APPENDIX 2
Case for the Lord Mayhew of Twysden; propositions
of leading counsel; and notes to accompany the submission of junior
counsel
1. CASE FOR THE LORD MAYHEW OF TWYSDEN
THE FUNCTION
OF THE
COMMITTEE FOR
PRIVILEGES
1. On 27 July 1999, the House of Lords ("the
House") voted to refer to the Committee the question "Whether
the House of Lords Bill (as amended on Report) would, if enacted,
affect the right of those hereditary peers who have answered to
their Writ of Summons before the Bill receives Royal Assent to
continue to sit and vote throughout the Parliament in which the
Bill is enacted". The House has referred a question to the
Committee, and the Committee's duty and function therefore is
to report to the House its opinion on that question, which embraces
the issue identified in the agreed Statement of Issues.
(a) The question falls within the Committee's
competence. In The Earl of Antrim's Petition [1967] 1 AC
691 (fully reported in Report by the Committee for Privileges
on the Petition of the Irish Peers (1966/53)), the Committee
considered a question as to the proper composition of the House;
as did the House in The Earl of Bristol's Case (1626) 3
Lords' Journals 537, 563 and in the Wensleydale Peerage Case
(1856) HLC 958 (fully reported in Macqueen, Discussion and
Judgment of the Lords on the Life Peerage Question);
(b) The present course is both convenient
and just since (a) without it a new session of parliament may
begin in which there is great doubt as to the composition of the
House; (b) in such circumstances the House in a new session might
have to consider a motion not to proceed to business until the
House was properly constituted: Wensleydale Peerage Case,
Macqueen p.301 (Lord Lyndhurst), pp.391, 394 (Lord Cranworth L.C.)
(those two peers were the leading speakers on the opposing sides
but agreed on that point); (c) as it gives the Government an opportunity
to know what it has achieved, and to seek amendment if it wishes
to achieve more.
(c) In any event arguments, if any, as to
incompetence or inconvenience cannot be entertained. In Wensleydale,
a question was referred despite the then Government's argument
that the question was premature and the Committee incompetent;
and the question was reported upon.
THE ROLE
OF THE
LORD MAYHEW
OF TWYSDEN
2. He is not a petitioner, but moved the
Motion by which the question was referred. He appears by Counsel
to assist the Committee by arguing against the effectiveness of
the Bill to achieve the Government's alleged aim and in favour
of a negative answer to the question.
THE EFFECT
OF THE
BILL
3. The Government's alleged aim is to remove
most of the hereditary element from the House, so that with effect
from the end of this parliamentary session only those people referred
to in clause 2(2) (the beneficiaries of the so-called Weatherill
amendment) can, although hereditary peers, sit and vote in the
House of Lords.
4. It is not in issue that parliament could
give effect to that aim by appropriate legislation: in this area,
concerned with the composition of the House, the sovereignty of
parliament, a constitutional fundamental, is decisive. The issue
is a different one: whether the Bill, if enacted, as presently
drafted, would achieve that alleged aim or (as Lord Mayhew contends)
a more restricted result. The resolution of that issue depends,
elementarily, upon the language of the proposed legislation. To
this the intention of the Government is (absent ambiguity) immaterial;
likewise the notional intention of parliament (Black Clawson
International Limited v. Papierwerke Waldhof-Aschaffenburg
[1975] AC 591. at p 613 per Lord Reid). Viscountess Rhondda's
Claim [1922] 2 AC 339 (Viscount Haldane p 393-384, Lord Wrenbury
p 399; cf: Viscount Birkenhead LC pp 349-350) establishes that
no materially different approach should apply before the Committee
for Privileges.
5. In particular context, certain principles
of statutory interpretation are relevant. The Bill affects parliamentary
composition, and the right to participate in the affairs of the
legislature by vote and otherwise. Accordingly, and reflecting
the importance of the matter, clear words are required to achieve
any alteration (Viscountess Rhonnda's Claim [1922] 2 AC
339 per Viscount Birkenhead LC at p 365). Strikingly, and in accordance
with this approach, in The Barony of Farnham (1995) HLP
85-I it was held that peers who were elected to sit and vote for
life on the part of Ireland were not ejected from parliament when
their constituency (Ireland) ceased politically to exist.
6. This particular principle, germane to
the House's composition, is consistent with a more general rule
that a fundamental or constitutional right, such as the right
to participate in government (Halsbury's Laws, 4th ed, Vol 8(2),
para 118) cannot be abrogated otherwise than by specific provision
(R v Lord Chancellor ex parte Witham [1998] QB 575 at p
581E per Laws LJ; R v Secretary of State for the Home Department
ex parte Simms [1999] 3 WLR 328 per Lord Hoffman at pp 341-2.
7. The right to sit and vote in the House
is conferred by obedience to the writ of summons (Halsbury's Laws
of England, 4th ed, Vol 34, Reissue 1997, paras 535, 701; The
Earldom of Norfolk [1907] AC 10 at pp 12, 13 and 17-18). That
writ is so powerful that, if a person not already a peer (or the
son of a peer with two or more peerages giving a right to a writ)
receives and sits in response to a writ, he becomes a peer ipso
facto even perhaps if the writ was issued in error (The
Hastings Peerage (1840) 8 Cl & Fin 144; Cruise on Dignities
2nd ed p 317; The Barony of Grey of Codnor (1989) HLP
59-I and The Barony of Strange (1737); (discussed in Cruise
on Dignities, 2nd ed p 317)). If a writ were withheld,
the peer could not sithe would have to petition the House
for them to ask the King to send a writ (1626) 3 Lords Journals
537, 563 (Cruise op cit p 317).
8. Statutes whose subject matter embraced
the right to sit and vote in the House, support the proposition
advanced in paragraph 7 and include:
The Union With Ireland Act 1800,
sections 2 and 4.
The Bishopric of Manchester Act 1847, section 2.
The Bishopric of St Albans Act 1875, sections 7 and
14.
The Bishopric of Truro Act 1876, section 5.
The Irish Church Act 1869, section 13.
The Welsh Church Act 1914, section 2(2), section 2(3).
The Bankruptcy Disqualification Act 1871, sections
3 and 8.
The Appellate Jurisdiction Act 1876, section 6.
The Titles Deprivation Act 1917, section 1(4).
The Life Peerages Act 1958, section 2.
The Peerage Act 1963, sections 1(2), 4 and 6.
The Juries Act 1974, Schedule 1, Part III.
The Representation of the People Act 1983, section
153.
The Insolvency Act 1986, section 427(1), section 427(3).
9. Case law is to the same effect:
Nevills Case 12 Co Rep 70.
The Vaux Peerage Case (1837) 5 C1 & Fin
526, pp 570-571, 576-577, 579-584 (argument of Sir Harris Nicolas,
perhaps the leading peerage counsel of his day, and possibly the
model for Baptist Hatton in Disraeli's Sybil), 595-596,
598 (argument of Sir John Campbell, Attorney-General), 613-616
(Lord Chancellor), 624 (Lord Wynford).
The Braye Peerage Case (1893) 6 C1 and Fin
pp 757, 784.
The Camoys Peerage Case (1839) 6 C1 and Fin
789 pp 860-861.
The Hastings Peerage Case (1841) 8 C1 &
Fin 144 pp 144, 157, 161.
The Wensleydale Peerage Case.
Macqueen, pp 74, 77, 104, 319, 377, 391, 394.
The Viscountess Rhondda's Claim [1922] 2 AC
339, pp 357-359, 363-364, 368.
The Barony of Grey of Codnor (1989) HLP 59-I,
p 51.
(cf Re Parliamentary Election (Bristol South
East) [1964] 2 QB 257 which, however, was dealing with disqualification
from sitting in the Commons, not qualification for sitting in
this House).
10. There are, in consequence, two limbs
which are always dealt with whenever parliament excludes a lord
of parliament from this House:
(a) the right/duty to come: that is the right
to an effective writ of summons;
(b) the right/duty to remain in the particular parliament
in which one has taken a seat.
It is submitted, for reasons developed hereafter,
that this Bill, in its present incarnation, expressly chooses
to attack part of limb (a), but not limb (b). It does not even
purport to exclude peers who have taken their seats in this parliament
in response to a writ of summons.
11. This is a Bill "to restrict membership
of the House of Lords by virtue of a hereditary peerage".
Clause 1 effects the general exclusionary purposes of the Bill
(subject always to clause 2). Although in strict law it is erroneous,
as no one is a member by virtue of any peerage, but becomes a
member by answering a writ of summons (Wensleydale, Macqueen
pp 74-75, Rhondda, p 359), and then remains a member by
virtue of the duty to remain until discharged. It is accepted
that a purposive approach leads to the construction that in consequence
of clause 1, no one shall be entitled to a writ of summons by
virtue of an hereditary peerage, nor be obliged to answer one.
The language of clause 1 is thus a convenient shorthand for the
achievement of its effect. Combined with clause 2, it sets up
the form the House is in future to take: but says nothing itself
about the means per quod or the time a quo such
reformed composition is to have effect.
12. The question of how and when clause
1 is to be implemented is the subject matter of clause 7, described
in a marginal note as "Commencement and Transitional"
(available as an aid to interpretation: Bennion, Statutory
Interpretation, 3rd ed, pp 575-577). It states the mechanism
and timing of removal of the hereditary element. Thus:
Clause 7(1): the Bill comes into force
at the end of the session in which it is passed. Thus no one thereafter
shall be entitled to call for a writ of summons in right of an
hereditary peerage, unless excepted under clause 2. The drawbridge
is pulled up at that time.
Clause 7(2): writs
issued to hereditary peers for this parliament shall "not
have effect after" the relevant session. This provision
can impact only upon those writs which have not yet had
effect. Therefore it prevents any hereditary peer who has received
a writ but not answered it from taking his seat after the end
of the session, unless he be excepted under clause 2.
13. Since, elementarily, the Bill must be
read as a coherent whole, clause 7(2) must be construed as explanatory
of and consistent with clause 1. The word "accordingly"
so requires: clause 1 will exclude peers who have taken their
seats from future parliaments, and also exclude from this
parliament any peer who has not received a writ of summons before
the end of the session; clause 7(2) prevents any peer who has
received a writ of summons, but not taken his seat before the
end of this session, from thereafter becoming a member of
the House, unless he has been excepted under clause 2. It effects
a statutory equivalent of a writ of supersedeas.
14. This analysis does not deprive the Bill
of useful effect, nor thwart the objective in the long title which
may assist in its construction (Bennion, Statutory Interpretation,
3rd ed, pp 510-511).
15. Furthermore, the well established and
hallowed incidents of a writ of summons, and the different consequences
attached to (a) the issue of a writ (b) the obedience thereto
must be taken to have been in the mind of the draftsman and recognised
in the language deployed. Clause 7(2) does not adopt any clear
formula to eliminate the distinction between the effect of issue
of a writ of summons on the one hand and the duty to remain in
a parliament after obedience thereto on the other.
16. The purpose of a writ of summons is
to bring a peer to parliament for the first time. It tells him
to come and join the parliament. He then hands in the writ. It
has had its effect. He is there; it is no longer needed; it does
not keep him: otherwise he would have to return it daily. Once
he has handed the writ in, it is his status as lord of that parliament
("a member of the House of Lords") which confers rights
and duties.
17. When a parliament is assembled it is
a body in which the peers who have arrived are incorporated. Once
in the parliament a peer is obliged to remain in it until permitted
to depart. Adjournments and prorogations are of the parliament,
the entity of which he is a member.
18. The points (1) that a writ of summons
has effect only to bring a person to a parliament, to "assemble"
the parliament, (2) that is has no effect thereafter, and (3)
that, after doing all that the writ commands (that is, once he
is assembled in parliament) a peer must remain by virtue of his
membership of the House until permitted to depart, are made clear
by:
the text of the writs of summons to this parliament,
both general (issued for the beginning of a parliament) and special
(issued to those who succeed, establish a claim, or are created
during a parliament); the form, first in Latin, and later in English,
has been virtually unchanged for seven centuries. Examples of
writs are in the Appendix;
5 Richard II, Stat.2 (1382) (Halsbury's Statutes
4th ed, Vol 32, 1996 Reissue, pp 673-4);
Close Rolls (Chancery), especially marginal notes
where they are entered (inter alia: 27 Ed I m18d ("de
parliamento tenendo"); 6 Edward III m9d ("summonitio
parliamenti"); 21 Ric II, Part I, m27d ("De summonitione
. . "); 2 Ed IV m5d ("De veniendo ad parliamentum")
2 Ed IV m8d ("De veniendo ad parliamentum"); 6 Ed IV
m1d ("De veniendo ad parliamentum"); 38 Hen VI m30d
("De veniendo ad parliamentum"));
House of Lords Precedence Act 1539: " .
. . congregacions of men . . . such [persons] as bene bounde to
resorte to the same . . . " (Halsbury's Statutes, 4th ed,
Vol 33, 1997 Reissue, p 338;
4 Coke's Institutes pp 4, 6-10, 23-24,
26-27,43-45;
Meeting of Parliament Act 1694, s 2 (Halsbury's
Statutes, 4th ed, Vol 32, 1996 Reissue, p 678);
Septennial Act 1715 (ibid, p 680);
Meeting of Parliament Acts 1797 and 1799 (ibid
pp 682-3) (demonstrates that parliament, once assembled, is an
entity);
Cruise on Dignities (2nd ed) p 318;
Third Report on the Dignity of a Peer of the
Realm (1829 reprint), p 76;
Wensleydale, Macqueen p 319-320 ("Now
what is the object of a writ of summons? . . . ");
Parliamentary Oaths Act 1866, ss 1, 3, 5 (Halsbury's
Statutes, ibid, pp 703-704);
Meeting of Parliament Act 1870 (Halsbury's Statutes,
4th ed, Vol 32, p 708);
Palmer, Peerage Law in England (1907)
pp 137-142;
The Emergency Powers Act 1920, s 1(2) (Halsbury's
Statutes, 4th ed, Vol 48, p 933);
Life Peerages Act 1958, s.1(2)(b), s.1(4) (Halsbury's
Statutes, 4th ed, Vol 33, 1997 reissue. p 345);
Peerage Act 1963, ss 4, 6 (ibid, pp 349-350);
Reserve Forces Act 1980, s 10(2) (Halsbury's
Statutes, 4th ed, Vol 3, p 740);
Foster, The House of Lords 1603-1649,
Ch 1, esp pp 13-22;
Representation of the People Act 1985, s 20;
note references to date of meeting (Halsbury Statutes, 4th ed,
Vol 32, p 766);
Attorney General -v- Jones [1999] 3 WLR
444, pp 450H-451B (dealing with writs for elections, but helpful
by analogy as to effect);
The Proclamation Dissolving the last Parliament
and directing the summoning of this Parliament; the text of previous
Proclamations for Dissolving a Parliament and Summoning Another
(a selection is printed in the Committee's Report in Antrim,
pp xxi-xxiii) (The text for this parliament is in the Appendix);
the enacting words in statutes " . . . in
this present parliament assembled";
Halsbury's Laws, 4th ed, Vol 34, paras.535, 701,702,704,
709;
Halsbury's Statutes, 4th ed, Vol 32, text at
p 663 ("Summoning").
19. Thus a peer is summoned by general writ
for a particular day; if he attend on that day, what effect can
that order to attend then retain? By special writ he is ordered
to join a sitting parliament: once he has arrived, what effect
can that order have? Anson, The Law and Custom of the Constitution,
5th ed, 1922, Vol I, pp 63-65, takes the view that the writ and
the Roll are the evidence to establish the right to membership.
The title to sit is, however, perfected by taking the oath or
affirming. It is submitted that this analysis from high authority
confirms and is consistent with Lord Mayhew's analysis. Only those
who have not perfected their right to sit need evidence. By contrast,
those who have perfected their right in what is the High Court
of Parliament need no further evidence: the equivalent of a judgment
in their favour has been given by their acceptance in the House
and taking the oath. Evidence characteristically has no continuing
effect after judgment. This Bill significantly attacks only potential
evidence, not judgment.
20. There are two types of penalty: one
for failing to obey the writ, the other for departing without
licence (Palmer, op cit p 142). This emphasises the lack of effect
of the writ after obedience, and the distinctiveness of the two
limbs.
21. Thus, to summarise, clause 7(2) merely
removes effect from writs of summons. The only writs of summons
which could still have effect qua evidence of entitlement
to sit are those which are unanswered. Writs of summons which
are answered are spent as to their effect.
22. It is accepted that clause 7(2) must
be given useful purpose. Otherwise the conventional presumption
against redundancy would be affected. The construction advanced,
however, gives it such useful purpose. Without clause 7(2) the
position of a holder of an unanswered writ would be in doubt:
does he obey the Sovereign or not? Clause 7(2) indicates that
clause 1 and clause 7(1) alone would not prevent a peer in possession
of an unanswered writ of summons from being admitted to the House,
nor absolve him from the obligation of coming. By contrast, it
is repeated, nothing is said about those who have answered this
peremptory summons and have been incorporated in the parliament
which began in 1997.
23. Thus there is on the face of the Bill
something special about those who have received writs to this
parliament: clauses 1 and 7(1) do not affect them without more.
Clause 7(2) makes that plain; and by dealing only with those who
have not answered their writs, it makes it plain too that those
who have answered are not to be ejected in mid-parliament.
24. The point is reinforced by looking at
the other legislation which has removed peers from parliament:
it always deals with both limbs:
Irish Church Act 1869, s 13;
Bankruptcy Disqualification Act 1871, ss 2 and
8 (rep.);
Appellate Jurisdiction Act 1876 (as originally
enacted), s. 6 ". . . shall during the time . . . and no
longer . . . in the House of Lords" (Halsbury's Statutes,
4th ed, Vol 11, p 773);
Welsh Church Act 1914, s 2(2) (Halsbury's Statutes,
4th ed, Vol 14, p 1102);
Titles Deprivation Act 1917, s 1(4) (Halsbury's
Statutes, 4th ed, Vol 33, p 342);
Peerage Act 1963, s 3(1); this is the only Act
which does not in terms mention either limb, but it (1) divests
the peer of the peerage and (2) uses language (s 3(1)(a) and (b))
of comprehensive scope covering ". . . rights . . . privileges
. . . obligations . . ." which amply deals with both limbs
(Halsbury's Statutes, 4th ed, Vol 33, 1997 Reissue, p 348);
Insolvency Act 1986, s 427(1) and (3) (Halsbury's
Statutes, 4th ed, Vol 4, p 717).
25. It is submitted that parliament would
not so consistently have legislated to deal with both limbs if
it were not necessary to the object of excluding a peer. The inclusion
of one limb here, and omission of the other, means that the essential
parliamentary machinery for ejecting a sitting peer has not been
set in place; whatever the Government's intentions, it has not
taken steps to implement them.
26. There is an absence of any additional
machinery which one might expect. How, if peers are to be expelled
in mid-parliament, are those affected to be identified? By the
Lord Chancellor? By the Clerks? In each case, by what authority?
In the unlikely event of a dispute, who would decide the difficult
questions whether His Royal Highness The Duke of Cornwall or Viscount
Cranborne are "hereditary peers"? Lord Mayhew's construction
is clearer and in line with constitutional practice, and puts
the onus upon the Lord Chancellor, as is fitting. He (i) during
this parliament will decline to accept writs from non-excepted
hereditary peers who have yet to take their seats or to issue
to such peers and (ii) for the next parliament will decline to
issue writs to non-excepted hereditary peers.
27. Lord Mayhew's construction makes, moreover,
good constitutional sense:
(a) concentrating on future writs means that
the Bill is certain. On his case, the officers of the House are
placed in no difficulty.
(b) otherwise, any hereditary peer expelled
during this parliament will be left without representation; he
would be governed by a parliament of which he was not a member
and to which, unless he succeeded or was created after voting,
he had elected no member. This consequence should not lightly
be entertained.
(c) the remarkable discretion given to the
Secretary of State by clause 7(3) and 7(4) is significant. If
all non-excepted peers were immediately expelled by this Bill,
then they would immediately become entitled to the rights set
out in clause 4. No sound reason could justify any delay. A power
to make "transitional provision" can be needed only
if, as Lord Mayhew argues, the exclusion of hereditary peers takes
place in a staged process. So clauses 7(2) and 7(3) fit neatly
together as two sides of the process of transition to the new
constitution of the House of Lords.
28. Clause 4 does not affect this construction.
It does not mean that, for the rest of this parliament, non-excepted
hereditary peers will have rights to sit in both Houses. This
is because the clause (1) merely reverses the effect of Re
Bristol South-East Parliamentary Election [1964] 2 QB 257
(which held that it was by virtue of a peerage, not the writ or
taking of a seat, that a person was disqualified from another
place) and (2) does not affect the position at common law and
in parliamentary privilege, with the result that a non-excepted
hereditary peer would be, qua lord of parliament, disqualified
for the rest of this parliament from voting for or sitting in
another place: cf Rhondda, p 368, and Pike, Constitutional
History of the House of Lords, pp 267-269. See also the Sessional
Orders customarily passed in another place, and Recess Elections
Act 1975, section 1, and Schedule 1 (". . . peer of Parliament
. . .").
29. Nor does the limit of 90 in clause 2
affect the argument, clause 2 excepts from clause 1, which, on
such argument, does not impact upon current "members of the
House of Lords" at all until the next parliament.
EUROPEAN CONVENTION
ON HUMAN
RIGHTS ("THE
CONVENTION")
30. The Baroness Jay of Paddington has made
the following statement under section 19(1)(a) of the Human Rights
Act 1998: "In my view the provisions of the House of Lords
Bill are compatible with the convention rights".
31. The Convention provides at Article 14:
"The enjoyment of the rights and freedoms
set forth in this Convention shall be secured without discrimination
on any ground such as sex, race, colour, language, religion, political
or other opinion, national or social origin, association with
a national minority, property, birth or other status."
Article 3 of the First Protocol states:
"The High Contracting Parties undertake
to hold free elections at reasonable intervals by secret ballot,
under conditions which will ensure the free expression of the
opinion of the people in the choice of the legislature."
32. In Matthieu, Mohin and Clefayt v
Belgium (1988) 10 EHRR 1 the European Court of Human Rights
held:
(a) The Article gives rise to individual
rights (paras 48-50, pp 15-17);
(b) The nature of the right enshrined in
Article 3 includes the right to vote and the right to stand for
election to the legislature (cf App No: 6745/76, W, X, Y and
Z v Belgium 18 Year Book 244, para 51, p 16).
(c) Any conditions which limit the right
must not curtail the rights in question to such an extent as to
impair their essence: they must be imposed in pursuit of a legitimate
aim: and must not apply disproportionate means (para 52, p 16).
(d) Such conditions must not thwart the free
expression of the opinion of the people in the choice of the legislature
and must protect the principle of equality of all treatment of
all citizens in the exercise of their right to vote and the right
to stand for election (paras 52 and 54, pp 12-17).
(see also Gitonas v Greece (1996)
26 EHRR 691 (para 39, pp 712-713). Cf the recent case as to Gibraltarians'
rights: Matthews v United Kingdom (24833/94)).
33. If the primary argument be correct,
a group of hereditary peers (ie those who had not obeyed the writ
of summons issued for this parliament) will be left as from the
end of this session without representation (see para 27(b) above).
34. If the primary argument be incorrect,
the group of such unrepresented hereditary peers will be larger
(ie will exclude all save the excepted ones).
35. It is submitted that this denies to
members of that group (however defined) the rights guaranteed
by the Convention and falsifies the section 19(1)(a) Statement
of The Baroness Jay of Paddington.
36. There is no reasonable basis for the
denial of such rights: it promotes neither the independence of
members of parliament nor the freedom of choice of the electorstwo
justifying factors alluded to in Gitonas. It creates an
inequality among the electorate.
37. Further it is unacceptable in terms
of the law of the Convention that the Secretary of State (a member
of the executive) should enjoy discretionary powers in this context.
A fortiori, the power to deal with rights to vote in European
elections. Since all peers already have it, for what purpose is
it conferred if not to restrict the right? (European Parliamentary
Elections Act 1978, Sch 1, para 2(1); Halsbury's Statutes, 4th
ed, Vol 15, p1301).
The Honourable Michael J Beloff QC
John Lofthouse
2. PROPOSITIONS OF LEADING COUNSEL
The propositions that I will seek to advance
on Lord Mayhew's behalf are these:
1. It is just, convenient, appropriate and
indeed necessary that the Committee should consider here and now
the question referred to it.
2. The question itself depends upon an analysis
of the language of the Bill in its present incarnation with a
view to determining whether it indeed achieves what is said to
be the Government's objective.
3. Given that the issues raised bear on
the composition of the House and the right to participate in its
activities, the principle of legality requires clear words significantly
to affect such composition, or remove such rights from those who
presently enjoy them.
4. It is inherent in the drafting of the
Bill, as is indeed the case, that in order to remove rights to
sit and vote from hereditary peers, it is necessary in some wise
to make provision by reference to the Writ to Summons addressed
to such peers by the Monarch.
5. The Writ of Summons is a command to attend
Parliament. Once the writ has been returned and the peer taken
his or her seat its effect is spent (this is a crucial submission).
6. (i) The Bill by focusing on the issue
of the Writ and denying such issue any further efficacy has only
denied to those peers who have not made a return to the writ,
the right to make such a return and in consequence to sit and
vote in the House hereafter.
(ii) By contrast the Bill does not
seek to abrogate the rights of those who have made a return
to the writ and whose right to sit and vote thereafter:
(a) results from that return, and not
from the issue of the writ itself and
(b) would, accordingly, continue for
this Parliament.
7. Such a limiting interpretation is reinforced
by reference to the ECHR which guarantees both the right to vote,
[which, on the Governments interpretation of the Bill, would
be removed from all save Wetherill peers], and the right to stand
for election to the legislature [which they did not enjoy
in respect of the present Parliament].
8. The ECHR can be prayed in aid in the
event of ambiguity of domestic instruments, a fortiori
having regard to the fact that it will, in material part, shortly
be incorporated into domestic law.
3. NOTES TO ACCOMPANY THE SUBMISSION OF JUNIOR
COUNSEL
PURPOSES OF
THESE NOTES
1. To shorten the time of oral submissions,
and to save note-taking. The Notes are put in the form of Questions
and Answers to meet issues which some noble lords have raised
in the hearing so far. The Notes deal principally with the nature
of the writ of summons.
INTRODUCTION
2. Each parliament called by a Sovereign
is separate. This case is solely about this Parliament,
the one called in 1997. The central issue is whether this Bill
achieves the remarkable effect of removing from a legislature
in the free world a substantial number of its members.
3. At the beginning of a parliament, or
later arrival, a person summoned takes his seat and is incorporated
in the parliament. Thereafter his rights and duties arise from
the Sovereign's legal presence in parliament and/or the obligations
laid by the House on those within it.
4. The Sovereign may call anyone She pleases
to parliament. Once they have answered, and been admitted, no
question of preliminary qualification arises. The title to sit
is perfect, and arises from being a lord of that parliament.
QUESTIONS AND
ANSWERS
Question 1
Why are you showing us so many materials from
past centuries? Are they not merely of antiquarian interest?
Answer 1
Because the structure of parliament, and the
writs of summons, have been effectively unchanged for seven centuries.
If one seeks to know what a writ of summons is for, or what the
duties and rights of members of either House are, it is essential
to look at how they have been treated in the pastsince
the relevant law has not changed. What was law then on these matters
is law now.
Question 2
You say clear words are necessary. Is not clause
1 clear enough?
Answer 2
Clause 1 says that no one shall be a member
of the House of Lords by virtue of an hereditary peerage.
It is trite law that no one is a member by virtue
of any type of peerage. Particular types of peerage held by particular
types of people qualify the holder to demand a writ of summons.
(Rhondda (Vol I, p 214), Bristol (Vol I, p 78.)
A peerage of a certain type is thus a sufficient,
but not a necessary, qualification to receive a writ. Yet a writ
granted to someone with no right to it will give the recipient
the right of admission. For example, Viscount Cranborne was not
a peer, but he received one, and it was effective to admit him.
(Writ and Warrant appended hereto.)
At the stage of seeking admission in any parliament,
the right to admission may be challenged (as it was in Wensleydale).
After that, the title to sit is perfect and cannot be challenged:
Anson (infra). The right/duty can be removed by Act of
Parliament, and has been on occasion, but by precise words absent
from this Bill.
In a sense paragraph 37 of the Government's
Case gets it right (although "qualification" would be
a more accurate word than "precondition"). There is
a trail thus: (1) Are you a qualified person holding a qualifying
peerage? If Yes: you are entitled to a writ. If No, you may yet
receive one. (2) Is your writ returned and admission granted at
parliament? If Yes, then you become a lord of parliament, sitting
in the Royal Presence and at Its Command: you sit by virtue of
your lordship of that parliament.
Since clause 1 concentrates on a qualification
for a writ of summons and not on sitting and voting (the usual
words for expulsion), it must be designed to attack future use
of that qualification: (1) by preventing it qualifying for a future
writ of summons, and (2) by preventing a writ issued upon such
a qualification from being effective for the future.
It is rather like the change in a university's
matriculation requirement when one is at the university. It will
look to future potential undergraduates, but not (without clear
words) expel current undergraduates. Matriculation has conferred
a discrete status.
Clause 7(2) compels this interpretation.
Question 3
How can you say that clause 7(2) compels your
interpretation? Does it not eject all hereditary peers by stopping
the effect of their writs of summons?
Answer 3
No. A writ of summons is designed to get a person
to parliament. That is all it is for.
Question 4
How do you reach that conclusion?
Answer 4
We look at a wide variety of documents and authorities.
A. Proclamations
These are the root of title of a parliament.
What they say is crucial. The one for this Parliament is at the
last page of the Appendix to the Bound Volume. Note that the writs
are to be for a named day and to be "returnable in due course
of law". The writ is returned when the member takes his seat
and hands in the writ. It can have no further effect. Other proclamations
are set out at Authorities Vol II, p 329-331.
The writs are issued out of Chancery (the Crown
Office in Chancery) and returned to it when they have achieved
their end, when the recipient has come. "Return" is
fatal to the Government's case. The writ is dead once returned.
B. Writs of Summons
The command is to come (general writ) on a certain
day or (special writ) to come, meaning of necessity forthwith.
The purpose for which the attendance is required is stated, but
the writ is indeed returned before advice, etc, can be given.
Question 4A
What about the lack of a named day in the special
writs? Does that not indicate life after return?
Answer 4A
The day is not named, since parliament is sitting.
The Royal Command must be obeyed forthwith. The recipient of this
writ has to return it when he comes, just as at the beginning
of a parliament.
Question 4B
But the writ says that the recipient is to be
there "to treat and give your counsel . . . ." This
cannot just be on the day he comes. Does not the writ thus command
him to stay long enough to do so?
Answer 4B
(1) The point is that the peer has come
for the purpose of advice, etc. It is returned before any
counsel can be given. There are various services the Crown can
demand. The writ indicates which one.
(2) The analogy is with writs summoning
for military service: one was summoned to come, armed, and ready
to go on expedition at the king's orders; but the writ was obeyed
by coming in readiness. See Stubbs, Constitutional History
of England, (3rd ed, 1883, Vol II, p 289-290 (Fifth Bundle
of Authorities, p 16. Failure to stay, etc, is a different breach
of duty, as we shall see in a moment.
(3) The wording also serves to distinguish
the types of service within parliament, lord or not lord. Thus
the wording of the writs of attendance is different from a writ
of summons. For a lord, it is:
" . . . personally present at Our aforesaid
Parliament with Us and with the Prelates Nobles and Peers of Our
said Kingdom to treat and give your counsel . . . ."
For a judge, for example, it is:
" . . . personally present with Us and the
rest of Our Council to treat and give your advice . . . ."
A form of one is appended hereto. See also Cruise
(Vol IV, p 1185, para 17).
C. Close Rolls
These contain records of writs sent out in the
Middle Ages, the very time of origin of the current writs. The
words "De veniendo ad parliamentum" in the margins make
the point: see Authorities, Vol I, p 9, 21, 22, 23, 24.
D. Statutes
5 Richard II, Stat 2 (1382) refers to coming
at the summons. The statute deals with coming, not with staying/not
departing. Sir Edward Coke in his Institutes (Authorities, Vol
IV, p 1,116) makes a clear distinction between the penalties for
not coming, and the penalties for departing.
Septennial Act 1715 (Authorities, Vol I, p 33):
". . . the day on which by the writ of summons
the said Parliament should be appoionted to meet . . ." expresses
the point precisely. The writ is to assemble a parliament. The
same point is made by Representation of the People Act 1985, s
20 (Authorities, Vol I, p 73).
E. Lord's Journals 1625-6
The extract from the Lords Journals for 25 February
1625-26 (3 Lo Jo 507) in the Fifth Bundle of Authorities p 1 makes
the most precise distinction between not coming and failure after
first coming.
F. Cases
There are in two categories: cases where a benefit
(creation of a peerage) is conferred by obedience to the writ:
this shows what the writ is for, since if the writ extended throughout
a parliament, it would not have been obeyed until the end. It
therefore clearly shows the effect of the writ: merely to compel
attendance.
Lord Abergavenny's Case (Nevil's Case)
(Authorities, Vol IV, p 1119), says
that until the sitting the writ "did not have its effect".
The whole text of the case points against the Government: especially.
". . . come to the parliament, and there
sit, according to the commandment of the writ; for until that,
the writ did not take its effect, and the words of the writ were
well penned, which are . . ."
The report then sets out the words (effectively
the same as today's). Lord Hope of Craighead asked whether the
wording as to counsel, etc, did not affect our argument. Coke's
report shows that the "well penned" words not only do
not adversely affect our case, but support it. He cites them immediately
in support of the proposition we advance.
The significance is that a writ followed by
a sitting in obedience creates a peerage if the person summoned
was not already a peer. What is the "effect" of the
writ? To place a person in parliament. If he is already a peer,
merely to place him where he has been before; if he is not, to
make him a peer and place him there. This case, decided in Parliament
is clear authority that a writ's effect is merely to bring to
Parliament.
Barony of Strange (Cruise, Vol IV, p
1194): "... full effect ...."
The Vaux Peerage Case (Authorities, Vol
I, p 84) has very clear statements in favour of our approach.
The passages are noted in para 9 of Lord Mayhew's Case (Bound
Vol, p 7), and are essential to an understanding of what a writ
is for. The uncontroverted argument of Sir Harris Nicolas contains
such passages as:
"The Chancellor takes the writ from him
as his authority, if I may so express myself, for admitting the
new peer into this House." (Vol IV, p 103)
[Referring by analogy to another type of writ:]
"{{ untill he has taken the oath of officeuntil, in
other words, he obeys the writ."
The Wensleydale Peerage Case (Authorities,
Vol IV, p 1150) Lord Lyndhurst, a former Lord Chancellor, says:
"Now what is the object of a writ of summons? Merely to procure
the attendance of a party: it calls upon him to appear in Parliament."
Cases in 4 Co Inst 15-19 These are on
the translation sheets handed in on Thursday. Failure to obey
a writ is an offence, but in these cases people who had come to
parliament and left were proceeded against not for disobedience
to the writ but for disobedience to an order not to depart.
The King's Counsel in the first case expresses the matter precisely.
The wording makes the distinction clear. (Orders to stay were
clearly formerly expressly given: why if the writ was enough to
keep them there?)
G. Authors
Coke 4 Inst 10 (writs "which tend to the
beginning of the parliament") and 43/44 makes the distinction
clear.
Anson, a writer of the highest authority, treats
the writ as the means whereby the seat is taken. After that the
right is perfected. (Authorities, Vol IV, p 1221/2, and Fifth
Bundle, p 36 (". . . acquired. . . ".) On the Government's
case, Anson is wrong.
Pike (Authorities, Vol IV, p 1273/4) speaks
of the case cited above of the Bishop of Winchester: ". .
. after having come to Parliament in obedience to a summons, he
had departed without the King's permission. . . " The distinction
was obviously familiar to this respected author.
SUMMARY ON
EFFECT
The weight of royal, statutory, parliamentary,
and academic authority is that a writ admits one, nothing more.
In order to succeed on the point the Government must persuade
the Committee that all the above authorities are wrong.
Question 5
You say that sitting lords have been expelled
by legislation in the past. How was it done?
Answer 5
Clear words, which are necessary in parliamentary
constitutional legislation (Rhondda, p 365-367, Tab 38,
p 220-222). There are no such words here.
No Act has ever merely attacked the effect of
the writ of summons. To remove a sitting lord against his will
must be effected by removing the right to sit. Irish Church Act
1869, s 13 (Tab 11), Forfeiture Act 1870 (Supplementary Authorities,
Tab 1), Bankruptcy Disqualification Act 1871, ss 2 and 8 (Tab
13), Appellate Jurisdiction Act 1876 (as originally enacted),
s 6 (Tab 15), Welsh Church Act 1914, s 2(2) (Tab 17), Titles Deprivation
Act 1917, s 1(4) (Tab 18), Insolvency Act 1986, s 427(1) and (3)
(Tab 28).
A simple amendment to the Bill would do this. If
it is Parliament's will to expel sitting lords, the amendment
will be passed.
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