House of Lords House of Commons

Session 1998-99 House of Lords Publications on the internet House of Commons Publications on the internet Joint Committee on Financial Services and Markets Publications

Joint Committee on Financial Services and Markets - First Report Here you can browse the report together with the Proceedings of the Committee. The published report was ordered by the House of Lords and the House of Commons to be printed 27 April 1999.

CONTENTS Terms of Reference REPORT I. SUMMARY OF CONCLUSIONS AND RECOMMENDATIONS II. INTRODUCTION III. STATUTORY OBJECTIVES AND PRINCIPLES IV. SCOPE V. ACCOUNTABILITY VI. DISCIPLINE AND ENFORCEMENT VII. MARKET ABUSE VIII. THE OMBUDSMAN SCHEME ANNEX A:  Pre-legislative process ANNEX B  :  Memorandum by the House of Lords Delegated Powers and Deregulation Committee ANNEX C:  Opinion by Lord Lester of Herne Hill QC and Javan Herberg ANNEX D:  Advice by Lord Lester of Herne Hill QC and Monica Carss-Frisk MINUTES OF PROCEEDINGS MINUTES OF EVIDENCE     TUESDAY 16 MARCH 1999     THURSDAY 18 MARCH 1999     TUESDAY 23 MARCH 1999     THURSDAY 25 MARCH 1999     TUESDAY 30 MARCH 1999     TUESDAY 13 APRIL 1999     THURSDAY 15 APRIL 1999 APPENDICES TO THE MINUTES OF EVIDENCE

© Parliamentary copyright 1999	Prepared 14 May 1999