APPENDIX 11: LETTER DATED 6 JUNE 2007,
FROM GERRY SUTCLIFFE MP, PARLIAMENTARY UNDER SECRETARY OF STATE,
MINISTRY OF JUSTICE
HMCIP and Prisons and Probation Ombudsman
Thank you for your letter dated 14 May. In your letter
you express concern on behalf of the Committee that the budgetary
arrangements for HM Chief Inspector of Prisons (HMCIP) and the
Prisons and Probation Ombudsman (PPO) have the potential to endanger
their independence and could lead to a breach of the United Kingdom's
obligations under the Optional Protocol to the United Nations
Convention Against Torture ("the Protocol").
We were the third country in the world to ratify
the Protocol. Since ratification in December 2003, we have been
active in encouraging other States to sign and ratify the Protocol.
We see implementation of the Protocol, including the establishment
of the UK National Preventive Mechanism (NPM), and worldwide promotion
of the Protocol as an important part of our Anti-torture initiative
for the worldwide eradication of torture, which we launched in
October 1998.
Preparatory to the establishment of the UK NPM, officials
in the Ministry of Justice have been holding discussions with
representatives of the various inspection bodies operating in
the UK and with representatives of civil society who have an interest
in the Protocol. Positive progress has been made, and we hope
to announce the composition of the NPM to Parliament by the end
of June.
Article 18 of the Protocol requires that "States
Parties shall guarantee the functional independence of the national
preventative mechanism as well as the independence of their personnel"
and "States Parties shall give due consideration to the Principles
relating to the status of national institutions for the promotion
and protection of human rights." Section B2 of the Paris
Principles provides that "The national institution shall
have an infrastructure which is suited to the smooth conduct of
its activities, in particular, adequate funding. The purpose of
this funding should be to enable it to have its own staff and
premises, in order to be independent of the Government and not
be subject to financial control which might affect its independence".
We consider that the current budgetary arrangements
for HMCIP and the PPO do not conflict with the above. The government,
Parliament and public servants including HMCIP and the PPO have
a responsibility for the proper use of tax-payers money. This
is achieved through the use of proper financial control in accordance
with Parliamentary and Treasury procedure and these arrangements
do not restrain the fundamental independence of HMCIP or the PPO.
I must be very clear that there has been no
attempt by the Chief Executive of NOMS, Director General of HM
Prison Service, or Director of Probation to use financial procedures
to limit in any way the independence of HMCIP or the PPO.
The Director General of HM Prison Service and the
Director of Probation are not responsible for setting the
budgets of either of these bodies. The Chief Executive does take
advice from the NOMS Board, which includes the Director General
of HM Prison Service and Director of Probation, but it is the
Chief Executive who allocates funds to HMCIP and the PPO, and
this is properly done on behalf of the Secretary of State. It
is also worth repeating that there has been no real change to
the budget setting process for these bodies with the introduction
of NOMS, and there has long been an entirely appropriate need
to consider the budgets of these bodies in the context of wider
prison and probation spending.
It is also the case that adequate funding has, and
will, continue to be made available to HMCIP and the PPO in order
for them to perform their functions. The independence of HMCIP
and the PPO in carrying out their duties is further protected
by their freedom to determine the use to which funding is put,
which is a key requirement of section B2 of the Paris Principles
as described above. Furthermore, HMCIP and the PPO are able to
publicise their findings through their annual and other published
reports.
The independence of HMCIP is also safeguarded by
having a remit that is defined in statue under Section 5A of the
Prison Act 1952. The PPO is currently an administrative appointment
but, as you will be aware, our intention is to legislate to put
this office on a statutory footing at the next appropriate opportunity.
We are aiming to find a suitable Bill in this session or next.
Both HMCIP and the PPO enjoy a well founded reputation
for providing robust and wholly effective scrutiny and I do not
agree that there has been any undermining of the functional independence
of these bodies or the appearance thereof.
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