Regulation
146. In 1993 the House of Lords' Select Committee
on Science and Technology reported on the regulation of biotechnology[191]
in general. Their report concluded that regulation should be kept
to a minimum:
"the benefits of biotechnology are already well
proven; biotechnology and products of biotechnology are with us
to stay; and these products will yield enormous future benefits
to mankind. What is more, United Kingdom scientists and industry
are good at it. We think that in all areas where biotechnology
has applications, people should be able to exploit its economic
benefits, subject only to such regulation as may be necessary
to meet identifiable disbenefits, especially to preserve safety."[192]
147. The Science and Technology Committee's report
was written when virtually no genetically modified organisms had
been intentionally released into the environment and there had
been no application to release on a commercial scale. To date
only a small number of products have been approved for commercial
release within the European Community (see Appendix 4[193]),
compared with a great many in the United States[194],
but the commercial exploitation of genetically modified maize,
soya and cotton in the United States and Canada[195]
has meant that world production is now significant[196].
More than 60 per cent. of processed foods sold in supermarkets
contain soya, most of which comes from North America and may therefore
contain a significant proportion of the genetically modified produce.
We agree that regulation should be kept to the necessary minimum,
but the release into the environment and food use of GMOs require
strict regulation.
UNITED KINGDOM REGULATORY
COMMITTEES
MEMBERSHIP
148. While ACRE (see
paragraph 32) received compliments from our witnesses[197],
its membership was criticised by Iceland (p 62) and Greenpeace
(Q 103) as being dominated by those connected to, knowledgeable
about or favourable towards the technology and some have called
for membership to be broadened to include consumer representatives.
ACRE's role is to assess the safety of complex products based
on complex data. As a result, the membership of such a regulatory
committee must be dependent on scientists. Some of those competent
to assess the data are inevitably going to have a degree of connection
to the agro-chemical/seeds sector[198].
We do not question ACRE's integrity, but it and its members must
be seen to be acting independently. We were informed that when
an application is submitted to which a member is commercially
connected, that member leaves the room while it is discussed and
plays no part in the decision-making (the same is true of ACNFP
(Mr Rooker, Q 624)). The membership of such a committee should
however be balanced in its expertise and we value Mr Meacher's
commitment to broaden it in ACRE's case[199]
(Q 607), particularly given the wider environmental remit we recommend
in the next paragraph. The consumer representation on and contribution
to ACNFP is much valued by all involved[200].
We believe the same would work in ACRE's case and that its membership
should thus include a consumer representative. In the interests
of openness, it is also right that there should be a rotation
in the membership of such committees. It is desirable however
that a body of knowledge should be built up. That which ACRE has
acquired may be lost when ten of the current 13 members retire
in April 1999 as expected (Mr Meacher, Q 613). We would very much
regret such a lack of continuity and would urge the Government
to review the situation as a matter of urgency. This position
should be avoided in future.
ROLE
149. Several witnesses
criticised the narrowness of particularly ACRE's remit, whereby
it is unable to take all of the pertinent issues into account
(Greenpeace, Q 103; Green Alliance Q 195; SNCAs, p 322; CA, p
53, Mr Meacher, Q 607). The remit of ACRE should be adjusted
so that it considers, for example, indirect and cumulative environmental
effects when judging individual applications (see paragraphs 89-95).
150. The actual role
of ACRE and ACNFP can also be questioned. In the United States,
the government conducts the risk assessment. Some countries outside
the EC have adopted this approach, whereby the same officials
make decisions on the information needed to support the assessment
and on the assessment itself. The United Kingdom (and EC) system
has introduced the concept of scientific audit. The advisory committee
assesses whether the information supplied by the applicant is
adequate and whether the assessment is accurate. The committees
often request further information and research before reaching
a decision. We consider that the United Kingdom's audit approach
is valuable and not inferior to the alternative of assessment
by government officials. Accordingly we support the status
quo.
STRATEGY
151. A distinction can
be drawn between the scientific assessment
of individual applications for release (performed by ACRE) and
a strategic examination of the issues relating to genetic modification.
There have been increasing calls for a new committee of some sort.
Professor James called for an ability to take a broad view, especially
as the number of individual applications for releases increases
(Q 671, also Professor Bainbridge, QQ 681, 692) - otherwise we
will be in danger of losing sight of the wood for the trees. Mr
Meacher announced to us that he is considering calls to establish
an "environmental stakeholders' forum" (Q608) and the
Royal Society have recently called for an "over-arching"
committee[201]. Both
are aimed at what Mr Rooker referred to as "joined up government"
(Q 606). To this end we can but welcome the establishment of
the cabinet committee[202]
under the Minister for the Cabinet Office (Dr Cunningham). We
consider however that a new committee is still required because
a more detailed and continuous approach is necessary. Which of
the two options to choose, forum or over-arching, depends on the
remit necessary to achieve the strategic end.
152. We believe that
a new committee is needed to examine more general issues which
arise from the use of genetic modification in agriculture and
to co-ordinate and plan policy as a "seamless whole"
(FDF, Q 544), as opposed to the assessment of individual applications
which should continue to be performed by ACRE. Such a committee
is needed to address predominantly environmental[203]
questions raised by the current advisory committees which either
fall outside their remit, or which require an integrated response
from Government, for example the regulation and monitoring of
herbicide tolerant crops. The remit should include the impact
on agriculture in general of the integrated management of novel
crop plants and their cumulative effect, changes to agricultural
practice and changes in pest control and herbicide use (see paragraphs
94-95 and 105-106). The committee would need to ensure that appropriate
research was conducted and acted upon. The committee should have
issues referred to it by Ministers or ACRE but should also act
on its own initiative. It should seek advice from the other advisory
(and regulatory) committees and vice versa. It should establish
the principles by which the development and application of the
technology should proceed. Its membership should be wide-ranging
(including cross-membership with other committees) and we believe
that the committee would be effective with consumer representatives
involved. These issues are not solely the preserve of scientists,
as has been demonstrated by successful consumer involvement in
the food regulatory committees (Professor James QQ 648-9;
Professor Bainbridge, Q 688).
153. The remit we
envisage necessitates a committee similar to that proposed by
the Royal Society rather than a stakeholders' forum. It would
appear that the latter would be but a forum for debate whereas
we wish to see a more integrated approach to policy. For example,
it is good that Mr Rooker has commissioned an analysis and comparison
of herbicide tolerant crops (see paragraph 68), but this sort of
research and analysis should not be dependent on occasional Ministerial
attention but be able to be commissioned and acted upon by the
new committee. The committee should engage in broad consultation
with interested groups.
FILLING GAPS IN THE SYSTEM
154. It is distressing
to find that regulations have been and are still running to keep
up with the technology. This is confusing for those involved and
a reason for consumer disquiet. We still lack a Community labelling
policy (United Biscuits, p 400). The revision of Directive 90/220/EEC
offers an opportunity to try to create more durable legislation.
Gaps not already identified include:
ANIMALS
155. GM animals will primarily be used in
containment and, unless they escape, as such do not pose release
problems. The possibility of accidental release, escape and cross
border transfer is not yet covered by Community legislation.
FISH
156. Fish are being
modified for rapid growth and cold tolerance[204]
and further modifications are in development. Once released, it
would be impossible to recapture a fish or to control its breeding
(unless sterile). Fish do not respect national boundaries and
we would be very concerned if sea or river releases were to take
place here or abroad. We strongly recommend that there be an international
agreement prohibiting such actions. Any trials or commercialisation
must be in containment and not released into the sea or freshwater
network.
RELEASE - WHOSE DECISION?
157. In certain cases, particularly for animals,
there is no need to notify a competent authority of the environmental
risk assessment if the user decides that an application of the
technology is contained. We consider that the decision as to whether
or not a use of a GMO is a release should be subject to review
by the competent authority.
IMPORTED FOOD
158. The EC's current
control regime for GMOs has given rise to some difficulty between
United States manufacturers and the EC regulatory authorities[205].
The process could be assisted if, where there is no intention
to use an imported product other than in food or feed (i.e. not
for growing), the risk management procedures were to focus mainly
on the properties which affect human or animal health and safety.
The permit should specify the procedures needed to ensure that
the product cannot be grown and reproduced. If the product can
be grown (as with soya beans but not with soya oil), an assessment
of the risk to the environment would have to be performed and
risk management would need to be implemented to avoid release.
It is important to note that consents to market GM foods are valid
throughout the EC and the Commission should take steps to ensure
that these consents are permitted to operate in every Member State.
EC EFFICIENCY
159. The safety and
public concern considerations outlined above justify that effort
should be put into the regulation of GMOs. The process must however
be conducted effectively and efficiently and subject to review
in the light of experience.
POLITICISATION AND
OPT-OUTS
160. As Europe has
a single market it is right that the approval procedure for commercial
releases should be European. The procedure involves all 15 Member
States and results in a Community-wide permit to grow and market
a crop. The regulatory process is meant to be exclusively scientific,
but the domestic pressures of Member States have intruded and
caused delay. This might be assisted if a degree of opt-out for
growing was available[206].
We acknowledge that domestic pressures, ecological and agricultural
conditions vary across the Community and consider that Member
States should have the right to opt-out of growing certain GM
crops for domestic or environmental reasons (i.e., after approval,
a Member State could disallow commercial release within its territory).
We acknowledge that this will hinder the single market in seeds
(HMG officials, Q 483), but consider this preferable to the Community
being forced to proceed at the pace of the most reluctant. The
products of such crops, food or other, should however be available
throughout the Community and the market will determine their acceptability
and so success or failure.
ALTERATION OF THE
RELEASE PROCEDURES
161. We note and share
the concern expressed by DETR (Q 437) at the removal of the current
simplified procedures for trial releases. The introduction of
two levels of release, the first of which is considered relatively
without risk, does not adequately replace the current procedure.
If the status quo is not to be maintained then the new
provisions need clarification to prevent discrepancies of interpretation
between Member States. We do not consider attractive the proposal
whereby research and development releases in several Member States
would be processed initially at Commission level before being
passed to each Member State for decision. The new procedure would
be less efficient than the current system which requires a separate
application to the Competent Authority in each Member State. We
do, however, support the proposal for simplified permits for repeat
experiments. We support the Commission's forward planning whereby
a simplified procedure for marketing applications is established.
COMITOLOGY
162. The current comitology
procedure appears to allow applications to succeed when most Member
States are opposed. We therefore support the proposal to move
from the IIIa to the tighter IIIb procedure (see paragraphs 59-60).
Under this procedure, a simple majority of Member States may prevent
a product being marketed, an option not available under the IIIa
procedure. This should not allow products on to the market when
a majority of Member States have been opposed (as has seemed to
happen under IIIa).
COMMUNITY SCIENTIFIC
ADVICE
163. The proposed revision
of the Directive formalises a requirement for the Commission to
consult its scientific committees[207]
when a dispute has arisen between Member States. Professor James,
a senior member of the scientific steering committee and Dr Chesson,
a member of the GMO committee, described a convoluted process
for appointing members to the committees, ostensibly with regard
to expertise but inevitably with careful reference to geographic
distribution. Of more concern was the use of inappropriate expertise:
Professor James found himself responsible for a cosmetics committee
(Q 654). Community science is more frequently criticised for its
operation than for the quality of its advice, and this assessment
was confirmed by Professor James and Dr Chesson (Q 658). Though
the position had improved now that Directorate-General XXIV was
responsible for all the committees, too much pressure was put
on academics giving their time voluntarily (QQ 656, 661, 668).
There was not sufficient scientifically literate administrative
support at Community level. The support was estimated to be between
a quarter and a tenth of the level a similar committee in a Member
State would receive (Q 655). These two factors had led to the
resignation of some British academics. Some Member State governments
provided up to ten staff for their nationals on these committees
to assist with the workload (Q 656). Professor James commented
that the "pressure of the last year has been too intense
to get really very well balanced, beautiful judgments that are
explicit and clear in all aspects." (Q 658). In addition,
the committees were often asked by the Commission to comment on
an issue without sufficient background information (Q 660). The
committees' time was wasted when essentially political issues
were referred to them (Q 659). Perhaps more seriously, the interlocking
of the committees and sub-committees was too muddled, with the
result that issues could fall between committees (Q 655).
164. We consider that
consultation of the scientific committees will be useful for resolving
inter-Member State disputes. The appointment, membership and operation
of the committees must be open to scrutiny. The current method
of appointment is inadequate. Appointment must be on the basis
of scientific expertise and should not necessarily reflect geographic
considerations or the voting strengths of Member States. The structure
of the committees could also be streamlined to increase their
relevance to the regulation of GM releases. The committees require
improved resources in Brussels. It is not appropriate for Member
States to support their nationals as the members of the committees
are independent academics not representatives of Member States
(Q 657). The committees need relevant, precise questions put
to them by the Commission at the earliest possible stage with
the fullest information available. While it is necessary for the
committees to be able to take a broad view when examining an issue,
they should only be required to comment on the specific disputes
between Member States and should not be required to re-assess
dossiers from scratch, especially as each dossier will already
have been examined in detail by the lead Member State's scientific
committees and also by every other Member State (Professor
James, Q 667).
165. Professor James
and Dr Chesson approved of stopping the clock[208]
(see paragraphs 63 and 167) for the committees' consultation, primarily
as a vast amount of information had to be assimilated by academics
giving voluntarily of their time. They admitted however that this
might not be necessary if the consultation was more efficient
(QQ 662-3). We consider that the efficiency of the committees'
working should be improved before resorting to stopping the clock.
If this proves impossible, consideration will need to be given
as to whether it would be preferable to make the committees permanent
or to stop the clock.
TIME LIMITS
166. The delay inherent
in the European regulatory system (the stages of which are described
in paragraphs 61-63) attracted repeated criticism, including Mr
Meacher, who referred to "unjustifiably long delays at a
number of stages" (Q 621). Professor Beringer commented that
it was the "regulatory environment in Europe which is a major
stumbling block". He described a "very weak, ineffectual
and (I would even use the word) incompetent system in Brussels
which is allowing various delaying tactics to be introduced"
(Q 20). Monsanto noted that the approximate average time from
the initial submission to the lead Member State to publication
of the approval in the Official Journal is 18-19 months, whereas
in the United States it is 7 months (pp 137-8)[209].
This is a major problem which must adversely affect Europe's
competitiveness. The unnecessary delay in approving products has
created a vacuum in which ignorance has been exploited and the
consumer is both denied choice and the opportunity to build up
experience.
167. The industry's call
was not so much for a speedy system but for a predictable system
(Zeneca, p 21). Research and commercialisation programmes are
not conducted on a whim and demand accurate funding and planning.
The United States argued that consultation of the Community scientific
committee should not have been arbitrarily introduced into the
working of the current system, whatever its merits (p 155) and
Dr von Schomberg and the DETR noted inconsistency in the application
of risk assessments between Member States (p 404; Q 439). We
thus welcome the introduction of strict time limits and the definition
of risk assessment which should help end discrepancies between
Member States. There are however two flaws. The first is too ready
a willingness to stop the clock. We recommend that the clock should
only be stopped when further information is requested from the
applicant. Additionally, the Commission has failed to set itself
a time limit for approving or rejecting a release following the
(in)decision of the Council. Almost all of the applications that
have so far been considered have been delayed by the Commission,
and of the four applications submitted in 1995 only two had received
consent by June this year (DETR, pp 187-8). This stage should
be automatic or subject to a token period of a week. So should
the subsequent issuing of a permit by the lead Member State, following
EC approval.
168. It
will be a considerable period of time before the revision of the
deliberate release Directive is adopted, especially as the European
Parliament is involved under the co-decision procedure. We thus
urge the Commission to reform its internal workings so that the
present system is subject to less delay. Member States should
agree voluntary time-limits where they are currently not set under
the existing Directive.
169. Monsanto complained
that the two-year national plant variety registration system[210]
placed an unnecessary additional hurdle at the end of an already
protracted process. The committee recognises their frustration,
particularly where trials have been performed which meet the same
criteria, and consider that the results of such trials should
be acceptable for plant variety registration.
SEVEN YEAR CONSENTS
170. The draft Directive
proposes that marketing consents be issued for seven year periods
and only renewed for seven years at a time. While supported by
some, such as Iceland (p 355), this proposal has drawn much criticism
(Professor Beringer Q 443; DETR Q 443) and we find no merit
in it. There is merit in imposing valid conditions on individual
applications for consent and in placing a time limit on a product
for which there is a particular concern (see paragraphs 100-101).
It is also important that permits may be withdrawn at any time
if there is evidence of harm to the environment or to health.
If monitoring is conducted properly, if a report on any unexpected
events or harm to the environment is required and if the permit
can be revoked at any time should evidence of harm arise then
the specification of a time limit is pointless. The same
proposal implies that permission will only be given for a specific
product as opposed to a class of products. This could cause severe
difficulties to plant breeders who would want to create a number
of varieties in order to maintain agricultural biodiversity, decrease
susceptibility to disease and to ensure that it is the best varieties
that have modified characteristics.
191 Science and Technology Committee, 7th Report (1992-93):
Regulation of the United Kingdom Biotechnology Industry and
Global Competitiveness (HL 80). Back
192 Ibid., para. 1.3. Back
193 See also the memorandum by the DETR, p 192. Back
194 Including varieties of maize, oilseed rape, tomato, cotton, potato,
soybean, squash, chicory and papaya. Back
195 China is also considered to be using GM crops on a large scale. Back
196 Monsanto projects (p 140) that over 10 million hectares of genetically
modified soybeans, involving about 300 new varieties will be cultivated
in the United States in 1998 (approximately 30 per cent. of the
total soybean acreage) and a further 4 million hectares of soybean
will be grown in Argentina. Back
197 Safeway, p 85; Nestlé, p 367; United Biscuits, p 404; Zeneca
Q 72. Back
198 Especially when private funds are the primary source of research
funding. Professor Bainbridge suggested that, in some aspects,
the research and development sections of the biotechnology companies
were arguably in advance of the leading universities (Q 694). Back
199 Some have suggested that some areas of expertise are lacking at
present, for example, ecotoxicological knowledge. Back
200 See paragraph 152. Back
201 Op. cit., p 13. Back
202 The membership of the ministerial group on biotechnology and genetic
modification comprises the Chancellor of the Duchy of Lancaster
and Minister for the Cabinet Office (Chairman); the Minister of
State, Department of the Environment, Transport and the Regions;
the Financial Secretary to the Treasury; the Minister of State,
Foreign and Commonwealth Affairs; the Minister of State, Home
Office; the Minister of State, Cabinet Office; the Minister of
State, Department of Health; the Minister of State, Ministry of
Agriculture, Fisheries and Food; the Minister of State, Department
of Trade and Industry; the Parliamentary Secretary, Cabinet Office;
and the Parliamentary Under-secretary of State, Department of
Trade and Industry. The Chief Scientific Adviser also attends. Back
203 Food issues should be dealt with by the Food Standards Agency. Back
204 HSE, pp 350-1. Back
205 The EC requires each novel food to be assessed and approved before
it can be imported into the Community. This process is holding
back shipments of several commodity crops which the United States
had expected to be able to sell to Europe. Back
206 As may be desired for example by Austria, France and Luxembourg. Back
207 Those operating under Directorate-General XXIV. Back
208 A term used to indicate suspension of a time limit. Back
209 The USDA rules for submission of dossiers (7CFR340.4b, for example)
notes that the 120 day review period for applications only starts
when a valid and complete application is received. In Europe the
time starts on receipt of a dossier, although the "clock
may be stopped" if additional information is requested. Back
210 The Community plant variety rights system is implemented through
Council Regulation 2100/94 and implements the International Convention
for the Protection of New Varieties of Plants (UPOV). It applies
to all new varieties, and requires testing for novelty, distinctness,
uniformity and stability. In the United States the plant patent
system is used in preference to the registration system. Back
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