Conclusions and recommendations
Introduction
1. The
state has a duty to ensure that detained young people and STC
staff are protected from abuse or violence. It is therefore incumbent
on the state to take positive steps to ensure that detainees and
staff are not injured by other detainees, and conversely that
detainees are not injured by staff. (Paragraph 29)
2. We
are dissatisfied by the Minister's explanation of how current
policy and practice comply with human right standards. The Minister
appears to be suggesting, first of all, that the state is not
required to comply with General Comments of the UN Committee on
the Rights of the Child, and simply with the Convention itself.
While this may be strictly correct as a matter of international
legal obligation, we are very disappointed by the Government's
apparent lack of respect for the interpretations of the UNCRC
by the UN Committee in its General Comments. We regard these comments
as being fundamental to an understanding of the State's obligations
under the UNCRC. (Paragraph 30)
3. The
Minister also appears to distinguish between the use of force
or restraint and the application of violence. Such a distinction
does not feature in human rights law. The key question is whether
the use of restraint can be justified in the circumstances. Whilst
the Minister robustly states that the Government does not sanction
violence against children, this is exactly what current legislation
permits, albeit using the terminology of "force" rather
than violence. We start from the premise that violence against
children should be avoided unless absolutely necessary and that
very weighty justifications are required to demonstrate the need
for force in individual cases. (Paragraph 31)
4. On
average, restraint is used on ten occasions per child per year.
(Paragraph 32)
5. We
have not been able to establish conclusively why the phrase "good
order and discipline" was not included in the original STC
Rules, but we think it is entirely reasonable to infer from its
absence that it was deliberately omitted, and that the reason
for that omission was that it is inappropriate in the context
of detention of children. Children and young people in detention
are in a uniquely vulnerable position. Whilst everyone in detention
must be treated with dignity and respect, children in detention
have particular needs, distinct from the adult prison population,
given their age and stage of development. The use of violence
on vulnerable children and young people in detention can rarely
be acceptable and risks breaching international human rights standards.
(Paragraph 42)
6. Whilst
we accept that the Human Rights Act 1998 does not require the
Government to make a formal Section 19 statement of compatibility
for statutory instruments, we consider it to be a matter of good
practice for human rights considerations to be addressed in Explanatory
Notes and Memoranda where necessary. This should not be an onerous
requirement since the Government ought to have conducted an assessment
of the human rights impact of the statutory instrument before
introducing it. In areas where fundamental human rights are engaged
(as they are here), we take the view that secondary legislation
should always be accompanied by a statement as to compatibility
with the ECHR setting out the reasons why the Government considers
the instrument to be compatible. Where secondary legislation raises
significant human rights implications, we would expect to see
sufficient analysis to facilitate effective parliamentary scrutiny.
(Paragraph 45)
7. In
our view, the Amendment Rules, rather than clarifying the position,
have themselves created more confusion. It is clear from the evidence
that we have received, and the strength of feeling expressed,
that the Rules are potentially open to a wider interpretation
than was previously the case. Given the fundamental rights that
are at stake, this is unacceptable. (Paragraph 54)
8. At
face value, the Amendment Rules introduce a new concept, that
of "good order and discipline," into the circumstances
in which STC staff can use restraint. We agree with the High Court
that the Amendment Rules are more than a simple clarification
of pre-existing law. Indeed, the contracts we have seen with two
of the STCs make this plain. In our view, the Amendment Rules
now appear to permit staff a very wide discretion to determine
the extent to which the use of force is necessary for "good
order and discipline" and give detained young people less
certainty as to the circumstances in which force may be used against
them. There is a very real possibility that the Amendment Rules
will lead to the use of restraint, not only when staff must take
steps to protect others (whether other staff or young people),
but where there is no danger to others or risk of escape. Indeed,
this was demonstrated by the actual example given to us in evidence
by the YJB, in which restraint was used on four boys who were
not causing or threatening harm to themselves or others but were
refusing an instruction to go to bed. In our view, the use of
force in such widened circumstances is unacceptable and unlawful,
and in breach of both ECHR standards given domestic effect by
the HRA and international human rights standards contained in
the UNCRC. (Paragraph 55)
9. Even
if the Government's intention was merely to clarify the law, in
our view there is a very serious risk that frontline staff will
regard the change as either extending the circumstances in which
they can use restraint or introducing considerable uncertainty
about the circumstances in which they can do so. (Paragraph 56)
10. The
Amendment Rules pose the very real danger of entrenching in legislation
ambiguity for staff and detained young people, the problem which
both coroners sought to address. The phrase "good order and
discipline" is imprecise, over-broad and inherently subjective.
Far from achieving clarity about the circumstances in which physical
restraint can be used on a child, as recommended by the coroner
in the Rickwood case, instead it brings confusion. Recent events
show that the use of force can lead to tragic results. It is therefore
of paramount importance that the Rules governing its application
leave no room for doubt. The Rules, as amended, do not achieve
this. (Paragraph 62)
11. Structural
mechanisms need to be in place to ensure that high level commitments
[not to permit the use of restraint as punishment or to secure
compliance] translate into action on the ground. (Paragraph 66)
12. Given
the arguments which have arisen as to the purpose and effect of
the Amendment Rules and the judgment of the High Court, we do
not accept that consultation about the change was unnecessary
or impossible. At the very least, a short period of consultation
with specialist professionals working in this area should have
taken place. This could have prevented some of the anxieties which
have been expressed since the Rules came into force, and ensured
that the Rules met the coroner's objectives and protect children's
rights. (Paragraph 70)
13. We
were pleased to note that as at the date of our oral evidence
session, there had been no instances of the use of restraint for
good order and discipline since the Amendment Rules came into
force. We urge the Government and the YJB to continue carefully
to monitor the effect of the Amendment Rules; and in particular,
to ensure that there is no increase in the number of restraints,
and that the use of restraint for the purposes of "good order
and discipline" is always strictly necessary and proportionate.
(Paragraph 71)
14. We
recommend that the Government reports on a six monthly basis to
Parliament on the number of restraint incidents, broken down by
the specific purposes for which restraint was necessary. (Paragraph
72)
15. The
STC Rules need to be clear, so that staff know what they may lawfully
do; detained young people and their families know how they may
be treated; and resort to physical force only takes place when
it is absolutely necessary to avert a risk of serious harm to
others. For the reasons we have given above, we do not consider
that the current Rules are sufficiently clear about when force
can be used and, for that reason, they are both potentially in
breach of the UK's human rights obligations on their face, and
likely to lead to such breaches in practice when force is used
in circumstances when it is not strictly necessary. (Paragraph
73)
16. We
recommend that the Amendment Rules be repealed and the scope of
the current STC Rules clarified by Amendment Rules which make
it explicitly clear that the use of physical restraint is not
permissible for the purposes of good order and discipline. In
our view, this would provide a more humane and transparent framework
for the effective operation of STCs, which meets the coroner's
objectives and protects appropriately the safety of all children
in STCs. Any further amendment to the Rules should this time be
preceded by a short period of consultation with the YJB, STCs,
Children's Commissioner and expert NGOs, amongst others. It should
also take account of up to date medical advice on the effect of
restraint on the physical and mental integrity of detained children
and young people. (Paragraph 74)
17. We
are pleased to note the establishment of a joint unit, which we
hope will go some way to dealing with the coroner's concerns.
We urge the unit to ensure that there is greater focus on child
protection and the needs and rights of vulnerable children within
the criminal justice system. The proposed Memorandum of Understanding
should clarify the mutual roles and responsibilities of each of
the bodies, to ensure that vulnerable children do not fall between
them. We also hope that the new Unit will lead to better monitoring
of the YJB and its performance, particularly during this period
of transition as a new Chair comes into post. (Paragraph 80)
18. We
would encourage the widest possible review of the use of restraint
against children and young people in a variety of settings and
urge the Government and the YJB to consider the results of the
review carefully and promptly and to publish the review's findings
and the Government's response in a timely manner. (Paragraph 83)
19. We
welcome the re-establishment of the Medical Review Panel and seek
the Government's assurance that it will now meet regularly and
frequently, in order to keep the full range of PCC techniques
under careful scrutiny. Following its current deliberations, we
recommend that the Review Panel reports annually, at a minimum,
on the medical safety of current PCC techniques. (Paragraph 84)
20. We
urge the Government to ensure that, as part of the medical review,
the views of STCs and specialist organisations are considered,
in particular to address any concerns from those being subjected
to the use of force or implementing restraint techniques. (Paragraph
85)
21. We
are pleased to note that two techniques were suspended in December
2007, on the basis of medical advice. We recommend that the Government
seriously consider the necessity and proportionality of restraint
holds or techniques carrying a risk of death or serious injury.
There can be no justification for practices which involve the
deliberate infliction of pain, such as the so-called "distraction
techniques", and we therefore recommend their abolition without
delay. (Paragraph 86)
22. We
agree with [the Coroner's] recommendation [that every Statutory
Incident Report involving the use of PCC should contain full details
of what happened, statements by those involved, any injury to
a trainee or to staff, reasons for the use of PCC and reasons
why other means of dealing with the situation were not used or
had proved unsuccessful. Such Reports should also include a statement
by the trainee, and provide the opportunity for the trainee to
report any injury]. (Paragraph 88)
23. We
find it astonishing that YJB Monitors, one of the safeguards relied
on by the Government and the YJB for the safe use of restraint,
have not until now routinely been trained on restraint procedures
themselves. We recommend that this omission be urgently rectified.
All YJB Monitors should receive initial training in restraint
techniques and any YJB Monitors who have been trained previously
should receive regular refresher training. There should be specific
monitoring of the effect of the Amendment Rules both in quantitative
(i.e. the number of restraints) and qualitative terms, with the
reporting of results to this Committee and Parliament. (Paragraph
89)
24. We
recommend that human rights obligations be included in the body
of any future contracts with STC providers and that Schedule H
include compliance with human rights obligations within the performance
measures under the contract. In addition, the YJB should write
to existing STC providers to explain their human rights obligations
and reiterate the expectations of the Secretary of State. (Paragraph
91)
25. It
is vitally important that operating instructions are clear, accessible,
and provide worked examples of different situations, to demonstrate
to staff how to determine if the force is or is not an action
of last resort, and how to decide whether an action is necessary
and proportionate. We recommend that the YJB actively monitor
the local operating instructions, to ensure that they meet STCs'
human rights obligations and accurately reflect the legal position.
(Paragraph 93)
26. We
were pleased to hear the Minister's assurance that restraint is
not permitted to enable STCs to meet educational or other targets.
We urge the YJB to continue to pay close attention to any correlation
between targets and restraint. (Paragraph 96)
27. Requiring
STCs to provide affected individuals with their restraint policies
may assist staff and detained young people and their families
and carers to understand when restraint may be used. In the absence
of any countervailing argument (which we cannot discern), we see
no good reason for keeping such policies secret. Indeed, it seems
to us that Section 7 of the Rules already requires information
on restraint to be provided to detainees and their families and
carers. We recommend that this provision should be immediately
implemented by STC operators. (Paragraph 99)
28. Ensuring
that staff are appropriately trained is vital in the protection
of the rights of detained young people and children, particularly
where restraint is permitted. This requires both frontline staff
and their instructors to be absolutely clear on the circumstances
in which restraint is permitted. We are concerned to hear that
staff considered that there might be circumstances in which guidance
need not be followed. We recommend that all staff working in STCs
receive targeted and regular training in human rights principles
and how they apply to their work, including the use of restraint.
This should be included as a core training requirement in Appendix
7 of Schedule D to the standard contract with STCs. Further, all
staff, whether or not they are already trained, should receive
training, as a matter of urgency, on the effect of the Amendment
Rules. Standard training should be regularly reviewed, to ensure
that it remains accurate and up to date. Training of STC staff
should be subject to supervision and monitoring by the Ministry
of Justice. (Paragraph 103)
29. Whilst
we welcome the Government's commitment to amending the Code in
the light of the review, we consider that it should have amended
the Code when the Amendment Rules came into force, given the different
ways in which the Rules can be interpreted and, therefore, the
potential for ambiguity they create. We recommend that there be
a presumption that the Code be amended whenever the Rules are
amended, in order to ensure that there is no confusion in the
minds of staff about the effect of any Amendments on what they
are and are not permitted to do. As part of, or in addition to
the Code, very detailed guidance needs to be provided to staff
on the precise circumstances in which restraint may lawfully be
used. (Paragraph 107)
30. We
recommend that the training manual (which should be disseminated
to all STC staff who are authorised to use PCC, and all instructors
and monitors) be regularly reviewed and, if necessary, updated
to ensure that it remains current and accurate. Staff need to
be absolutely clear about the circumstances in which restraint
is lawfully permitted. The manual should make clear that violence
is allowed only in narrowly construed circumstances. Furthermore,
the manual needs to provide greater guidance to instructors about
the core elements of which staff using restraint need to be aware
and to follow, in order to ensure consistency and clarity across
the STC estate. Finally, the manual should be updated as a matter
of urgency to remove reference to the two suspended techniques.
(Paragraph 112)
31. We
have examined the rationale for not publishing the manual in its
entirety. We do not consider that the Minister or the YJB have
made a convincing case for continuing confidentiality. We are
also very concerned by the impossibility of scrutinising for human
rights compatibility techniques of physical restraint which remain
secret. We therefore recommend that the entire manual be made
publicly available, including on the websites of the Ministry
of Justice, the Department for Children, Schools and Families,
the Youth Justice Board and the Prison Service. A full copy should
also be placed in the libraries of both Houses. (Paragraph 113)
32. Accessible
guidance is needed for staff, so that they understand clearly
the actions that they need to consider before they use force.
This should not be a "tick box" exercise, but should
enable staff to be confident that they are carrying out their
work lawfully and with full respect for the rights of all those
in their care. (Paragraph 117)
33. We
are concerned that the focus of the manual is on justifying staff
action, rather than on explaining what happened, justifying the
use of force as lawful and that, where it was not, ensuring appropriate
action is taken and lessons learnt for the future. The manual
appears to prioritise the needs of staff over the needs of detainees.
We recommend that the YJB review the PCC manual to address these
concerns. (Paragraph 118)
|