Chapter 6: Summary of Conclusions and
Recommendations
Lord Chancellor
ABOLITION OF THE OFFICE OF LORD CHANCELLOR (CLAUSE
12)
421. The Committee agrees that, in view of the
Concordat, the future duties of the Lord Chancellor/Secretary
of State office-holder should be responsibility for "judiciary-related"
matters (that is, the provision of systems to support the carrying
on of the business of courts and tribunals, judicial appointments,
and overseeing judicial discipline); and responsibilities as the
"constitutional conscience" of Government, defending
judicial independence and the rule of law in Cabinet.
422. There was a clear division of opinion within
the Committee between those members who considered that the office-holder
should be called Lord Chancellor, be a senior lawyer and sit in
the House of Lords on the one hand; and those members who considered
that the name of Lord Chancellor should not be continued (since
its retention would be confusing), and that there was no necessity
for the office-holder to hold a legal qualification or sit in
the House of Lords on the other hand (that is, the policy of the
bill). Accordingly we make no recommendation to the House.
423. We are not attracted to the proposal to
retain the traditional office of Lord Chancellor radically reduced
in scope.
424. Some of us wish to record that we are attracted
to the idea that the minister responsible for judiciary-related
matters should be called the Secretary of State, or Minister,
for Justice. This title would carry more status and be more easily
understood than that of Secretary of State for Constitutional
Affairs. Those of us for whom the traditions of the Lord Chancellor's
role remain of real practical importance believe that it would
be possible to get the best of both worlds by retaining the title
of Lord Chancellor, as head of the Ministry of Justice.
LEGAL QUALIFICATION OF THE MINISTER
425. There was a clear division of opinion between
those members who thought that the Minister should be a senior
lawyer and those who considered that there was no need for the
office-holder to hold a legal qualification. Accordingly, we make
no recommendation.
426. The Committee agrees that the future duties
of the Lord Chancellor/Secretary of State office-holder are such
as not to require the taking of a judicial oath.
427. The Committee is divided on the question
of whether some alternative form of oath should be taken by the
Minister and leave this for the House to determine
LORDS V. COMMONS
428. There was a division of opinion on the question
whether there should be a presumption that the Minister responsible
for judiciary-related matters should be a member of the House
of Lords or, at the discretion of the Prime Minister, of either
the Commons or the Lords.
RULE OF LAW (CLAUSE 1)
429. During our deliberations we were able to
agree, without difficulty, that it is desirable for the bill to
make reference to the rule of law. We also agreed, first, that
the reference to the rule of law should replicate, as far as possible,
the responsibilities in regard to the rule of law currently discharged
by the Lord Chancellor. Secondly, we agreed that while other Ministers
have responsibilities in regard to the rule of law (for example,
they abide by decisions of the courts), the Lord Chancellor/Secretary
of State for Constitutional Affairs has and should continue to
have a special role in relation to the rule of law within the
Cabinet as a result of his responsibility for the justice system.
430. Most of us also agreed that the responsibility
of the Lord Chancellor for the rule of law is not and should not
be directly in force through the courts, but stem from his position
in Cabinet and is exercised by way of his influence in discussions
with colleagues.
431. We were unable to agree a new Clause tabled
by the Lord Chancellor on the rule of law and accordingly leave
this matter for the House to determine. (The new Clause amendment
and other amendments on this issue which were moved and withdrawn
may be found in the Minutes of Proceedings at Appendix 3.)
JUDICIAL INDEPENDENCE (CLAUSE 1)
432. The Committee is divided on the question
of whether any further strengthening of the judicial independence
provision in Clause 1 is required. Accordingly, we make no recommendation.
CONCORDAT
433. The Committee agrees that the terms of the
Concordat should be fulfilled and that, to the extent that statutory
provision is required, this bill should be the vehicle for effecting
those changes. Accordingly, we have made many of the amendments
referred to by the Lord Chancellor in his paper "Government
Amendments to the Bill" (pp 420-5) and a large number of
minor and drafting changes.
434. We do not consider it possible, beyond the
provisions made by the bill, to accord the Concordat a quasi-statutory
status. However we have decided that greater publicity might be
given to the document (hitherto published internally by the Department
of Constitutional Affairs as "The Lord Chancellor's judiciary-related
functions: Proposals") were we to publish it as an Appendix
to this report. Accordingly, it may be found at Appendix 6.
435. We agree that the Lord Chancellor/Secretary
of State should consult the Lord Chief Justice over the appointment
of judges to boards, committees and public inquiries, rather than
seek his concurrence. We consider that convention will suffice
and accordingly make no change to the bill in this connection.
EXTENSION OF CLAUSE 1 TO SCOTLAND
436. We agree with the advice of the Lord Advocate
and the opinion of the Justice 2 Committee of the Scottish Parliament
that the provisions of Clause 1 should not be extended to Scotland.
SPEAKERSHIP OF THE HOUSE OF LORDS (CLAUSE 1)
437. The Committee takes the view that the question
of the future of the Speakership of the House of Lords is not
a statutory matter and so we make no comment on the policy whereby
the Lord Chancellor would cease to sit as Speaker. Alternative
arrangements are for the House as a whole, and not this Committee,
to determine.
Supreme Court
ESTABLISHMENT OF THE SUPREME COURT (CLAUSE 17)
438. There was a clear division of opinion within
the Committee between those members who agreed that the Appellate
Committee of the House of Lords should be replaced by a Supreme
Court of the United Kingdom and those members who did not. Accordingly,
we make no recommendation to the House.
439. We are agreed however that, were a Supreme
Court to be established, it should be housed in a building befitting
its importance but it is not for us to make the choice.
440. Given the necessarily limited range of financial
information provided to the Committee and the lack of figures
for costs of accommodating the current occupiers of premises capable
of housing the Supreme Court, the Committee agrees that no conclusion
can be arrived at by us as to cost and benefit.
A SUPREME COURT BUILDING AND COMMENCEMENT (PART 2
AND CLAUSE 103)
441. The Committee is divided on the question
of whether commencement of Part 2 of the bill should be delayed
pending a move to permanent premises and make no recommendation
to the House.
TITLES (CLAUSE 17)
442. The Committee agree, with varying degrees
of enthusiasm, that if the bill is enacted the name "Supreme
Court of the United Kingdom" and the title "Justice
of the Supreme Court" are appropriate. The Supreme Court
of England and Wales and the Supreme Court of Judicature of Northern
Ireland should be renamed and, where necessary to avoid possible
confusion, the short titles of legislation relating to those courts
should also be changed.
THE NUMBER OF JUSTICES (CLAUSE 17)
443. The Committee agrees that the number of
Supreme Court judges should be 12. We have amended the bill to
allow the Minister by Order in Council (by affirmative resolution
of both Houses of Parliament) to increase that number. It should
remain a convention that within that number at least two Supreme
Court judges should have been Scottish judges. The Committee further
agree that the Supreme Court should sit in panels, the size of
which may be varied at the Court's discretion according to the
importance of the case.
QUALIFICATION FOR OFFICE (CLAUSE 19)
444. The Committee agrees with the qualifications
for appointment to the Supreme Court as provided in Clause 19.
The Lord Chancellor has undertaken to consider further the issue
of eligibility of judges of the European courts.
THE SELECTION COMMISSION (CLAUSE 20)
445. We agree that at least one member of the
commission to select a Supreme Court judge should be lay and on
the basis of an amendment proposed by the Lord Chancellor have
inserted a new Schedule on Supreme Court selection which includes
such a provision.
446. Members of the Committee expressed the view
that the selection commission should have equal number of judges
and lay members, in reflection of the arrangements in the bill
for appointing judges to the Court of Appeal of England and Wales.
We make no recommendation and leave the matter for further consideration
by the House.
SELECTION OF SUPREME COURT JUDGES (CLAUSE 21)
447. We agree that a commission for the selection
of a Supreme Court judge should provide the name of only one candidate
for appointment. Accordingly, we have amended the bill on the
basis of a new Clause amendment proposed by the Lord Chancellor.
CONSULTATION (CLAUSE 21)
448. The majority of the Committee took the view
that consultation with senior judges and devolved administrations
should be undertaken by the selection commission before submitting
their choice to the Minister. They saw no need for the Minister
to repeat that consultation. However, having heard from the Lord
Chancellor that it is the wish of the Scottish Executive that
there be Ministerial consultations too, the Committee agreed to
amendments moved by the Lord Chancellor to provide for both.
449. The Committee further agreed, so far as
concerns consultation with the devolved administrations, that
such consultation should be exclusively with the First Minister
in Scotland, the First Minister in Wales and the First Minister
and deputy First Minister in Northern Ireland (or the Secretary
of State for Northern Ireland until such time as the relevant
powers are devolved). This issue remains to be resolved so far
as concerns the National Assembly for Wales.
THE ROLE OF THE PRIME MINISTER (CLAUSE 21)
450. We agree that the role of the Prime Minister
in the procedures for appointing a Supreme Court Justice should
solely be to act as a conduit between the Minister and The Queen.
We see no reason to make any change to the provisions of the bill
in this regard.
ACTING JUDGES AND THE SUPPLEMENTARY PANEL (CLAUSES
29 AND 30)
451. The Committee agrees that acting judges
should be drawn from the appellate courts.
452. The Committee agrees with the other arrangements
in the bill for "acting judges" and we understand that,
by virtue of sections 5 and 24 of the Interpretation Act 1978,
Northern Ireland judges will also be eligible to serve.
453. The Committee also agrees with the arrangements
for the supplementary panel. The Lord Chancellor has undertaken
to amend Clause 30 to ensure that the Lords of Appeal within the
meaning of section 5(3) of the Appellate Jurisdiction Act 1876
who are currently eligible to assist by sitting on appeals in
the House of Lords will also be available to assist the Supreme
Court.[46] This will
fill a lacuna in the bill as currently drafted.
SUPERIOR COURT OF RECORD (CLAUSE 31)
454. The Committee sees no need to change the
designation of the Supreme Court as a "superior court of
record" under Clause 31.
SCOTTISH APPEALS (CLAUSE 31)
455. The Committee sees no need to change the
provisions of the bill in respect of Scottish civil and criminal
appeals at Clause 31 (3), which reflect current practice.
DEVOLUTION JURISDICTION (CLAUSE 31)
456. We agree with the proposals to transfer
devolution jurisdiction from the Privy Council to the Supreme
Court.
LEAVE TO APPEAL IN SCOTTISH CASES (CLAUSE 31)
457. The Committee see no reason for changing
the leave arrangements for Scottish civil appeals.
RULES (CLAUSES 35 AND 36)
458. We do not think that the Minister should
be able to allow or disallow such Supreme Court Rules as may be
submitted to him by the President of the Supreme Court. Instead,
we agree that the rules should be made by the Supreme Court in
consultation with the Minister who will have no power to amend
them. An amendment to that effect will be brought forward by the
Lord Chancellor at a later stage of the bill.
459. We accept that, in the changed circumstances
which would be brought about if the bill were enacted, the rules
should be contained in statutory instruments subject to annulment,
as proposed in Clause 36(4).
FINANCIAL AND ADMINISTRATIVE AUTONOMY (CLAUSES 38
TO 41)
460. While some members of the Committee agree
with those witnesses who saw some advantage in the financial and
administrative arrangements provided for in the bill, a majority
considered that the Supreme Court should have greater financial
and administrative autonomy than currently envisaged under Clauses
38 to 41. The Committee therefore agree that the Supreme Court
should be established according to the model of a non-ministerial
department. Funding would go direct from the Treasury to the Supreme
Court (not into the DCA's budget). The degree of ministerial involvement
would be slight, but remains an issue for some members of the
Committee. The Lord Chancellor will bring forward amendments at
a later stage of the bill.
FEES (CLAUSE 44)
461. So far as concerns the setting of the Supreme
Court's own fees, the Committee broadly agrees with the provisions
of Clause 44 as drafted, although one member wished to see them
pegged in real terms to the fee structure currently in force.
462. So far as concerns the Government's intention
to recover the civil appeal administrative costs of the Supreme
Court from fees charged by the civil courts system as a whole,
opinion within the Committee differed. The Committee acknowledges
that these arrangements lie outside the scope of the bill and
are matters for the Treasury and the rest of the civil court system.
Nevertheless, the issue is an important one which we draw to the
attention of the House.
THE SEPARATE JURISDICTIONS
463. The Committee agrees that an amendment which
safeguards the separate jurisdictions to be exercised by the Supreme
Court in respect of Scottish, Northern Irish, and English and
Welsh law is desirable. An amendment to that effect will be brought
forward by the Lord Chancellor at a later stage of the bill.
Judicial Appointments and Discipline
APPOINTMENT VS. RECOMMENDATION
464. Some members of the Committee recognise
that there is some force in the argument that the Judicial Appointments
Commission might be given responsibility for making appointments
itselfrather than merely making recommendationsat
the lower levels. Some members would in principle have preferred
a hybrid commission. However, they recognised the importance of
the agreement reached between the Lord Chancellor and the Lord
Chief Justice (the "Concordat"), and the desire of the
magistrates to be included in the appointments to be made, and
were willing to accept the proposals in the bill for a recommending
Commission rather than reopen that issue. Accordingly, we do not
recommend any change in the recommending role that is envisaged
for the Commission.
AUDIT OF APPOINTMENTS
465. The Committee agree that no further provision
in respect of audit of appointments need be made.
OVERALL COMPOSITION OF THE JUDICIAL APPOINTMENTS
COMMISSION
466. The Committee agrees that the provisions
relating to the overall composition of the Judicial Appointments
Commission, and in particular to lay involvement, as set out in
Schedule 10 are satisfactory and adequately represent the different
voices that are required to be heard in the appointments process.
467. The Committee agrees that an order to increase
the number of Commissioners should be subject to the affirmative
resolution of both Houses of Parliament and we are satisfied that
the bill as currently drafted and the provision of Clause 99(4)(c)
reflects that view.
COMPOSITION OF SELECTION PANELS ETC (CLAUSE 49 AND
SCHEDULE 10)
468. We have agreed amendments proposed by the
Lord Chancellor to ensure that every panel shall include a judicial
member and a lay member.
469. The Committee cannot agree on whether High
Court judges should be "Schedule 12 appointments" or
whether they should be appointed in like manner as Lords Justices
of Appeal and accordingly make no recommendation.
OMBUDSMAN (CLAUSE 50 AND SCHEDULE 11)
470. A substantial body of opinion on the Committee
did not consider that the appointment of a Judicial Appointments
and Conduct Ombudsman under Clause 50 was necessary but, in the
absence of agreement on the point, we leave this question for
the House to determine.
MERIT (CLAUSE 51) AND GUIDANCE (CLAUSE 52)
471. The Committee agrees that "merit"
should not be defined by the Minister and we have accordingly
made an amendment, tabled by the Lord Chancellor, to leave out
subclauses 51(4) and 51(5).
472. Although we agree that selection should
be on merit alone, as a drafting issue we are unable to agree
whether the addition of "solely on the basis of" to
the merit provision is necessary or not and accordingly make no
recommendation.
473. The Committee does not accept that the merit
criterion is to be understood as a threshold.
474. The Committee also agreed to make the further
amendment proposed by the Lord Chancellor to provide that any
guidance issued under Clause 52 relating to appointments be subject
to consultation with the Lord Chief Justice and made by regulations
under affirmative resolution procedure.
DIVERSITY
475. The Committee agrees that diversity among
the judiciary should be promoted. This diversity should be achieved
without diluting the principle of merit. While agreeing on this,
we were unable to agree on the question whether a statutory duty
should be placed on the Judicial Appointments Commission to engage
in a programme of action to promote diversity along the lines
of the Justice (Northern Ireland) Act 2002 and accordingly make
no change to the bill as drafted. We have however agreed an amendment
to Clause 52 so as to include the "encouragement of diversity
in the range of persons available for selection" in the provision
on guidance.
MINISTER'S POWER TO REJECT (CLAUSES 57, 63 AND 69)
476. The Committee agrees that the discretion
of the Minister to reject or cause reconsideration of a selection
made by the Judicial Appointments Commission is too widely drawn
in Clauses 57, 63 and 69 as they stand. We therefore welcome the
amendments tabled by the Lord Chancellor to this part of the bill
which make it clear that the Minister may reject a selection only
if he considers that the candidate is unsuitable and require the
Commission to reconsider only if he considers that the selected
candidate is not the best suited for the post. We have amended
the bill accordingly.
477. Although not consistent with the terms of
the bill as drafted, some members of the Committee considered
that, where candidates of equal merit presented themselves, the
Judicial Appointments Commission might submit more than one name
to the Minister in respect of posts under Part 3 of the bill.
WITHDRAWAL OF REQUEST TO SELECT (CLAUSE 72)
478. The Committee agrees that the bill should
provide that that the Minister should consult the Lord Chief Justice
before withdrawing a request to the Commission to make a selection.
Accordingly the Committee has agreed to an amendment brought forward
by the Lord Chancellor to that end.
479. An amendment applying this provision to
the appointment of Lords Justices of Appeal will be brought forward
at a later stage.
JUSTICES' CLERKS
480. Some members of the Committee agreed with
the Lord Chancellor that with the creation of Her Majesty's Court
Service in April 2005, justices' clerks should become Civil Servants,
but with the Lord Chief Justice consulted on appointment, deployment
and role. Others felt that the Judicial Appointments Commission
should appoint justices' clerks. We therefore make no recommendation.
DUTY OF CONFIDENTIALITY (CLAUSE 81)
481. The Committee agrees that a duty of confidentiality
relating to the judicial appointments process should extend beyond
the Commissioners and staff (as currently provided for in Clause
81) to others involved in the appointments process. Amendments
to that effect will be brought forward by the Lord Chancellor
at a later stage of the bill.
DISCIPLINE (CLAUSE 83)
482. The Committee agrees that the general approach
of Clause 83 is correct in respect of formal disciplinary procedure,
but it is open to further consideration by the House as to whether
"advice" offered under subsection 83(3)(a) ought to
require agreement of the Minister under section 82(2).
483. The majority of the Committee believe that
it is necessary and desirable for some form of suspensory power
to exist in relation to senior judges. It is open to further consideration
by the House whether the powers contained in the bill as introduced
strike the correct balance between protecting the public and safeguarding
judicial independence.
Judges and Parliament
PARLIAMENTARY DISQUALIFICATION (CLAUSE 94)
484. There was a clear division of opinion within
the Committee between those who agreed that senior judges who
hold peerages should be disqualified from sitting and voting in
the House and those who did not. Accordingly, we make no recommendation
to the House.
A PARLIAMENTARY COMMITTEE
485. The Committee agrees that it is desirable
for a committee of Parliament to act as a bridge between Parliament
and the judiciary, particularly in the event of the senior judges
being excluded from the House. Such a committee should not seek
to hold individual judges to account. The advantages of a statutory
committee were not obvious to the Committee and a clear majority
preferred the joint committee option. We recognise that Parliament
itself will wish to consider this issue further.
46 This provides for "Such Peers of Parliament
as are for the time being holding or have held any of the offices
in this Act described as high judicial offices" to be eligible
to sit, up to the age of 75 years. Back
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