Memorandum by the Clerk of the Australian
House of Representatives
THE AUSTRALIAN PARLIAMENTARY PRIVILEGES ACT
1987 AND RELATED MATTERS*
THE ACT
The Parliamentary Privileges Act 1987 ("the
1987 Act") should not be seen as a response to a decision
that privilege should be codified. Rather it should be seen as
the vehicle by which, the Commonwealth Parliament:
implemented a number of recommendations
of the Joint Select Committee on Parliamentary Privilege;
overcame problems caused by decisions
of courts in New South Wales in respect of the interpretation
of the provisions of Article 9 of the Bill of Rights.
BACKGROUND
A Joint Select Committee reported in October
1984 following a comprehensive review of all aspects of the law
and practice of parliamentary privilege. The Committee examined
and made recommendations about:
the rights and immunities seen as
appropriate for the Houses, their committees and Members;
the provisions which should apply
in relation to contempt;
the arrangements for the consideration
of possible contempts or breaches of privilege.
The committee did not approach the matter from
the point of view of asking whether or not privilege should be
codified but rather by going through the various rights and immunities
and asking what changes, if any, were necessary or desirable,
by looking at the difficult area of contempt and asking what were
the best arrangements and by looking at the means by which complaints
should be considered. The results of this review were variedfor
example:
Rights and Immunities
The committee concluded that a number of traditional
rights and immunities should be variedfor example the duration
of the period of immunity from compulsory attendance as a witness
before a court.
Contempts
The committee acknowledged the arguments in
favour of setting down in a concise form the various matters which
could be held to be contempts, but it felt that this should be
done in resolutions of the Houses, rather than in the form of
an Actthis was consistent with its view that the Houses
should retain responsibility in these matters and not transfer
them to the courts.
Consideration of Complaints etc
The committee felt that the Houses should retain
responsibility for the consideration of complaints. It did however
recommend certain changes, such as giving persons involved with
Privileges Committee inquiries the right to have the assistance
of a lawyer or other person. It also recommended that doubts about
the Houses' ability to impose fines on persons found guilty of
contempt should be removed, and it recommended that a warrant
for the committal of a person should state the grounds for the
committal, thus allowing a limited judicial review of such a decision.
Implementation
The committee grouped its various recommendations
in three categories according to whether they required statutory
enactment, whether they should be implemented by means of resolution
of the Houses, or whether by changes to the standing orders.
PARLIAMENTARY PRIVILEGES
BILL
In 1986 the cases involving the late Justice
Murphy and Judge Foord, the New South Wales courts gave decisions
contrary to the traditional interpretation of Article 9 in allowing
witnesses and accused persons to be examined in court as to evidence
they had given to Senate Committees. The view was taken that the
Parliament should act to restore the traditional interpretation.
At the time that this was being considered no action had been
taken to implement the recommendations of the joint select committee.
It was decided to have a bill drafted which would cover (with
some modifications) the recommendations of the joint select committee
which required statutory enactment and which would deal with the
difficulties arising from the New South Wales court decisions.
GENERAL COMMENT
The Parliamentary Privileges Act does not seem
to have created particular problems in practice. It has certainly
not proved to be a straitjacket.
In many ways it is convenient to have a concise
statement of the current law in these matters, and, as mentioned,
it was necessary to enact such a law to make many of the changes
recommended by the Joint Select Committee and to counter the New
South Wales court decisions mentioned.
The 1987 Act is not a full codification of the
law in these matters. In particular, it does not contain any enumeration
of matters that can be held to be contempts. It is also of interest
to note that section 5 of the Act provides that except to the
extent that the Act expressly provides otherwise the powers, privileges
and immunities of the Houses and their committees and members
in force under section 49 of the Constitution (the section which
links the powers, privileges and immunities to those of the Commons
and its committees and members as at 1901) continue in force.
* The memorandum was sent in reply to specific queries
about the 1987 Act and Australian legislation on bribery.
DETAILED COMMENTS
Section 4 provides a threshold to be
satisfied before conduct can be found to be a contempt: it must
amount or be intended or likely to amount to an improper interference
with the free exercise by a House or a committee of its authority
or functions, or with the free performance by a member of his
or her duties as a member. This section is intended to give effect
to the "policy of restraint" espoused by many around
the world. In practice it has probably helped to sift out some
of the more trifling matters which have sometimes caused complaint.
The House's Committee of Privileges has had to grapple with the
interpretation and application of the term "the free performance
by a member of the member's duties as a member". There is
no accepted definition or statement of just what constitutes a
member's duties as a member, and so the committee has had cause
to reflect on that term in particular. This is no reflection on
the Act, and it is probably to the good that the Act has required
all involved in these matters, whether complainants, other members
of the Committee of Privileges, to focus on such precise terms.
Section 6 provides that words or acts
cannot be taken to be an offence against a House by reason only
that they are defamatory or critical of the Parliament, a House
or a member. The view of the Joint Select Committee was that individual
members had recourse to the law of defamation in some circumstances,
and that complaints in this area had in fact been very counterproductive.
Section 7 sets out the penalty provisions
by putting an upper limit of a period of imprisonment for contempt
of 6 months. This precise period was in itself helpful. The Act
also provides that a House can impose a fine not exceeding $5,000
on a person and $25,000 on a corporation for a contempt. This
is useful because of well recognised doubts as to whether the
Houses could impose fines because of their links to the House
of Commons as at 1901 and a belief on the part of some that the
Commons may not have possessed this power at that time. This section
also provides a means by which such a fine can be recovered. No
penalty has been imposed by either House since the Act was passed.
Section 8 removes the power of a House
to expel a member. This has been commented upon recentlythere
has been considerable controversy here about travelling allowance
claims, and a sitting Senator, a sitting member and a former Senator
have been charged. This section is however in accordance with
recommendations of the Joint Select Committee, and while it has
been criticised, it was made with great care and after a good
deal of thought.
Section 9 reports that resolutions and
warrants for committal should set out the particulars of the matter
found to constitute the contempt. The effect of this is that the
High Court could review a warrant to the extent of ascertaining
whether the matter stated to amount to a contempt was in fact
capable of constituting a contempt. Again this is in line with
a recommendation of the Joint Select Committee to the effect that
there should be such a limited review where the serious penalty
of imprisonment is imposed.
Section 12 provides statutory penalties
for persons who interfere with witnesses or prospective witnesses.
It has never been used in practice, and it does not displace the
traditional ability for such an action to be found to be a contempt.
Nevertheless to have such provisions in such precise statutory
form may have a useful effect.
Section 14 modifies the duration of the
traditional immunites from arrest in civil matters and attendance
before courts to sitting days, and five days before and after
such days. Sitting days include days on which the House of which
the member in question is a member meets, and days on which a
committee of which the member is a member meets.
Section 16 provides a partial definition
of "proceedings in Parliament" and is very significant.
It has been now applied in a number of court cases in a way which
has not caused any problems, however as a result of a Queensland
court decision finding that the section was invalid constitutionally,
the matter is now awaiting consideration by the High Court.
The Joint Select Committee considered the question
of whether letters between members and Ministers should attract
absolute privilege. Ultimately it rejected this idea. It did not
consider the issue of correspondence between members and constituents,
although the term in the section to the effect that proceedings
in Parliament means all words spoken and acts done in the course
of "or for purposes of or incidental to, the transacting
of the business of a House or of a committee. . . " introduces
a necessary flexibility and could in some circumstances be found
to extend absolute privilege to correspondence either between
members and Ministers or between constituents and members.
In 1994 the Committee of Privileges reported
on a complaint raised by a Member against whom a government official
had initiated action for defamation. The Member had written to
a Minister complaining about a Government decision and attacking
the official in very strong terms. The Committee recognised that
the Member's letter, which was not connected with proceedings
in the House or a committee, was not covered by absolute privilege.
The matter turned on whether the official's action in suing the
Member amounted or was intended or likely to amount to improper
interference with the free performance by the Member of his duties
as a Member. The Committee found that there was no evidence that
the official had intended to interfere improperly in the performance
by the Member of his duties.
Section 17 is a machinery provision providing
that evidence of certain matters can be provided by an appropriate
certificate signed by or on behalf of the President of the Senate,
the Speaker of the House or the Chair of a Committee. One minor
matter of detail: paragraph (a) provides that such a certificate
can state that "a particular document was prepared for the
purpose of submission, and submitted, to a House or a committee".
While there is no difficulty with a Presiding Officer or a Committee
Chair stating that a document was submitted to a House or a committee,
it has always seemed to me that it would be difficult for such
an officeholder to know whether a document was in fact prepared
for the purpose of submission to a House or a committeeie
how can they know the intent of the person or persons preparing
the document?
BILL OF
RIGHTS, FREEDOM
OF INFORMATION
There is no Bill of Rights in Australia, although
some have argued that we should have such a law. Australia has
had a Freedom of Information Act since 1982. However it applies
only to give certain rights of access to information held by government
departments. It therefore does not apply to the records of the
Parliament, let alone to the records of individual members. It
is also relevant to note that section 46 of the Act gives Departments
a right to withhold a document from release if, among other things,
disclosure would "infringe the privileges of the Parliament
of the Commonwealth or of a State or of a House of such a Parliament.
. . ".
BRIBERY
It is obviously open to a House here to find
bribery, or attempted bribery, of a Member to be a contempt. In
addition, section 73A of the Crimes Act 1914 provides that
a person who in order to influence or affect a Member in the exercise
of his duty or authority as such a Member, or to induce him to
absent himself from the House or any committee of which he is
a Member, gives or confers or promises or offers to give or confer
any property or benefit of any kind to or on the Member or any
other person is guilty of an offence. The penalty is imprisonment
for two years. There is no record of a Member of either House
having been prosecuted under these provisions.
CONSIDERATION OF
COMPLAINTS
In the House, complaints are still raised by
Members openly. They are considered by the Speaker who must decide
whether a prima facie case exists and whether the complaint
has been raised at the first opportunity. If so satisfied, the
Speaker will allow precedence to a motionthese days invariably
to refer the matter to the Committee of Privileges. Since 1984
Speakers have had regard to the policy of restraint in the exercise
of the House's penal jurisdiction.
The Committee of Privileges has taken steps
to change its procedures in recent years. Its modern practice
is to
invite parties involved with inquiries
to present written submissions, and to publish such submissions
to the other parties;
invite the Clerk to submit a memorandum;
after considering written submissions
make a decision as to whether to call witnesses to give evidence
in person.
Witnesses are given the opportunity to be assisted
by a lawyer or other person. They are allowed to confer freely
with their advisers when giving evidence, but the advisers cannot
respond on behalf of their clients, they cannot make submission
and they cannot question other witnesses. Witnesses are given
the opportunity to make an opening and a closing statement and
they are advised that the committee does not wish to receive hearsay
evidence. Such procedures are intended to confer worthwhile rights
on witnesses but to avoid making proceedings too much like a court.
The House adopted a "right of reply" procedure in August
1997, and special procedures apply to thisthe Committee
of Privileges is confined very much to considering whether an
agreed response should be published, and the normal procedures
mentioned cannot be followed.
I C Harris
Clerk of the House
October 1997
Annex
PARLIAMENTARY PRIVILEGES ACT 1987
Reprinted as at 31 December 1991
TABLE OF PROVISIONS
Section
1. Short title
2. Commencement
3. Interpretation
4. Essential element of offences
5. Powers, privileges and immunities
6. Contempts by defamation abolished
7. Penalties imposed by Houses
8. Houses not to expel members
9. Resolutions and warrants for committal
10. Reports of proceedings
11. Publication of tabled papers
12. Protection of witnesses
13. Unauthorised disclosure of evidence
14. Immunities from arrest and attendence
before courts
15. Application of laws to Parliament House
16. Parliamentary privilege in court proceedings
17. Certificates relating to proceedings
PARLIAMENTARY PRIVILEGES ACT 1987
An Act to declare the powers, privileges and immunities
of each House of the Parliament and of the members and committees
of each House, and for related purposes.
Short Title
1. This Act may be cited as the Parliamentary
Privileges Act 1987.1
Commencement
2. This Act shall come into operation on
the day on which it receives the Royal Assent.1
Interpretation
3. (1) In this Act, unless the contrary
intention appears: "committee" means:
(a) a committee of a House or of both Houses,
including a committee of a whole House and a committee established
by an Act; or
(b) a sub-committee of a committee referred
to in paragraph (a);
"court" means a federal court or a court
of a State or Territory;
"document" includes a part of a document;
"House" means a House of the Parliament;
"member" means a member of a House;
"tribunal" means any person or body (other
than a House, a committee or a court) having power to examine
witnesses on oath, including a Royal Commission or other commission
of inquiry of the Commonwealth or of a State or Territory having
that power.
(2) For the purposes of this Act, the submission
of a written statement by a person to a House or a committee shall,
if so ordered by the House or the committee, be deemed to be the
giving of evidence in accordance with that statement by that person
before that House or committee.
3. In this Act, a reference to an offence
against a House is a reference to a breach of the privileges or
immunities, or a contempt, of a House or of the members or committees.
Essential element of offences
4. Conduct (including the use of words)
does not constitute an offence against a House unless it amounts,
or is intended or likely to amount, to an improper interference
with the free exercise by a House or committee of its authority
or functions, or with the free performance by a member of the
member's duties as a member.
Powers, privileges and immunities
5. Except to the extent that this Act expressly
provides otherwise, the powers, privileges and immunities of each
House, and of the members and the committees of each House, as
in force under section 49 of the Constitution immediately before
the commencement of this Act, continue in force.
Contempts by defamation abolished
6. (1) Words or acts shall not be taken
to be an offence against a House by reason only that those words
or acts are defamatory or critical of the Parliament, a House,
a committee or a member.
(2) Subsection (1) does not apply to words
spoken or acts done in the presence of a House or a committee.
Penalties imposed by Houses
7. (1) A House may impose on a person
a penalty of imprisonment for a period not exceeding six months
for an offence against that House determined by that House to
have been committed by that person.
(2) A penalty of imprisonment imposed in
accordance with this section is not affected by a prorogation
of the Parliament or the dissolution or expiration of a House.
(3) A House does not have power to order
the imprisonment of a person for an offence against the House
otherwise than in accordance with this section.
(4) A resolution of a House ordering the imprisonment
of a person in accordance with this section may provide that the
President of the Senate or the Speaker of the House of Representatives,
as the case requires, is to have power, either generally or in
specified circumstances, to order the discharge of the person
from imprisonment and, where a resolution so provides, the President
or the Speaker has, by force of this Act, power to discharge the
person accordingly.
(5) A House may impose on a person a fine:
(a) not exceeding $5,000, in the case of a natural
person; or
(b) not exceeding $25,000, in the case of a corporation;
for an offence against the House determined by that
House to have been committed by that person.
(6) A fine imposed under subsection (5) is a
debt due to the Commonwealth and may be recovered on behalf of
the Commonwealth in a court of competent jurisdiction by any person
appointed by a House for that purpose.
(7) A fine shall not be imposed on a person
under subsection (5) for an offence for which a penalty of imprisonment
is imposed on that person.
(8) A House may give such directions and authorise
the issue of such warrants as are necessary or convenient for
carrying this section into effect.
Houses not to expel members
8. A House does not have power to expel a member
from membership of a House.
Resolutions and warrants for committal
9. Where a House imposes on a person a penalty
of imprisonment for an offence against that House, the resolution
of the House imposing the penalty and the warrant committing the
person to custody shall set out particulars of the matters determined
by the House to consitute that offence.
Reports of proceedings
10. (1) It is a defence to an action for defamation
that the defamatory matter was published by the defendant without
any adoption by the defendant of the substance of the matter,
and the defamatory matter was contained in a fair and accurate
report of proceedings at a meeting of a House or a committee.
(2) Subsection (1) does not apply in respect
of matter published in contravention of section 13.
(3) This section does not deprive a person of
any defence that would have been available to that person if this
section had not been enacted.
Publication of tabled papers
11. (1) No action, civil or criminal, lies against
an officer of a House in respect of a publication to a member
of a document that has been laid before a House.
(2) This section does not deprive a person of
any defence that would have been available to that person if this
section had not been enacted.
Protection of witnesses
12. (1) A person shall not, by fraud, intimidation,
force or threat, by the offer or promise of any inducement or
benefit, or by other improper means, influence another person
in respect of any evidence given or to be given before a House
or a committee, or induce another person to refrain from giving
any such evidence.
(a) in the case of a natural person, $5,000 or
imprisonment for six months; or
(b) in the case of a corporation, $25,000.
(2) A person shall not inflict any penalty or
injury upon, or deprive of any benefit, another person on account
of:
(a) the giving or proposed giving of any evidence;
or
(b) any evidence given or to be given;
before a House or a committee.
(a) in the case of a natural person, $5,000 or
imprisonment for six months; or
(b) in the case of a corporation, $25,000.
(3) This section does not prevent the imposition
of a penalty by a House in respect of an offence against a House
or by a court in respect of an offence against an Act establishing
a committee.
Unauthorised disclosure of evidence
13. A person shall not, without the authority
of a House or a committee, publish or disclose:
(a) a document that has been prepared for the
purpose of submission, and submitted, to a House or a committee
and has been directed by a House or a committee to be treated
as evidence taken in camera; or
(b) any oral evidence taken by a House or a committee
in camera, or a report of any such oral evidence;
unless a House or a committee has published, or authorised
the publication of, that document or that oral evidence.
(a) in the case of a natural person, $5,000 or
imprisonment for six months; or
(b) in the case of a corporation, $25,000.
Immunities from arrest and attendance before courts
14. (1) A member:
(a) shall not be required to attend before a
court or a tribunal; and
(b) shall not be arrested or detained in a civil
cause;
on any day:
(c) on which the House of which that member is
a member meets;
(d) on which a committee of which that member
is a member meets; or
(e) which is within five days before or five
days after a day referred to in paragraph (c) or (d).
(2) An officer of a House:
(a) shall not be required to attend before a
court or a tribunal; and
(b) shall not be arrested or detained in a civil
cause;
on any day:
(c) on which a House or a committee upon which
that officer is required to attend meets; or
(d) which is within five days before or five
days after a day referred to in paragraph (c).
(3) A person who is required to attend before
a House or a committee on a day:
(a) shall not be required to attend before a
court or a tribunal; and
(b) shall not be arrested or detained in a civil
cause;
on that day.
(4) Except as provided by this section, a member,
an officer of a House and a person required to attend before a
House or a committee has no immunity from compulsory attendance
before a court or a tribunal or from arrest or detention in a
civil cause by reason of being a member or such an officer or
person.
Application of laws to Parliament House
15. It is hereby declared, for the avoidance
of debt, that, subject to section 49 of the Constitution and this
Act, a law in force in the Australian Capital Territory applies
according to its tenor (except as otherwise provided by that or
any other law) in relation to:
(a) any building in the Territory in which a
House meets; and
(b) any part of the precincts as defined by subsection
3(1) of the Parliamentary Precincts Act 1988.
Parliamentary privilege in court proceedings
16. (1) For the avoidance of doubt, it is hereby
declared and enacted that the provisions of article 9 of the Bill
of Rights, 1688 apply in relation to the Parliament of the Commonwealth
and, as so applying, are to be taken to have, in addition to any
other operation, the effect of the subsequent provisions of this
section.
(2) For the purposes of the provisions of article
9 of the Bill of Rights, 1688 as applying in relation to the Parliament,
and for the purposes of this section, "proceedings in Parliament"
means all words spoken and acts done in the course of, or for
the purposes of or incidental to, the transacting of the business
of a House or of a committee, and, without limiting the generality
of the foregoing, includes:
(a) the giving of evidence before a House or
a committee, and evidence so given;
(b) the presentation or submission of a document
to a House or a committee;
(c) the preparation of a document for purposes
of or incidental to the transacting of any such business; and
(d) the formulation, making or publication
of a document, including a report, by or pursuant to an order
of a House or a committee and the document so formulated, made
or published.
(3) In proceedings in any court or tribunal,
it is not lawful for evidence to be tendered or received, questions
asked or statements, submissions or comments made, concerning
proceedings in Parliament, by way of, or for the purpose of:
(a) questioning or relying on the truth,
motive, intention or good faith of anything forming part of those
proceedings in Parliament;
(b) otherwise questioning or establishing
the credibility, motive, intention or good faith of any person;
or
(c) drawing, or inviting the drawing of,
inferences or conclusions wholly or partly from anything forming
part of those proceedings in Parliament.
(4) A court or tribunal shall not:
(a) require to be produced, or admit into
evidence, a document that has been prepared for the purpose of
submission, and submitted, to a House or a committee and has been
directed by a House or a committee to be treated as evidence taken
in camera, or admit evidence relating to such a document; or
(b) admit evidence concerning any oral evidence
taken by a House or a committee in camera or require to be produced
or admit into evidence a document recording or reporting any such
oral evidence, unless a House or a committee has published, or
authorised the publication of, that document or a report of that
oral evidence.
(5) In relation to proceedings in a court
or tribunal so far as they relate to:
(a) a question arising under section 57
of the Constitution; or
(b) the interpretation of an Act;
neither this section nor the Bill of Rights, 1688
shall be taken to prevent or restrict the admission in evidence
of a record of proceedings in Parliament published by or with
the authority of a House or a committee or the making of statements,
submissions or comments based on that record.
(6) In relation to a prosecution for an
offence against this Act or an Act establishing a committee, neither
this section nor the Bill of Rights, 1688 shall be taken to prevent
or restrict the admission of evidence, the asking of questions,
or the making of statements, submissions or comments, in relation
to proceedings in Parliament to which the offence relates.
(7) Without prejudice to the effect that
article 9 of the Bill of Rights, 1688 had, on its true construction,
before the commencement of this Act, this section does not affect
proceedings in a court or a tribunal that commenced before the
commencement of this Act.
Certificates relating to proceedings
17. For the purposes of this Act, a certificate
signed by or on behalf of the President of the Senate, the Speaker
of the House of Representatives or a chairman of a committee stating
that:
(a) a particular document was prepared for
the purpose of submission, and submitted, to a House or a committee;
(b) a particular document was directed by
a House or a committee to be treated as evidence taken in camera;
(c) certain oral evidence was taken by a
committee in camera;
(d) a document was not published or authorised
to be published by a House or a committee;
(e) a person is or was an officer of a House;
(f) an officer is or was required to attend
upon a House or a committee;
(g) a person is or was required to attend
before a House or a committee on a day;
(h) a day is a day on which a House or committee
met or will meet; or
(i) a specificd fine was imposed on a specified
person by a House;
is evidence of the matters contained in the certificate.
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