dr Powell described the work done by the Medical
Research Council Human Nutrition Unit. The gut was exposed to
nanoparticles of all sizes. Some nanoparticles were beneficial,
and as a result the body was designed to absorb some types of
nanomaterials from the gut. For example, ferretin iron nanoparticles
of around 10-15 nm in diameter were absorbed from the gut and
then used by the body for nutritional benefit.
However, this left pathways which could be 'hijacked'
by other nanomaterials. As an example, it was found that ingested
titanium dioxide particles of around 200nm were quickly absorbed
from the gut and found their way into the circulatory system from
where they travelled to other organs such as the liver. In addition,
these nanoparticles were also absorbed into the tissue of the
gut itself.
There were a variety of mechanisms that allowed the
uptake of nanomaterials. These uptake mechanisms were size dependent;
some could only be accessed by small nanomaterials under 100nm
or even smaller, while others could be accessed by larger nanoscale
materials.
Nanotechnologies and food: regulatory aspects
(Dr Clair Baynton)
Dr Baynton summarised the current regulatory
regime for food, and its application to the use of nanomaterials
in the food sector. Virtually all legislation was harmonised at
an EU level. There were a number of pieces of legislation that
regulated different aspects of the food sector, ranging from food
supplements, food additives and novel foods to animal feed.
The Novel Food Regulation required novel foods or
ingredients to undergo pre-market assessment and authorisation
before they could be marketed. Novel foods included foods with
a new molecular structure, or those subjected to a new process
that changed their nutritional value, metabolism or levels of
undesirable substances. In January 2008 the European Commission
published a proposal to revise the Novel Food Regulation, which
was being considered by the European Parliament and Council. If
adopted, the new Regulation was unlikely to take effect before
2012.
A new food additives Regulation would apply from
January 2010, which would only allow those additives included
on a Community list to be used in the European Union. It explicitly
defined a change in particle size of approved additives as a trigger
for a re-assessment of its safety before it could be allowed on
the market. Food contact materials were also covered by an EU
regulation. One of its requirements was that packaging may not
transfer its any of its constituents into the product it was containing
under normal circumstances. Animal feed was also the subject of
regulation which requires case-by-case safety assessment of any
new ingredients.
EU authorisations were based on risk assessments
carried out by the European Food Safety Authority (EFSA), with
the exception of novel foods which were currently evaluated at
a national level (although this might change when the Novel Food
Regulation was revised). The EFSA released an Opinion on the risk
assessment of nanomaterials in March 2009.
Current legislation generally predated the current
interest in nanotechnologies, and most legislation was 'technology
neutral'; nanotechnologies and nanomaterials were not specifically
mentioned in legislation, and products are regulated on their
identity and properties rather than the type of production method
used. However, updates to legislation would clarify the status
of products containing nanomaterials.
Public perceptions and engagement with nanotechnologies
(Professor Nick Pidgeon)
Professor Pidgeon gave an overview of the public's
views of nanotechnologies and how they perceived risk. There were
a number of qualitative factors that affected how the public viewed
novel risks. These included whether the risk was involuntary or
not, how equitable the distribution of risk was, whether it was
'natural' or man-made, and whether it was hidden or irreversible.
A number of other, unquantifiable factors also played a role in
creating public controversies over new technologies: the social
and historical context; the institutional performance of related
organisations; social 'amplification effects' (such as the media,
NGOs, etc); and the trust the public placed in the governance
of risks associated with the technology.
The debate over genetically modified (GM) food was
affected by a number of these factors. Besides a number of qualitative
factors (for example, the risks were invisible, unnatural and
involuntary) there was also a distrust of food regulation following
a number of crises in the 1990s (BSE, Salmonella), and an amplification
effect from the media (for example, the Daily Mail's 'Frankenfoods'
campaign) and NGOs.
While there were some similarities between the introduction
of GM foods and nanotechnologies, it was not an exact comparison.
GM provided some background context, but not a complete model
against which to measure nanotechnologies.
There had been a number of studies looking at public
perceptions of nanotechnologies (in general, rather than specifically
in food). Public awareness was generally low, and did not appear
to be changing much over time. Although people continued to think
that the benefits may outweigh the risk, many more remained unsure.
Importantly, there had not been any history of crises involving
nanotechnologies; any accident or health scare involving nanotechnologies
would change this balance.
The context in which nanotechnologies was applied
was also important; for example, their use in the energy sector
was viewed far more positively than their use in the health sector
in both the United States and the United Kingdom. The use of nanotechnologies
in food packaging was viewed more positively than their application
in food products where the consumer was actually ingesting the
technology.
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