(i) Management procedure
73. Article 4 of the Decision lays down the procedure
for the management committee. The committee would deliver its
opinion, by qualified majority, on the Commission's draft measures.
The Commission may then adopt measures "which shall apply
immediately". If, however, the measures are not in accordance
with the committee's opinion, they must be communicated to the
Council "forthwith", in which event the Commission may
defer the application of the measures "for not more than
three months from the date of such communication". The Council,
by qualified majority, may take a different decision within that
period.
74. As described by Mr Türk (KCL), the current
procedure IIa reappears with the difference that the maximum time-limit
for the Council to change the Commission's measure is extended
from one month to three. This seemed to be an attempt to compensate
Member States for the loss of the current IIb procedure in which
the period was three months (p 65).
75. The Government thought that the introduction
of a single management committee type should pose few problems.
The Government did, however, put forward one change. In the event
of a negative opinion from a committee, there should be an option
which required the Commission to defer the application
of measures pending a decision of the Council where the measures
were not time-sensitive (p 39).
76. The Commission explained that the management
procedure was mainly used in the agricultural sector, where, for
example, in relation to fixing intervention prices it was particularly
important to have a fast and guaranteed decision (Q40). Mr Lebrecht
(MAFF) said that the overwhelming majority of proposals had either
received a favourable opinion or no opinion. The Commission normally
worked hard to try to get the maximum amount of support for its
proposal. There had only been about half a dozen cases in the
last ten years (the most recent being in 1996 in relation to certain
tariff quotas for the importation of rice) where a proposal had
received a negative opinion and had therefore been referred to
the Council (Q86).
77. Mr Türk (KCL) suggested that having
regard to the high acceptance rate of draft measures in the agricultural
sector the advisory procedure would suffice for most implementing
decisions. He recognised, however, that some decisions in relation
to the CAP might warrant a stricter procedure, such as the regulatory
procedure. He advocated that the management procedure should be
abolished, generally and not just in relation to agriculture (pp
63, 69). Mr Lebrecht (MAFF) said: " We do not see the expansion
of advisory committees in our area of work as being a very positive
development" (Q76).
78. Under the Commission's proposal (Article
2), the "implementation of programmes with significant budgetary
implications" and measures relating to "the grant of
substantial financial support" would be subject to the management
procedure. The Commission accepted that the Decision would bring
about a change here, but considered it "logical" that
decisions as to who should get money should be decided by a management,
rather than a regulatory, committee. Mme Durand said that such
decisions were "typically management or implementation"
(Q40).
79. At present not all decisions involving finance
were handled by management committees. Those that were, such as
in the agricultural sector, could involve large sums, particularly
in setting export refunds of products. Others were dealt with
under the regulatory procedure, for example in the R &D area
or in relation to large projects under the Trans European Networks
programme[32].
Officials' views were that these matters should continue to be
dealt with under a regulatory committee procedure. They were especially
concerned lest the Commission would be able under any new procedure
to go forward on projects without the Council being able to review
decisions. There might be no easy route back and very considerable
expenditure consequences. Mr Lyall Grant (FCO) said that if the
management committee was to be used for such matters there was
a question whether the version proposed was the correct one. The
current procedure IIb, "the stronger version of the management
committee", might be preferable (QQ 70, 72, 73, 89, 194).
80. The European Parliament's Resolution called
for "the exclusion of any limitation of the Commission's
power to commit expenditure by general or individual decision
taken on the sole responsibility of the Council so that the Commission
can exercise its responsibilities for the implementation of the
budget, under the control of the Parliament, the discharge authority".
Accordingly the Parliament saw no place for the management or
regulatory procedure in decisions relating to the implementation
of the budget.[33]
Mr Cassidy MEP said that the Parliament was very jealous of commitments
being undertaken without the full budgetary procedure being gone
through. Mr Corbett MEP said that there was a "sort of orthodox
view" in the Parliament that it adopted the budget, that
it was for the Commission to implement it, and that the comitology
system was used by the Council as a back door way in to regain
control. Mr Corbett recognised that Member States had a legitimate
interest in looking at the way the budget was applied. But this
did not require a regulatory committee. In the Parliament's view
the advisory committee procedure should apply to these sorts of
decision (QQ 140,142).
(ii) Regulatory
procedure
81. Article 5 of the Decision provides that the
regulatory committee would deliver its opinion, by qualified majority,
on the Commission's draft measures. The Commission may then adopt
the measures. But if the measures are not in accordance with the
committee's opinion, or if no opinion is delivered, the Commission
cannot adopt the measures but "may present a proposal
relating to the measures to be taken, in accordance with the Treaty".
The last phrase ensures that where the basic instrument was adopted
by the Council and the European Parliament under the co-decision
procedure, the implementing measures will, if there is no agreement
in the comitology committee, be referred back to both institutions
for decision under that procedure.
82. In the event of a negative opinion, the Commission
would have a choice of action, to submit a new implementing measure
to the committee or to submit a fresh legislative proposal to
the Council or, where co-decision applies, to the Council and
Parliament.
83. Under the present system there is a marked
difference between the two variants. Under IIIa the Commission
has much more power. If a proposal does not receive the support
of a qualified majority in the committee and is therefore referred
to the Council, the Council only has the choice of either adopting
it by qualified majority or blocking it by unanimity. The Commission
can therefore proceed with a proposal even though it only has
the support of one Member State. Mr Lebrecht (MAFF) reported that,
exceptionally, the Commission had done this recently in relation
to a proposal for the labelling of genetically modified crops
(Q 90).
84. Mr Türk (KCL) said that the Commission's
proposal seemed to have taken account of the difficulties which
Member States had with current procedure IIIa and which the European
Parliament had with current procedure IIIb. The Commission has
addressed the issue "and has solved it in a quite sophisticated
way. Without removing the protection for the Member States, it
offers the EP a participation which it has previously not been
able to achieve" (p 65). Statewatch noted that the proposal
seemed to favour the Council "far more than either the current
procedure IIIa or IIIb". The Commission should explain why
it believed such a change was necessary (p 56).
85. The European Parliament disliked the regulatory
procedure because it by-passed them. Mr Corbett MEP said: "It
is virtually the same as the legislative procedure but without
Parliament". (Q131). The Commission did not accept the Parliament's
complaint that the effect of comitology was to deprive it of some
of its legislative powers. Mme Durand said: "it is the legislators
which decide the extent of the implementing powers given to the
Commission" (Q 29). The Government took a similar view. Mr
Lyall Grant (FCO) said: "If the Parliament feels that there
are decisions being taken in comitology committees that should
be not be taken, that they should be primary rather than secondary
legislation, then it is really a question whether those decisions
should have been delegated to the Commission in the first place
rather than the type of committee to which they are delegated"
(Q 196).
86. The European Parliament's Resolution called
for the elimination of regulatory committees.[34]
It appeared clear, however, that the Commission did not share
this view and the Government supported its retention. Ms Quin
was sympathetic to the position of the Parliament but took a pragmatic
approach. "I can certainly understand their concerns in a
general way but unless those concerns have been translated into
practical examples we would feel that it was not sensible just
to scrap a part of the system which has seemed to work effectively"
(Q195). Mr Türk (KCL) ascribed Member States' preference
for, and increasing use of, the regulatory procedure to the need
to protect their interests and to compensate for the dilution
of power in the legislative procedure to the Parliament (p 60).
87. The Government, however, said that the new
procedure was likely to be controversial and its implications
not easy to predict. On the one hand, the change could result
in considerable delays in the passing of legislation, or put pressure
on committees to endorse unacceptable proposals. On the other
hand, there would be a stronger incentive for the Commission to
put forward measures acceptable to the committee (p 39). The Minister
said: " we are concerned that long delays could emerge if
the committee is not able to reach a positive opinion on a proposed
implementing measure
we are keen not to make the system
less efficient than it was before" (Q 188).
88. The Commission did not think that the new
procedure would lead to more referrals to the Council. Whether
a matter was referred was not dependent on the nature of the comitology
procedure. Mme Durand said: "it is more the nature of the
questions which leads to difficulties in agreeing than the procedure
itself" (Q 45).
89. Departmental officials described the potential
shifts of power flowing from the new regulatory procedure. Compared
to the current IIIa procedure, the new procedure would give more
power to Council vis à vis the Commission. But compared
to the current IIIb procedure, there would be a significant shift
of power from the Commission to the European Parliament and the
Council in such circumstances. Mr Lebrecht (MAFF) said that the
new procedure should be considered in relation to the case where
the United Kingdom was, as in the case of the beef export ban,
the demandeur in circumstances where the time factor might
be important. Article 5 of the proposal would give a blocking
minority the power to stop a proposal which it did not have at
present. The time factor was particularly relevant in cases of,
for example, outbreaks of infectious diseases, where a speedy
reaction at Community level was needed. MAFF attached importance
to the regulatory procedure being able to deliver quick results
in such circumstances (Q 90).
90. Mr Stevens (DETR) and Mr McMillan (DTI) also
expressed concerns about the implications of the last paragraph
of Article 5. A proposal rejected by the comitology committee
would have to be submitted to the full legislative procedure and
time-scale (perhaps two years) of the co-decision or other applicable
procedure under the relevant Treaty provisions. Under present
arrangements differences could be sorted out in COREPER[35]
enabling decisions to be taken quickly at the next convenient
Council meeting. Returning to the full legislative procedure as
was being proposed could become very burdensome and might therefore
provide an incentive for both the Council and the Commission to
reach agreement. If the Council thought that a full legislative
procedure was necessary in particular circumstances it could always
provide for it in the basic act (Q 90, 91,93).
91. Ms Quin said that the Government would be
interested in looking at ways forward in which there could be
"some involvement, some opinion, from the European Parliament
at that stage without necessarily going to the full legislative
procedure and beginning from square one"
(Q 198).
(iii) Safeguard procedure
92. The effect of the Commission's proposal would
be to remove the current variant (b). As under the current variant
(a), any Member State could refer the Commission's decision to
the Council within the time limit specified in the basic instrument.
The Council could take a different decision by qualified majority.
Otherwise the Commission's decision would stand.
93. In practice recourse to safeguard clauses
providing, for instance, for temporary import protection measures
is rare. DETR could give only one example from recent experience.
DTI gave two. The existence of such clauses had, however, a comforting
effect and enabled Member States to agree liberalising measures.
Their exercise had to be consistent with other international obligations
(such as World Trade Organisation (WTO) rules). There were more
than just technical consequences to what was now being proposed
by the Commission. Ms Quin expressed concern that the safeguard
procedure being proposed could be used in a way to increase the
scope for the European Union to resort to speedy protectionist
measures in the area of trade. The change might cause some problems
in relation to policies concerning industrial goods by shifting
the balance in favour of protectionism. At present, under Article
3b of the 1987 Decision, a qualified majority can block protectionist
measures. Under the proposal it would be fairly difficult for
the Council to reject a safeguard measure. To change the rules
in such a way shortly before the commencement of the next WTO
round might be to send the wrong signal at a time of difficult
economic circumstances (QQ 96-100, 201).
94. Justice drew attention to the need to ensure
the proper use of safeguard procedures in areas affecting human
rights (p 54). The Minister considered that the matter should
be addressed in the negotiations on the proposal. She expressed
concern that given the changes that the Amsterdam Treaty would
bring not all the implications of how the comitology system would
work in relation to new policy areas had been thought through.
She would reflect on whether these important matters would be
dealt with satisfactorily under the safeguard procedure (Q 201).
21 Resolution B4-801/98, resolution on the modification
of the procedures for the exercise of implementing powers conferred
on the Commission - "commitology". The Parliament adopts
a different spelling of the word than that which is usually employed.
The Penguin Companion to the European Union (1995, rev.
1996) says of the term "comitology": "Not yet fully
assimilated into English, [it] is a translation of the French
comitologie". Back
22
Resolution B4-801/98, para. C. Back
23
This is the subject matter of our Report, Incorporating the
Schengen acquis into the European Union, 31st Report, 1997-98,
HL Paper 139. Back
24
The 1987 Decision (Article 1) provides: "Other than in specific
cases where it reserves the right to exercise implementing powers
itself, the Council shall, in acts which it adopts, confer on
the Commission powers for the implementation of the rules which
it lays down". Back
25
[1989] E.C.R. 3457, at para. 10. The Commission unsuccessfully
challenged the inclusion of a management committee procedure in
Council Regulation (EEC) No 3252/87 on the co-ordination and promotion
of research in the fisheries sector on the grounds that making
the Commission's decision-making power subject to such a procedure
was contrary to its exclusive powers in budgetary matters. Back
26
Declaration on the powers of implementation of the Commission. Back
27
For example, Communication from the Commission to the Council:
conferment of implementing powers on the Commission. SEC (90)
2589 final. Back
28
Proposal for a Council Directive on the application of open network
provision to voice telephony [1992] O.J. C347/134. Proposal for
a European Parliament and Council Directive amending Council Directive
93/6/EEC of 15 March 1993 on the capital adequacy of investment
firms and credit institutions and Council Directive 93/22/EEC
of 10 May 1993 on investment services in the securities field
[1995] OJ C 253/19. Back
29
In particular Case C-417/93, Parliament v. Council:[1995]
E.C.R. I-1185. Back
30
Resolution B4-801/98, para. 2(a). Back
31
Resolution B4-801/98, para 2(c). Back
32
The TENS committee dealt with approximately 500 million ecu of
expenditure each year (Q73). Back
33
Resolution B4-801/98, para 2(e). Back
34
Resolution B4-801/98, para.2 (c). Back
35
The Committee of Permanent Representatives of the Member States.
Article 151 of the Treaty makes it responsible for "preparing
the work of the Council and for carrying out the tasks assigned
to it by the Council". Back