EUROPEAN STATISTICS (14094/07)
Letter from the Chairman to Angela Eagle
MP, Exchequer Secretary, HM Treasury
This proposal was considered by Sub-Committee
E at its meeting of 28 November 2007.
We note that you broadly support the proposed
Regulation. We, too, welcome the proposal to simplify and revise
the existing basic legal framework of European statistics in order
to provide better support to the production of comparable statistics
across the EU and thereby facilitate the formulation of EU-level
policy. We also agree that some of the detail of the proposal
may require further attention.
Article 11 provides for the adoption of
the European Statistical Programme. Are the Government content
with the procedure outlined for the adoption of the Programme?
Are they content with the content of the proposed Programme? We
consider the Programme important to provide an indication to National
Statistical Authorities among others of what statistics will be
required, as well as providing the legal framework for the collection
of statistics. On a related matter, you say that the Government
are satisfied with the provisions on temporary direct statistical
action. Are you satisfied that Article 15 will not impose
an excessive burden on National Statistical Institutes?
You say that that "dissemination, access
and disclosure control are adequately provided for". Is Article
18 sufficiently clear as to when individual data can be disseminated
in the form of a public use file? What is the UK's approach to
"anonymising" data? Do other Member States adopt a similar
approach?
Your EM indicates that the Government are reserving
their opinion on some of the features of the statistical framework
proposed until an adequate explanatory note is provided. You appear
to suggest that this note should be provided by "the Task
Force that developed the model". We understand from page
five of the Commission's EM that the proposal builds on the results
of several Task Forces. What body do you consider ought to prepare
a further note, and is a further note expected?
Finally, we note your statement that the proposal
is consistent with the Human Rights Act. The proposal raises important
issues of data protection and privacy. Might Articles 19 to
21 and 26 involve risks of excessive disclosure of personal
information? We would be grateful for a more detailed analysis
of the human rights implications of this proposal, both in terms
of the Act and the wider European human rights framework. This
should include your reasons for reaching the conclusion that the
proposal is consistent with the Act and your specific comments
on Chapter V of the proposal.
We have decided to retain the proposal under
scrutiny.
29 November 2007
Letter from Angela Eagle MP to the Chairman
Thank you for your letter of 29 November
2007. You raise a number of questions about the proposal for a
regulation of the European Parliament and of the Council on European
Statistics. I have addressed each of your questions in turn, below.
ARTICLE 11 PROVIDES
FOR THE
ADOPTION OF
THE EUROPEAN
STATISTICAL PROGRAMME.
ARE THE
GOVERNMENT CONTENT
WITH THE
PROCEDURE OUTLINED
FOR THE
ADOPTION OF
THE PROGRAMME?
ARE THEY
CONTENT WITH
THE CONTENT
OF THE
PROPOSED PROGRAMME?
The European Statistical Programme will be adopted
in the same way as at present, by co-decision of the European
Council and Parliament. This manner of adoption gives the Programme
legal force, commits the Commission (Eurostat) and Member States
to its delivery (according to their spheres of competence), and
enables the release of funds to deliver the programme.
Under proposed Article 4, the ESS Partnership
Group will examine the Programme and related developments, methods,
priorities and progress. The composition of the ESS PG is set
out in Article 4(2). The ESS PG therefore has a substantial statutory
role in scrutinising the Programme before adoption, and for providing
the professional leadership for its delivery after adoption.
Where the Commission (Eurostat) believe that
the delivery of the Programme requires a direct statistical action
by the Commission (as opposed to the default position of actions
by Member States) the action must be agreed by a comitology procedure.
The ESS Committee is the comitology committee for the ESS (Article
27) and the Article 15 provision is one of a number of areas
in the new framework where detailed issues are resolved in this
way.
The Programme consists of the statistics considered
necessary for performance of the activities of the European Community.
The Select Committee is correct to say that this becomes an important
indication to NSIs of the future statistical needs of Europe.
Member States typically prefer that European Statistics are founded
upon national aggregates, rather than by direct statistical actions
by Eurostat. To remain so it will be necessary for the national
programmes for statistics to be supportive of the requirements
of the Programme at the community level. This is already the case
(for example, in the design of labour market and household surveys
and national accounts). Therefore the Programme does indeed shape
important features of the national statistical programme for the
UK and other Member States, such as the burden imposed on UK statistics.
This makes the scrutiny and professional leadership role of the
ESS PG very important. The proposal replicates the current role
of the Statistical Programme Committee (which has been considered
successful) but builds it into the single modern governance framework
for the ESS
ARE YOU
SATISFIED THAT
ARTICLE 15 WILL
NOT IMPOSE
AN EXCESSIVE
BURDEN ON
NATIONAL STATISTICAL
INSTITUTES?
Article 15 makes legal provision for the
Commission (Eurostat) to directly compile existing data in Member
States, or undertake the direct collection of data within Member
States. The provision is most relevant for those Member States
with developing national statistical systems. Any direct statistical
action must be authorised by comitology decisions of the ESS Committee.
The action must be directly related to a requirement of the European
Statistical Programme. If the UK is obliged under such a Article
15 procedure to compile or collect data there may be a burden
equivalent to, but perhaps different in practice from, meeting
the requirements of the Programme by the usual means. It is for
the UK and other Member States to endeavour to meet the requirements
of the European Statistical Programme by their preferred methods
of data Collection, but if the Member States fail to do so then
Article 15 provides the means by which the Commission can
seek authorisation for direct statistical action.
In short, the burdens on the UK originate from
the Programme itself. Therefore the provisions of Article 15 do
not of themselves impose any extra burden on the UK but rather
provides a means by which the ESS can lawfully provide for the
delivery of the agreed Programme.
IS ARTICLE
18 SUFFICIENTLY CLEAR
AS TO
WHEN INDIVIDUAL
DATA CAN
BE DISSEMINATED
IN THE
FORM OF
A PUBLIC
USE FILE?
WHAT IS
THE UK'S
APPROACH TO
"ANONYMISING" DATA?
DO OTHER
MEMBER STATES
ADOPT A
SIMILAR APPROACH?
Individual data used to produce a European Statistic
can be disseminated as a public use file only when it is no longer
'confidential data', as defined in Article 3. This requires that
data subjects can not be identified, directly or indirectly, taking
into account all relevant means that might reasonably be used
by a third party to identify the data subject. This is a standard
for anonymisation that is equivalent to, or even exceeds, the
obligations to confidentiality in the Statistics and Registration
Service Act (2007).
The particular rules and measures for protecting
confidentiality in disseminated European Statistics, datasets
for scientific use, and public use files, are determined by the
ESS Committee through the comitology procedure. This replicates
the current arrangements whereby these comitology decisions are
made by the Committee on Statistical Confidentiality.
The UK statistical system has a sophisticated
approach to statistical anonymisation and is recognised by its
peers as having a leading role in Europe in developing world class
methods for both confidentiality protection and for providing
access to data for research purposes. The peer review process
within the ESS has found that the UK fully complies with all the
requirements of the European Code of Practice in this area. The
peer review report of the UK statistical system will soon be published
by the Commission.
WE UNDERSTAND
FROM PAGE
FIVE OF
THE COMMISSION'S
EM THAT THE
PROPOSAL BUILDS
ON THE
RESULTS OF
SEVERAL TASK
FORCES. WHAT
BODY DO
YOU CONSIDER
OUGHT TO
PREPARE A
FURTHER NOTE,
AND IS
A FURTHER
NOTE EXPECTED?
It is for the Commission (Eurostat) to produce
any further explanation for the draft Articles for the Proposal.
Our preference would be for the Commission to constitute an Expert
Group to prepare on behalf of the Commission, and under its chairmanship,
a text that explains the intention of each Article. This text
should be provided to the Council Presidency for circulation to
the Working Group for this proposal.
THE PROPOSAL
RAISES IMPORTANT
ISSUES OF
DATA PROTECTION
AND PRIVACY.
MIGHT ARTICLES
19 TO 21 AND
26 INVOLVE RISKS
OF EXCESSIVE
DISCLOSURE OF
PERSONAL INFORMATION?
We would be grateful for a more detailed analysis
of the Human Rights iplications of this Proposal, both in terms
of the Act and the wider European Human Rights Framework. This
should Include your reasons for reaching the conclusion that the
Proposal is consistent with the Act and your specific comments
on Chapter V of the Proposal
Article 8 of the Convention on Human Rights
requires that any interference with the right to a private and
family life must be in accordance with the law and necessary in
a democratic society. The proposal can be considered consistent
with this right on the grounds that:
it refers only to European Statistics,
being those statistics developed, produced and disseminated in
accordance with the Decision of Council and European Parliament
on the European Statistical Programme, within the legal and regulatory
framework for those European Statistics.
further, the proposal harmonises the
existing legal framework that ensures the Programme minimises
intrusions into respondent privacy yet balances that intrusion
with the need for statistics that allow the Community and Member
States to develop and pursue policies and administrative actions
upholding the interests of national security, public safety or
the economic well-being of the country, for the prevention of
disorder or crime, for the protection of health or morals, or
for the protection of the rights and freedoms of others.
further, the proposal requires that any
transmission or exchange of data is limited only to that necessary
for the statistics in the European Statistical Programme. It will
not be lawful under the proposal to exchange any data that is
not necessary for that purpose.
As is the case of a national statistical
system, given the increasing demands for statistics from national
and European government the alternative to exchanging existing
data is to initiate additional direct statistical inquiries. This
would increase the respondent burden, but would also have the
effect of increasing the amount of data held by the statistical
system about the citizens and enterprises of Europe.
The ESS PG, under Article 3(d), shall
have the role of scrutinising the measures for statistical confidentiality
of exchanged data. This will include the standards for maintaining
the security and privacy of statistical records held by Eurostat.
Under the Statistics and Registration
Service Act 2007 the Statistics Board will only be able to
exchange confidential data with the Commission (Eurostat) where
there is an obligation in Community law to do so. Where there
is such a Community obligation the relevant sectoral Regulation
when enacted will provide the 'in accordance with the law' and
'necessity' requirements of the Convention right. Once again,
the role of the ESS PG in the scrutiny of the sectoral regulations,
and the European Statistical Programme that makes them necessary,
is important.
The Commission have sought the formal opinion
of the European Data Protection Supervisor on the compliance of
this proposal with the European Data Protection Directive.
14 January 2008
Letter from the Chairman to Angela Eagle
MP
Thank you for your letter of 14 January
which was considered by Sub-Committee E at its meeting of 23 January
2008.
We are grateful to you for the helpful explanations
you provide. In particular we welcome your detailed comments on
the human rights position. We look forward to seeing the formal
opinion of the European Data Protection Supervisor.
We note your comments on the need for a further
explanatory note. Is it expected that the Commission will establish
an expert group as you suggest?
We have decided to retain the proposal under
scrutiny and will consider this matter again once we have had
sight of the further explanatory note and the EDPS opinion.
24 January 2008
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