Appendices
Letter
from the Secretary of State for Wales to the Chairman of the Committee
I have today laid the draft National Assembly for
Wales (Legislative Competence) (Health and Health Services and
Social Welfare) Order 2010 for approval by resolution of the House.
This Legislative Competence Order relates to mental
health, and was approved by the National Assembly on 9 December.
This backbench LCO was brought forward by Jonathan Morgan AM,
and is endorsed by the Welsh Assembly Government.
I would like to thank the Welsh Affairs Committee
for having undertaken a thorough and effective inquiry into the
proposed Order. I was pleased that the Committee agreed a clear
need for this LCO had been identified and acknowledged the effective
co-operation between the Wales Office, the Welsh Assembly Government
and Mr Morgan.
Both the Welsh Affairs Committee and National Assembly
Committee that scrutinised the Order requested that the Explanatory
Memorandum makes clear to whom any new duties created by future
Assembly Measures and imposed on the NHS and local authorities
would apply. Whilst both Committees were satisfied that the LCO
extended competence in relation to persons with a current or previous
diagnosis of mental disorder, as well as those without such a
diagnosis, the Memorandum now confirms that position (at paragraph
7.14).
The Welsh Affairs Committee in its recommendations
correctly noted that it is not the intention to disapply in Wales
the right to an Independent Mental Health Advocate (IMHA) for
those subject to compulsory powers under the Mental Health Act
1983. The Committee suggested the drafting of the LCO should
be amended to make this clear.
The drafting of the LCO has been carefully reconsidered
by Jonathan Morgan, the Welsh Assembly Government and the UK Government
in light of the Committee's suggestion. It was decided, on balance,
not to modify the LCO to exclude from competence advocacy for
those subject to the 1983 Act. The Explanatory Memorandum has
been amended (at paragraph 7.20) to make this clearer.
In giving evidence, officials confirmed the Assembly
Government's support for the development of independent mental
health advocacy in Wales, including for those subject to compulsion
under the 1983 Act. The IMHA scheme has been operating in Wales
since November 2008, and I expect the Welsh Assembly Government
to develop it further, providing an important safeguard for patients.
However, excluding competence in relation to IMHA would limit
the National Assembly's flexibility to further improve and develop
the advocacy scheme in Wales.
In contrast, the competence as defined would enable
the National Assembly to update the IMHA scheme over time and
potentially to replace it with an improved and expanded scheme
to deliver specialist mental health advocacy to patients subject
to compulsion or otherwise.
I enclose a copy of the draft Order and accompanying
Explanatory Memorandum.
Rt Hon Peter Hain MP
Secretary of State for Wales
10 December 2009
The National Assembly for Wales
(Legislative Competence) (Health and Health Services and Social
Welfare) Order 2010
Draft Order laid before Parliament under section
95(5) of the Government of Wales Act 2006, for approval by resolution
of both Houses of Parliament
DRAFT STATUTORY INSTRUMENTS
2010 No.
CONSTITUTIONAL LAW
DEVOLUTION, WALES
The National Assembly for Wales (Legislative
Competence) (Health and Health Services and Social Welfare) Order
2010
Made
2010
Coming into force in accordance with Article 1
At the Court at Buckingham Palace, the day
of 2010
Present,
The Queen's Most Excellent Majesty in Council
In accordance with section 95(5) of the Government
of Wales Act 2006(a),
a draft of this order has been laid before, and approved by resolution
of, the National Assembly for Wales and each House of Parliament.
Accordingly, Her Majesty, in pursuance of section
95(1) of the Government of Wales Act 2006, is pleased, by and
with the advice of Her Privy Council, to order as follows:-
Citation, commencement and interpretation
1.(1) This
Order may be cited as the National Assembly for Wales (Legislative
Competence) (Health and Health Services and Social Welfare) Order
2010.
(2) This Order shall come into force on the
day after the day on which it is made.
(3) In this Order "the 2006 Act" means
the Government of Wales Act 2006.
Amendments relating to the field of health and
health services
2.(1) Field
9 (health and health services) of Part 1 of Schedule 5 to the
2006 Act is amended in accordance with this article.
(2) After matter 9.1(b)
insert
"Matter 9.2
Assessment of mental health and treatment of mental
disorder.
This matter does not include any of the following
(a) subjecting patients to
(i) compulsory attendance at any place for the purposes
of assessment or treatment,
(ii) compulsory supervision, or
(iii) guardianship;
(b) consent to assessment or treatment;
(c) restraint;
(d) detention.
For the purposes of this matter, "treatment
of mental disorder" means treatment to alleviate, or prevent
a worsening of, a mental disorder or one or more of its symptoms
or manifestations; and it includes (but is not limited to) nursing,
psychological intervention, habilitation, rehabilitation and care.".
(3) Under the heading "Interpretation
of this field", after the definition of "illness"
insert
""mental disorder" means any disorder
or disability of the mind, apart from dependence on alcohol or
drugs;".
Amendments relating to the field of social welfare
3.(1) Field
15 (social welfare)(c)
of Part 1 of Schedule 5 to the 2006 Act is amended in accordance
with this article.
(2) After matter 15.9 insert
"Matter 15.10
Social care services connected to mental health.
This matter does not include the independent mental
capacity advocacy services established by Part 1 of the Mental
Capacity Act 2005(d).".
(3) Under the heading "Interpretation
of this field", before the definition of "children"
insert
""advocacy services" means services
providing assistance (by way of representation or otherwise) in
connection with the well-being of any person;".
Clerk of the Privy Council
EXPLANATORY NOTE
(This note is not part of the Order)
This Order amends the Government of Wales Act 2006
("the 2006 Act"). The Order extends the legislative
competence of the National Assembly for Wales to make laws known
as Measures of the National Assembly for Wales (referred to in
the 2006 Act as "Assembly Measures"). The legislative
competence conferred by this Order is subject to general limitations
on the exercise of that legislative competence, which apply by
virtue of section 94 of, and Schedule 5 to, the 2006 Act.
Article 2 inserts matter 9.2 and interpretation provisions
into field 9 (health and health services) of Part 1 of Schedule
5 to the 2006 Act.
Matter 9.2 is about the assessment of mental health
and treatment of mental disorder, excluding compulsory attendance
for assessment or treatment, compulsory supervision, guardianship,
consent to treatment or assessment, restraint and detention.
Article 3 inserts matter 15.10 and interpretation
provisions into field 15 (social welfare) of Part 1 of Schedule
5 to the 2006 Act.
Matter 15.10 is about social care services connected
to mental health, apart from the independent mental capacity advocacy
services established by Part 1 of the Mental Capacity Act 2005.
A full regulatory impact assessment has not been
produced for this instrument since the effect of this Order is
only to confer competence on the National Assembly for Wales to
legislate.
(a)
2006 c.32.
(b)
Matter 9.1 was inserted by
the National Assembly for Wales (Legislative Competence) (Conversion
of Framework Powers) Order 2007 (SI 2007/910).
(c)
Matter 15.1 was inserted into field 15 by the National
Assembly for Wales (Legislative Competence) (Social Welfare) Order
2008 (SI 2008/1785). Matters 15.2 to 15.8 were inserted into field
15 by article 3(b) of the National Assembly for Wales (Legislative
Competence) (Social Welfare and other Fields) Order 2008 (SI 2008/3132).
Matter 15.9 was inserted by the National Assembly for Wales (Legislative
Competence) (Social Welfare) Order 2009 (SI 2009/3010).
(d) 2005 c.9.
Explanatory Memorandum to The
National Assembly for Wales (Legislative Competence) (Health and
Health Services and Social Welfare) Order 2010
2010 No. DRAFT
1. This explanatory memorandum has been prepared
by The Wales Office and is laid before Parliament by Command of
Her Majesty.
2. Purpose of the instrument
2.1 This Order, brought forward by Jonathan Morgan
AM, provides the National Assembly for Wales with legislative
competence in respect of the assessment of an individual's mental
health; the treatment of an individual who is mentally disordered;
and advocacy services in respect of persons who are or may be
mentally disordered. The competence does not extend to people
subject to, or likely to be subject to, compulsory detention under
the Mental Health Act 1983, except in relation to independent
advocacy. Nor does it allow the Assembly to amend the provisions
relating to compulsory treatment or the definition of mental disorder
contained in the Mental Health Act 1983.
2.2 The Order inserts one new 'matter' into field
9 (Health and Health Services) and one into field 15 (Social Welfare)
in Part 1 of Schedule 5 to the Government of Wales Act 2006 ("the
2006 Act"), along with interpretation provisions and 'fixed
exceptions' to those matters.
3. Matters of special interest to the Joint Committee
on Statutory Instruments
None
4. Legislative Context
4.1 Section 95 of the 2006 Act empowers Her Majesty,
by Order in Council, to confer competence on the National Assembly
for Wales to legislate by Assembly Measure on specified matters.
Matters may be added to the fields within Schedule 5 to the 2006
Act. Assembly Measures may make any provision which could be made
by Act of Parliament in relation to matters, subject to the limitations
provided for in the 2006 Act. An Order in Council under section
95 of the 2006 Act is referred to as a Legislative Competence
Order or LCO in this memorandum.
4.2 In general terms the provision of assessment
and clinical treatment in respect of mental health is provided
as part of the National Health Service under the National Health
Service (Wales) Act 2006, both through general duties placed on
Welsh Ministers and through the actual provision of services by
Local Health Boards (LHBs). Local authorities also have responsibility
for the provision of assessment and services established in various
provisions within social care legislation.
Some of the legislative provision relates only to
adults, while other elements relate to persons of all ages. For
example:
- National Assistance Act 1948
- section 21 confers a duty to provide accommodation for persons
aged 18 or over who are in need of care and attention; section
29 confers a duty to promote the welfare of, amongst others, mentally
disordered persons aged 18 or over.
- National Health Service and Community Care Act
1990 - section 47 requires a local authority to carry out an assessment
where it appears to them that any disabled person for whom they
may provide or arrange for the provision of community care services
may be in need of such services. Having regard to that assessment,
the local authority must decide whether the need calls for the
provision of such services by them. Where it would appear the
services should be provided by an LHB, they must notify the appropriate
trust or authority. Section 47 does
not guarantee the actual provision of services.
4.3 The Mental Health Act 1983 ("the 1983 Act")
provides the statutory framework under which assessment and treatment
are provided under compulsion. The 1983 Act deals with the manner
by which patients may be compelled, amongst other matters, to
receive assessments in hospital of their mental state and receive
treatment for mental disorder. The 1983 Act does not deal with
the actual provision of assessment or treatment.
4.4 The 1983 Act has recently been amended by the
Mental Health Act 2007 and most significantly, in the context
of this LCO, now provides for advocacy services to be provided
in certain circumstances in respect of patients subject to certain
provisions of the 1983 Act (mainly compulsion). Such advocates
are known as Independent Mental Health Advocates ("IMHAs").
4.5 The Mental Capacity Act 2005 also provides for
advocates in certain prescribed circumstances, known as Independent
Mental Capacity Advocates ("IMCAs"). The role of IMCAs
has recently been expanded under the deprivation of liberty safeguards
of this Act.
5. Territorial Extent and Application
5.1 Although this instrument extends to the whole
of the United Kingdom, its practical application is limited to
Wales.
5.2 Section 94 of the 2006 Act imposes a prohibition
upon Assembly Measures having effect other than in relation to
Wales. It provides that a provision of an Assembly Measure is
not law in so far as it is outside the Assembly's legislative
competence. A provision is outside competence if it applies otherwise
than in relation to Wales or confers, imposes, modifies or removes
functions exercisable otherwise than in relation to Wales (or
gives power to do so). For these purposes, section 158 of the
2006 Act defines "Wales" as extending out to the seaward
boundary of the territorial sea (12 nautical miles from the coastal
baselines from which the territorial sea is measured, for domestic
and international law purposes). There are limited exceptions
for certain kinds of ancillary provisions, for example a provision
appropriate to make the provisions of the Measure effective, or
a provision enabling other provisions of the Measure to be enforced,
or making consequential amendments to other legislation.
5.3 The limitation relating to functions other than
in relation to Wales prevents the Assembly from passing any Measure
conferring on the Welsh Ministers, Welsh local authorities or
any other public authority, functions which relate other than
to Wales.
6. European Convention on Human Rights
Wayne David MP, Parliamentary Under Secretary of
State for Wales, has made the following statement:
"In my view the provisions of The National
Assembly for Wales (Legislative Competence) (Health and Health
Services and Social Welfare) Order 2010 are compatible with the
Convention rights"
7. Policy background
7.1 Mental health problems are very common - about
one in six adults suffer from mental health problems at any point
in time. There are a wide range of mental health problems ranging
from common disorders of depression and anxiety, with a prevalence
of about 14% in the UK, to the less common psychotic illnesses
such as schizophrenia with a prevalence of less than 0.5%. Over
one million people each year seek specialist treatment for mental
health problems.
7.2 Depression and dementia are the commonest mental
health problems in older people, but older people can also experience
those types of mental health problems outlined above. Under-detection
of mental illness in older people is widespread, due to the nature
of the symptoms and the fact that many older people live alone.
Dementia can also occur before the age of 65; there are about
1000 people with dementia in younger age groups in Wales.
7.3 Mental health has been identified as one of the
Welsh Assembly Government's health priorities. The Welsh Assembly
Government's strategy for mental health services for adults of
working age in Wales was published in 2001, and set out the Assembly
Government's aspirations for a modern, community focussed mental
health service which is based on the principles of equity, empowerment,
effectiveness and efficiency. In April 2002 the National Service
Framework (NSF) for Adult Mental Health Services was published,
which set the standards and key actions necessary to drive up
quality and reduce variations in health and social care policy.
7.4 In 2005 the Wales Audit Office published a baseline
review of adult mental health service provision in Wales. This
found that at that time services were not configured in an optimum
way to support the delivery of the NSF standards and key actions.
As a result Raising the Standard, the revised NSF for adult mental
health services, was published in October 2005. This updated the
original NSF, taking into account the structural changes that
had been introduced and also reflected the baseline review and
other key reviews into mental health services that had taken place.
7.5 The Strategy for Older People (2003), and the
second phase of that Strategy (for 2008 to 2013), Living Longer,
Living Better, recognises the social and economic determinants
of health and well being and promotes active, healthy aging. The
accompanying NSF for Older People (2006) aims to complement and
dovetail with adult mental health policy.
7.6 Everybody's Business, the Child and Adolescent
Mental Health Service strategy document (2001), sets out the Welsh
Assembly Government's aims, objectives and underpinning principles
for services for children and young people. This is supported
by the NSF for Children, Young People and Maternity Services (2005).
Rationale
7.7 During 2007 the Minister for Health and Social
Services sought evidence on the possible future direction of mental
health legislation in Wales. In response, a number of stakeholders
spoke of the importance of improving service delivery, balancing
the use of compulsory powers in mental health with improved rights
for individuals, and developing legislation that is sensitive
to the needs of people in Wales.
7.8 Organisations have reported the informed views
of service users who have pointed to the importance of receiving
early assessment and treatment for mental ill health: "
clients
and carers know from experience that if a person receives early
treatment for their mental illness they are much less likely to
become so ill that they need compulsory treatment" (Hafal,
2007). Evidence shows that early intervention in psychosis - the
detection and treatment of psychosis during the early phases of
illness - can improve the long-term course of psychosis. Early
intervention can lead to a faster, more complete recovery, a decrease
in the frequency and severity of relapses, and an increase in
time to first relapse.
7.9 Users of mental health services often experience
difficulty negotiating with mental health professionals and ensuring
that their own point of view is acknowledged. These difficulties
apply both to the practical activities of daily life as well as
help with their mental health problems. Users often have little
information about their mental ill health and the various alternatives
for treatment and care. Advocacy seeks to address this imbalance
by ensuring that their voice is heard, their choice is real and
their rights are safeguarded.
7.10 The Adult Mental Health Strategy (2001) states
that: "Every person who comes into contact with mental health
services should have the right to an appropriate advocate."
The baseline review of adult mental health services in 2005 identified
that advocacy services in some parts of Wales were limited. A
number of advocacy providers, service users and service providers
have all expressed concerns that advocacy services will become
focussed on the provision of statutory advocacy at the expense
of meeting the wider strategic intention.
7.11 Despite the existing framework of legislation,
guidance and NSFs, consultations with service users, service providers,
mental health professionals and others, have identified gaps within
the legislation and service provision that cannot be currently
addressed in respect of assessment, treatment and advocacy. Namely:
- the need for an improved focus
on early intervention and treatment through statutory duties as
regards the provision of assessment and treatment which is the
preferred option of many service users and their families;
- the extant duties on local authorities to provide
certain assessments do not translate into duties to provide services
arising out of the assessments;
- the duties for assessment by local authorities
are applicable only in respect of those who are mentally disordered,
and not those who appear to be exhibiting symptoms or manifestations
of such disorder. This can result in individuals having to reach
a certain level of ill health before becoming eligible for assessment;
- a patchwork of obligations in respect of specialist
mental health assessment and treatment within secondary services.
In Wales such services are increasingly provided on a multidisciplinary
basis, which involves a range of professionals and services. Those
working within such services are keen to ensure, in line with
the Welsh Assembly Government's strategies and service frameworks
for mental health, that multidisciplinary working in this way
should be strengthened. This would allow for a more seamless approach
to service provision for the individual recipient, and for those
services to be focussed on the needs of the individual in line
with effective care planning;
- the existing legislative framework does not provide
for a wide ranging and comprehensive advocacy service - the role
of the IMHA is limited to specific functions in respect of qualifying
patients in limited circumstances. There is a need to ensure advocacy
is available for people at a time when their mental health and
usual support mechanisms may be breaking down, leaving them vulnerable
when key decisions about treatment and support may need to be
made.
7.12 There are no suitable provisions within existing
legislation that may be used to deliver a more comprehensive assessment,
treatment and advocacy framework that is suitable for Wales.
7.13 Legislative competence is needed in respect
of:
- the assessment of an individual's
mental health;
- the treatment of a person who is mentally disordered;
- advocacy services in respect of persons who are
or may be mentally disordered.
Scope
Matter 9.2
7.14 The LCO inserts Matter 9.2 into Field 9 (Health
and Health Services) in Schedule 5 to the 2006 Act. This will
enable the Assembly to legislate on the assessment of mental health
and treatment of mental disorder by way of Assembly Measure. The
competence
will enable future legislation to be considered which
would place duties on NHS bodies and social services providers
to assess a person's mental health. The competence will allow
such duties to be imposed in respect of individuals (of all ages)
with a current or previous diagnosis of mental disorder, as well
as those who are presenting with symptoms of mental ill health
for the first time. In addition, it will enable duties to be placed
on NHS bodies and social services providers in respect of the
treatment of a person's assessed mental disorder.
7.15 Matter 9.2 will not allow the Assembly to legislate
in respect of compelling individuals to be assessed, treated or
supervised or subjecting persons to guardianship. In effect this
means that there is no overlap between the main subject matter
of the 1983 Act and the legislative competence of the National
Assembly for Wales.
7.16 Similarly matters concerning consent to treatment,
restraint or detention are specifically excepted from matter 9.2.
Again this ensures that the legislative competence does not overlap
with the 1983 Act or the common law in these areas.
7.17 For the purposes of the matter, treatment of
mental disorder is defined in accordance with the definition of
treatment within the 1983 Act; this includes provision excluding
alcohol or drug dependence from the definition of mental disorder.
Matter 15.10
7.18 The LCO inserts Matter 15.10 into Field 15 (Social
Welfare) in Schedule 5 to the Government of Wales Act 2006. Matter
15.10 extends legislative competence as regards the provision
of social care services to the area of mental health. Other matters
relating to social care services have been added under field 15
by the National Assembly for Wales (Legislative Competence) (Social
Welfare) Order 2008; (Social Welfare and Other Fields) Order 2008;
and (Social Welfare) Order 2009. Social care services are defined
in this field as: "any of the following provided in connection
with the well being of any person :residential or non-residential
care services; information; advice; counselling or advocacy services;
financial or any other assistance."
7.19 In addition, Article 3(3) provides a definition
of advocacy as "services providing assistance (by way of
representation or otherwise) in connection with the well-being
of any person". Notwithstanding that this is in Field 15
(Social Welfare), this definition will encompass advocacy connected
with health related matters as well as social services.
7.20 Matter 15.10 provides the National Assembly
with competence in relation to advocacy, apart from IMCA services
established under the Mental Capacity Act 2005 as these are specifically
excepted. The competence conferred does however cover all other
aspects of advocacy.
Exceptions
7.21 Each of the matters has specific exceptions
that apply to each matter only, as described above. The LCO does
not add any new general exceptions that apply to all matters,
since no additional exceptions of this kind are necessitated by
the matters being added. The existing general exceptions will
apply to the matters inserted by this LCO. The 'general exceptions'
referred to are the exceptions that were added by Article 2(9)
of the National Assembly for Wales (Exceptions to Matters) Order
2009 as paragraph A1 of Part 2 of Schedule 5 to the 2006 Act.
Minister of the Crown functions
7.22 By virtue of Part 2 of Schedule 5 to the 2006
Act, the Assembly may not by Measure alter the functions of the
Minister of the Crown without the consent of the Secretary of
State. In relation to any future proposals that may impact on
Minister of the Crown functions the appropriate UK Government
Departments will be consulted and agreement sought.
8. Consultation Outcome
8.1 There has been no consultation on this Order.
However, it has been subject to pre-legislative scrutiny in both
the National Assembly for Wales and Parliament, and submissions
of evidence were invited as part of the inquiries.
8.2 Any Assembly Measure brought forward as a result
of the legislative competence conferred by this instrument would
usually first be subject to consultation. Assembly Measures are
a matter for the National Assembly for Wales to consider.
Changes to the LCO following pre-legislative
scrutiny
8.3 The Proposed Provision of Mental Health Services
LCO Committee of the National Assembly for Wales, the House of
Commons Welsh Affairs Select Committee and the House of Lords
Constitution Committee undertook detailed and comprehensive pre-legislative
scrutiny of the proposed LCO. The Committee of the National Assembly
published its report in June 2008; the Welsh Affairs Committee
and the Constitution Committee published their reports in October
2009.
8.4 This LCO was the first to be laid before Parliament
for scrutiny by a non-Government Assembly Member, a matter which
the Welsh Affairs Committee commented on during their deliberations
in noting the level of co-operation between the Assembly Member,
the Welsh Assembly Government and the Wales Office.
8.5 In light of the helpful and considered recommendations
of the Committee of the National Assembly for Wales and the Welsh
Affairs Committee, a number of changes have been made to both
the LCO and the Explanatory Memorandum.
8.6 The Constitution Committee of the House of Lords
considered the proposed LCO raised no matters of constitutional
principle.
Changes to the Order
8.7 The proposed LCO was significantly revised following
the recommendations made by the Committee of the National Assembly
for Wales and before it was laid before Parliament for pre-legislative
scrutiny. An alternative drafting approach was adopted, moving
to competence in relation to the substantive issues of assessment
of mental health and treatment of mental disorder. The earlier
draft provided for these matters but by reference to individuals.
8.8 The Committee of the National Assembly for Wales
were concerned about the relationship between the LCO and the
1983 Act, and the revised proposed LCO took account of this by
excluding the substantive matters of the 1983 Act rather than
individuals subject to the 1983 Act.
8.9 In evidence to both Committees the importance
of the delivery of mental health services by both health and social
care agencies was emphasised, and was specifically acknowledged
in the recommendations of the Committee of the National Assembly
for Wales. The revised proposed LCO took account of this by creating
a new Matter within Field 15 which provides for competence in
relation to social care services connected to mental health.
8.10 The Welsh Affairs Select Committee took evidence
from a number of witnesses regarding the importance and value
of independent mental health advocacy. The Committee correctly
noted that it was not the intention to disapply in Wales the right
to an IMHA for those subject to compulsory powers under the 1983
Act. The Committee thereby suggested that given this position,
the drafting of the LCO should be reconsidered.
8.11 Following the evidence given to the Welsh Affairs
Committee and in light of the constructive comments made within
the report, the drafting of the LCO has been carefully reconsidered
on this point. As stated in the evidence sessions, the intention
is very much to support the development of independent mental
health advocacy in Wales, including for patients subject to compulsion
under the 1983 Act. The LCO therefore includes competence for
the National Assembly to repeal the provisions in the 1983 Act
related to advocacy to support the future development of a comprehensive
advocacy service in Wales.
8.12 The IMHA scheme under the 1983 Act has been
operational in Wales since November 2008, and it is anticipated
that this will develop and grow, providing an important safeguard
for patients. However, were the LCO to be re-drafted to exclude
competence to repeal provision in the 1983 Act from competence
it would have the unintended consequence of limiting the National
Assembly's flexibility to further improve and develop the advocacy
scheme in Wales. In contrast, the competence as defined would
enable the National Assembly to update the IMHA scheme over time
and enable it to potentially replace it with an improved and expanded
scheme to deliver specialist mental health advocacy to patients
subject to compulsion or otherwise. It is for this reason therefore
the competence has been preserved within the Order Changes to
the Explanatory Memorandum
8.13 Both Committees requested that this Memorandum
make clear to whom any new duties created by future Assembly Measures
and imposed on the NHS and local authorities would apply. Whilst
both Committees were satisfied that the LCO extended competence
in relation to persons with a current or previous diagnosis of
mental disorder as well as those without such a diagnosis, this
Memorandum now confirms that position (at paragraph 7.14 above).
Similarly both Committees were satisfied that the LCO extended
competence in relation to persons of all ages (including children
and young people). This Memorandum also confirms that position
(at paragraph 7.14 above).
9. Guidance
No guidance has been, or will be, issued in relation
to this LCO. This Explanatory Memorandum explains the scope and
policy context of matters included in the Order.
10. Impact
A Regulatory Impact Assessment has not been prepared
for this instrument as it only confers legislative competence
on the National Assembly for Wales, and so has no impact on business,
charities or voluntary bodies. The Welsh Assembly Government would
prepare a Regulatory Impact Assessment when bringing forward any
proposed Assembly Measures as a result of the legislative competence
this LCO confers.
11. Regulating small business
This legislation does not apply to small business.
12. Monitoring & review
This LCO confers legislative competence on the National
Assembly for Wales. The monitoring or review of any Assembly Measures
brought forward as a result of this legislative competence is
primarily a matter for the Welsh Assembly Government and/or the
National Assembly for Wales.
13. Contact
Queries about the content of the instrument or this
memorandum should be addressed to Geth Williams (Tel: 020 7270
0554 or email geth.williams@walesoffice.gsi.gov.uk).
Susan Olley (Tel: 029 2089 8568 or email susan.olley@walesoffice.gsi.gov.uk)
can answer legal queries about the instrument.
Annex A
This annex shows how this proposed order would amend
Schedule 5 to the Government of Wales Act 2006, with footnotes
indicating the source of previous amendments.
Text shown in bold is proposed to be added
as a result of this order.
SCHEDULE 5
ASSEMBLY MEASURES
PART 1
MATTERS
Field 1: agriculture, fisheries, forestry and
rural development
Matter 1.1[1]
The red meat industry, in relation to-
(a) increasing efficiency or productivity in the
industry;
(b) improving marketing in the industry;
(c) improving or developing services that the industry
provides or could
provide to the community;
(d) improving the ways in which the industry contributes
to sustainable
development.
Interpretation of this field
In this field "the red meat industry" means
all of the activities comprised in-
(a) breeding, keeping, processing, marketing and
distributing cattle, sheep
and pigs (alive or dead), and
(b) producing, processing, marketing, manufacturing
and distributing
products derived to any substantial extent from those
animals (apart
from milk and milk products, fleece wool and hides).
For the purposes of this definition -
"cattle" means bovine animals, including
bison and buffalo;
"pigs" means porcine animals, including
wild boar and other feral pigs.
Field 2: ancient monuments and historic buildings
Field 3: culture
Field 4: economic development
Field 5: education and training
Matter 5.1[2]
Provision about the categories of school that may
be maintained by local
education authorities.
Matter 5.2
Provision about the establishment and discontinuance
of schools maintained
by local education authorities, their change from
one category to another and
their alteration in other respects.
Matter 5.3
Provision about the admission of pupils to schools
maintained by local
education authorities.
Matter 5.4
Provision about the curriculum in schools maintained
by local education
authorities.
Matter 5.4A[3]
The regulation of
(a) schools that are not maintained by local education
authorities;
(b) relevant independent educational institutions.
Matter 5.5[4]
Provision about school attendance, the behaviour
of pupils at school, school
discipline and the exclusion of pupils from school
(including the duties of
parents in connection with those matters).
Matter 5.6
Provision about the making arrangements for the provision
of education for
persons of compulsory school age who have been excluded
from schools or
who for any other reason would not otherwise receive
suitable education. Competence) (Conversion of Framework Powers)
Order 2007 (S.I. 2007/910).
Matter 5.7
Provision about entitlement to primary, secondary
and further education and to
training.
Matter 5.8
Provision about the provision of services that are
intended to encourage,
enable or assist people
(a) to participate effectively in education or training,
(b) to take advantage of opportunities for employment,
or
(c) to participate effectively in the life of their
communities.
Matter 5.9
Provision about food and drink provided on school
premises or provided for
children at a place where they receive education
or childcare.
Matter 5.10[5]
Arrangements for persons to travel to and from the
places where they receive
education or training.
This matter applies to
(a) persons receiving nursery, primary, secondary
or further education
or training;
(b) persons described in matter 5.17 receiving higher
education.
Matter 5.11[6]
Provision for and in connection with securing the
provision of facilities for
post-16 education or training.
Matter 5.12
Provision for and in connection with the establishment
and dissolution of
(a) institutions concerned with the provision of
further education, and
(b) bodies that conduct such institutions,
including the circumstances in which an educational
institution becomes or ceases to be an institution concerned with
the provision of further education.
Provision about
(a) the conduct and functions of such institutions
and bodies that
conduct such institutions;
(b) the property, rights and liabilities of such
institutions and bodies
that conduct such institutions;
(c) property held by any person for the purposes
of such an institution;
(d) the governance and staff of such institutions
Matter 5.13
Provision for and in connection with securing collaboration
(a) between bodies that conduct institutions concerned
with the
provision of further education, or
(b) between one or more such bodies and other persons
or bodies that
have functions relating to education or training
in Wales,
including, in particular, provision for and in connection
with the establishment of bodies for the purpose of discharging
functions on behalf of one or more persons or bodies that are
party to arrangements for collaboration.
Matter 5.14
The provision of financial resources for and in connection
with
(a) education or training provided by institutions
concerned with the
provision of further education;
(b) post-16 education or training provided otherwise
than by such
institutions;
(c) the carrying out of research relating to education
or training falling
within paragraph (a) or (b).
Matter 5.15[7]
The inspection of
(za) schools;
(zb) relevant independent educational institutions;
(a) education or training provided by institutions
concerned with the
provision of further education
(b) pre-16 education or training, or post-16 education
or training,
provided otherwise than by institutions within paragraphs
(za) to
(a);
(c) the training of teachers and specialist teaching
assistants for
schools;
(d) services of the kinds mentioned in matter 5.8.
Matter 5.16[8]
The provision of advice and information in connection
with, and the carrying
out of studies in relation to
(a) pre-16 education or training;
(b) post-16 education or training;
(c) the training of teachers and specialist teaching
assistants for
schools;
(d) services of the kinds mentioned in matter 5.8.
Matter 5.17[9]
Education and training for
(a) persons who have a greater difficulty in learning
than the majority
of persons of the same age as those persons;
(b) persons who have, or have had
(i) a physical or mental impairment, or
(ii) a progressive health condition (such as cancer,
multiple
sclerosis or HIV infection) where it is at a stage
involving no physical or mental impairment.
Matter 5.18[10]
The provision of any of the following for children
or young persons
(a) facilities for social or physical training;
(b) educational activities.
In this matter "children" and "young
persons" have the same meaning as in
field 15.
Interpretation of this field[11]
In this field
"nursery education" means education suitable
for children who have
not attained compulsory school age;
"post-16 education" means
(a) education (other than higher education) suitable
to the requirements
of persons who are above compulsory school age, and
(b) organised leisure-time occupation connected with
such education;
"post-16 training" means
(a) training suitable to the requirements of persons
who are above
compulsory school age, and
(b) organised leisure-time occupation with such training
"pre-16 education or training" means education
or training suitable to
the requirements of persons who are of or below compulsory
school
age;
"relevant independent educational institution"
means an institution
other than a school which
(a) provides part-time education for one or more
persons of
compulsory school age ("part-time students")
whether or not it also
provides full-time education for any person, and
(b) would be an independent school but for the fact
that the education
provided for the part-time student or students is
part-time rather
than full-time.
For the purposes of the above definition of "relevant
independent
educational institution", an institution provides
"part-time" education
for a person if
(a) it provides education for the person, and
(b) the education does not amount to full-time education.
References in this field to an institution concerned
with the provision
of further education are references to an educational
institution, other
than a school or an institution within the higher
education sector
(within the meaning of the Further and Higher Education
Act 1992),
that is conducted (whether or not exclusively) for
the purpose of
providing further education.
Expressions used in this field and in the Education
Act 1996 have the
same meaning in this field as in that Act.
Field 6: environment
Field 7: fire and rescue services and promotion
of fire safety
Field 8: food
Field 9: health and health services
Matter 9.1[12]
Provision for and in connection with the provision
of redress without recourse
to civil proceedings in circumstances in which, under
the law if England and
Wales, qualifying liability in tort arises in connection
with the provision of
services (in Wales or elsewhere) as part of the health
service in Wales.
Matter 9.2
Assessment of mental health and treatment of mental
disorder.
This matter does not include any of the following
(a) subjecting patients to
(i) compulsory attendance at any place for the
purposes
of assessment of treatment
(ii) compulsory supervision, or
(iii) guardianship;
(b) consent to assessment or treatment;
(c) restraint;
(d) detention.
For the purpose of this matter, "treatment
of mental disorder" means
treatment to alleviate, or prevent a worsening
of, a mental disorder or one
or more of its symptoms or manifestations; and
it includes (but is not
limited to) nursing, psychological intervention,
habilitation, rehabilitation
and care.
Interpretation of this field
In this field
"the health service in Wales" means the
health service continued under
section 1(1) of the National Health Service (Wales)
Act 2006;
"illness" has the same meaning as in the
Act;
"mental disorder" means any disorder
or disability of the mind,
apart from dependence on alcohol or drugs;
"patient" has the same meaning as in the
Act;
"personal injury" includes any disease
and any impairment of a
person's physical or mental health;
"qualifying liability in tort" means liability
in tort owed in respect of or
consequent upon personal injury or loss arising out
of or in connection
with breach of a duty of care owed to any person
in connection with
the diagnosis or illness or the care or treatment
of any patient.
Field 10: highways and transport
Matter 10.1[13]
Provision for and in connection with
(a) the making, operation and enforcement of schemes
for imposing
charges in respect of the use or keeping of motor
vehicles on Welsh
trunk roads;
(b) the application of the proceeds of charges imposed
under such
schemes towards purposes relating to transport.
Interpretation of this field
In this field
"motor vehicle" has the meaning given in
section 185(1) of the Road
Traffic Act 1988, except that section 189 of that
Act (exception for
certain pedestrian controlled vehicles and electrically
assisted pedal
cycles) applies as it applies for the purposes of
the Road Traffic Acts;
"road" has the same meaning as in the Road
Traffic Regulation Act
1984;
"Welsh trunk road" means a road for which
the Welsh Ministers are
the traffic authority (within the meaning of section
121A of the Road
Traffic Regulation Act 1984).
Field 11: housing
Field 12: local government
Matter 12.1[14]
Provision for and in connection with
(a) the constitution of new principal areas and the
abolition or
alteration of existing principal areas, and
(b) the establishment of councils for new principal
areas and the
abolition of existing principal councils.
"Principal area" means a county borough
or a county in Wales, and a
"principal council" means a council for
a principal area.
Matter 12.2
Provision for and in connection with
(a) the procedure for the making and coming into
force of byelaws,
and
(b) the enforcement of byelaws.
"Byelaws" means those of a class which
may be confirmed by the Welsh
Ministers (but the provision which may be made includes
provision to remove
a requirement of confirmation).
Matter 12.3
Any of the following
(a) the principles which are to govern the conduct
of members of
relevant authorities,
(b) codes of conduct for such members,
(c) the conferral on any person of functions relating
to the promotion
or maintenance of high standards of conduct of such
members
(including the establishment of bodies to have such
functions),
(d) the making or handling of allegations that members
(or former
members) of relevant authorities have breached standards
of
conduct including in particular
(i) the investigation and adjudication of such allegations
and reports on the outcome of investigations,
(ii) the action that may be taken where breaches
are found
to have occurred,
(e) codes of conduct for employees of relevant authorities.
For the purposes of this matter
"relevant authority" has the same meaning
as in Part 3 of the Local
Government Act 2000, except that other than in paragraph
(d) it does
not include a police authority,
"member" includes a co-opted member within
the meaning of that
Part.
Matter 12.4
Provision for and in connection with strategies of
county councils and county
borough councils for promoting or improving the economic,
social or
environmental wellbeing of their areas or contributing
to the achievement of
sustainable development in the United Kingdom, including
provision
imposing requirements in connection with such strategies
on other persons
with functions of a public nature.
Matter 12.5
Provision for and in connection with
(a) the making of arrangements by relevant Welsh
authorities to secure
improvement in the way in which their functions are
exercised,
(b) the making of arrangements by relevant Welsh
authorities for the
involvement in the exercise of their functions of
people who are
likely to be affected by, or interested in, the exercise
of the
functions, and
(c) the assessment and inspection of the performance
of relevant
Welsh authorities in exercising their functions.
The following are "relevant Welsh authorities"?h
(a) a county council, county borough council or community
council in
Wales,
(b) a National Park authority for a National Park
in Wales,
(c) a fire and rescue authority in Wales constituted
by a scheme under
section 2 of the Fire and Rescue Services Act 2004
or a scheme to
which section 4 of that Act applies,
(d) a levying body within the meaning of section
74(1) of the Local
Government Finance Act 1988 in respect of which the
county
council or charging authority referred to in section
74(1)(b) of that
Act was a council or authority for an area in Wales,
(e) a body to which section 75 of that Act applies
(special levies) and
which as regards the financial year beginning in
1989 had power to
levy a rate by reference to property in Wales.
Matter 12.6[15]
Arrangements by principal councils with respect to
the discharge of their
functions, including executive arrangements.
This matter does not include
(a) direct elections to executives of principal councils,
or
(b) the creation of a form of executive requiring
direct elections.
For the purposes of this matter
(a) "executive arrangements" has the same
meaning as in Part 2 of the
Local Government Act 2000;
(b) "principal council" means a county
or county borough council;
(c) "direct elections" means elections
by local government electors
(within the meaning of section 270(1) of the Local
Government
Act 1972).
Matter 12.7
Committees of principal councils with functions of
(a) review or scrutiny, or
(b) making reports or recommendations.
This matter does not include committees under section
19 of the Police and
Justice Act 2006 (crime and disorder committees).
For the purposes of this matter "principal council"
means a county or county
borough council.
Field 13: National Assembly for Wales
Matter 13.1
Creation of, and conferral of functions on, an office
or body for and in
connection with investigating complaints about the
conduct of Assembly
members and reporting on the outcome of such investigations
to the
Assembly.
Matter 13.2
Conferral of functions on the Assembly Commission
for and in connection
with facilitating the exercise by the Assembly of
its functions (including the
provision to the Assembly of the property, staff
and services required for the
Assembly's purposes).
Matter 13.3
Provision for and in connection with the payment
of salaries, allowances,
pensions and gratuities to or in respect of Assembly
members, the First
Minister, any Welsh Minister appointed under section
48, the Counsel General
and any Deputy Welsh Minister.
Matter 13.4
Provision for and in connection with the creation
and maintenance of a register
of interests of Assembly members and the Counsel
General.
Matter 13.5
Provision about the meaning of Welsh words and phrases
in-
(a) Assembly Measures
(b) subordinate legislation made under Assembly Measures
and
(c) subordinate legislation not so made but made
by the Welsh
Ministers, the First Minister or the Counsel General.
Matter 13.6
Provision for and in connection with the procedures
for dealing with proposed
private Assembly Measure, including, in particular
(a) procedures for hearing the promoters of, and
objectors, to proposed
private Assembly Measures,
(b) the persons who may represent such promoters
and objectors, and
the qualifications that such persons must possess,
(c) the imposition of fees for and in connection
with the promotion of
proposed private Assembly Measures, and
(d) the assessment of costs incurred in connection
with proposed
private Assembly Measures.
Field 14: public administration
Field 15: social welfare
Matter 15.1[16]
Charges levied by local authorities for social care
services provided or secured
by them and payments in respect of individuals with
needs relating to their
well-being so that they, or any other person, may
secure social care services to
meet those needs.
This matter does not include charges and payments
for residential care.
Matter 15.2[17]
Functions of public authorities relating to
(a) safeguarding children from harm and neglect;
(b) safeguarding and promoting the well-being of
vulnerable children;
(c) reducing inequalities in well-being between children
or young
persons.
This matter applies to the functions of public authorities
whose principal
functions relate to any one or more of the fields
in this Part.
Matter 15.3
Adoption services and special guardianship support
services.
Matter 15.4
Fostering.
Matter 15.5
Social care services for any of the following
(a) children;
(b) persons who care for, or who are about to care
for, children;
(c) young persons;
(d) persons formerly looked after
(i) who have attained the age of 25, and
(ii) who, immediately before attaining that age,
have been
pursuing, or intending to pursue, education or training.
Matter 15.6
Co-operation and arrangements to safeguard and promote
the well-being of
children or young persons,
This matter applies to co-operation by, and arrangements
made by,
(a) public authorities whose principal functions
relate to any one or
more of the fields in this part;
(b) police authorities and chief officers of police
for police areas in
Wales;
(c) the British Transport Police Authority;
(d) local probation boards for areas in Wales;
(e) the Secretary of State, in relation to the Secretary
of State's
functions under sections 2 and the 3 of the Offender
Management
Act 2007, or any provider of probation services under
arrangements made under section 3(2) of that Act;
(f) youth offending teams for areas in Wales;
(g) the governors of prisons, young offender institutions
or secure
training centres in Wales (or, in the case of contracted
out prisons,
young offender institutions or secure training centres
or contracted
out parts of such institutions, their directors);
(h) persons other than public authorities who are
engaged in activities
relating to the well-being of children or young persons.
Matter 15.7
Planning by local authorities for the discharge of
their functions relating to the
well-being of children or young persons.
Matter 15.8
Continuing, dissolving or creating an office or body
concerned with
safeguarding and promoting the well-being of children
or young persons; the
functions of such an office or body, including in
particular
(a) reviewing the effect on children or young persons
of the exercise
by any persons of functions related to their well-being;
(b) reviewing and monitoring
(i) advocacy services;
(ii) arrangements for dealing with complaints and
representations made by, or on behalf of, children
or
young persons in respect of persons with functions
related to their well-being or persons providing
them
with social care services;
(c) examining cases of particular children or young
persons;
(d) considering, and making representations about,
any matter
affecting the well-being of children or young persons.
Matter 15.9[18]
Supporting the provision of care by carers and promoting
the well-being of
carers.
This matter includes (but is not limited to) social
care services to help carers.
In this matter "carers" means individuals
who provide or intend to provide a
substantial amount of care on a regular basis for
(a) a child with a physical or mental impairment,
or
(b) an individual aged 18 or over,
but it does not include individuals who provide or
intend to provide care
(a) by virtue of a contract of employment or other
contract with
any person, or
(b) as a volunteer for a body (whether or not incorporated).
Matter 15.10
Social care services connected to mental health.
This matter does not include the independent mental
capacity advocacy
services established by Part 1 of the Mental Capacity
Act 2005.
Interpretation of this field[19]
In this field
"advocacy services" means services providing
assistance (by way
or representation or otherwise) in connection
with the well-being
of any person;
"children" means persons who have not attained
the age of 18;
"development" means physical, intellectual,
emotional, social or
behavioural development;
"health" means physical or mental health;
"local authorities" means the councils
of counties or county boroughs
in Wales;
"persons formerly looked after" means persons
who, at any time before
attaining the age of 18
(a) have been in the care of a public authority,
or
(b) have been provided with accommodation by a public
authority in order to secure their well-being;
"public authorities" means each public
authority within the meaning of
section 6 of the Human Rights Act 1998, apart from
courts or
tribunals;
"social care services" means any of the
following provided in
connection with the well-being of any person: residential
or non-residential
care services; information, advice, counselling or
advocacy
services; financial or any other assistance;
"vulnerable children" means children
(a) who are unlikely to achieve or maintain, or have
the
opportunity of achieving or maintaining, a reasonable
standard of health or development without the provision
for
them of social care services,
(b) whose health or development is likely to be significantly
impaired, or further impaired, without the provision
for
them of social care services,
(c) who have a physical or mental impairment,
(d) who are in the care of a public authority, or
(e) who are provided with accommodation by a public
authority in order to secure their well-being;
"well-being", in relation to individuals,
means well-being so far as
relating to any of the following
(a) health and emotional well-being;
(b) protection from harm and neglect;
(c) education, training and recreation;
(d) the contribution made by them to society;
(e) social and economic well-being;
(f) securing their rights;
"young persons" means persons who have
attained the age of 18 but
not the age of 25.
Field 16: sport and recreation
Matter 16.1[20]
The provision of recreational facilities and activities
for children or young
persons.
In this matter "children" and "young
persons" have the same meaning as in
field 15.
Matter 16.2[21]
The establishment and maintenance of a route (or
a number of routes) for the
coast to enable the public to make recreational journeys.
This matter does not include
(a) enabling the public to make journeys by mechanically
propelled vehicles (except permitted journeys by
qualifying
invalid carriages);
(b) the creation of new highways (whether under the
Highways Act
1980 or otherwise).
Matter 16.3
Securing public access to relevant land for the purposes
of open-air
recreation.
Land is relevant land if it
(a) is at the coast,
(b) can be used for the purposes of open-air recreation
in
association with land within paragraph (a), or
(c) can be used for the purposes of open-air recreation
in
association with a route within matter 16.2.
In this matter the reference to land at the coast
is not limited to coastal land
within the meaning of section 3 of the Countryside
and Rights of Way Act
2000.
Interpretation of this field
In this field
"coast" means the coast of Wales adjacent
to the sea, including the
coast of any island (in the sea) comprised in Wales;
"estuarial waters" means any waters within
the limits of transitional
waters within the meaning of the Water Framework
Directive (that is
to say, Directive 2000/60/EC of the European Parliament
and of the
Council of 23 October 2000 establishing a framework
for Community
action in the field of water policy);
"highway" has the same meaning as in the
Highways Act 1980;
"public foot crossing", in relation to
a river, means a bridge over
which, or tunnel through which, there is a public
right of way, or a
public right of access, by virtue of which the public
are able to cross
the river on foot;
"qualifying invalid carriage" means an
invalid carriage within the
meaning of section 20 of the Chronically Sick and
Disabled Persons
Act 1970 (use of invalid carriages on highways) which
complies with
the prescribed requirements within the meaning of
that section;
"relevant upstream waters", in relation
to a river, means the waters
from the seaward limit of the estuarial waters of
the river upstream to
the first public foot crossing;
"sea" includes the relevant upstream waters
of a river;
and a journey by a qualifying invalid carriage is
a permitted journey if the
carriage is being used in accordance with the prescribed
within the meaning of
section 20 of the Chronically Sick and Disabled Persons
Act 1970.
Field 17: tourism
Field 18: town and country planning
Matter 18.1[22]
Provision for and in connection with
(a) plans of the Welsh Ministers in relation to the
development and use
of land in Wales, and
(b) removing requirements for any such plans.
This does not include provision about the status
to be given to any such plans
in connection with the decision on an application
for an order granting
development consent under the Planning Act 2008.
Matter 18.2
Provision for and in connection with the review by
local planning authorities
of matters which may be expected to affect
(a) the development of the authorities' areas, or
(b) the planning of the development of the authorities'
areas.
Matter 18.3
Provision for and in connection with
(a) plans of local planning authorities in relation
to the development
and use of land in their areas, and
(b) removing requirements for any such plans.
This does not include provision about the status
to be given to any such plans
in connection with the decision on an application
for an order granting
development consent under the Planning Act 2008.
Interpretation of this field
In this field
"local planning authority" in relation
to an area means
(a) a National Park authority in relation to a National
Park in
Wales;
(b) a county council in Wales or a county borough
council, in
any other case;
"Wales" has the meaning given by Schedule
1 to the Interpretation Act
1978.
Field 19: water and flood defence
Field 20: Welsh language
PART 2
EXCEPTIONS TO MATTERS AND GENERAL RESTRICTIONS[23]
Exceptions to matters[24]
A1 These are the exceptions mentioned in section
94(4)(a) and (7)
Highways and transport (field 10 of Part 1)
(1) Registration of local bus services, and the application
and enforcement
of traffic regulation conditions in relation to those
services.
(2) Regulation of the use of motor vehicles on roads,
their construction and
equipment and conditions under which they may be
so used (apart from
regulation relating to matter 10.1).
(3) Road traffic offences.
(4) Driver licensing.
(5) Driving instruction.
(6) Insurance of motor vehicles.
(7) Drivers' hours.
(8) Traffic regulation on special roads (apart from
regulation relating to
matter 10.1).
(9) Pedestrian crossings.
(10) Traffic signs (apart from the placing and maintenance
of traffic signs
within the meaning of section 177 of the Transport
Act 2000 for
purposes relating to matter 10.1).
(11) Speed limits.
(12) Public service vehicle operator licensing.
(13) Provision and regulation of railway services,
apart from financial
assistance which
(a) does not relate to the carriage of goods,
(b) is not made in connection with a railway administration
order, and
(c) is not made in connection with Council Regulation
(EEC) 1191/69
as amended by Council Regulation (EEC) No. 1893/91
on public
service obligations in transport.
(14) Transport security.
(15) Shipping, apart from financial assistance for
shipping services to, from
or within Wales.
(16) Navigational rights and freedoms, apart from
regulation of works which
may obstruct or endanger navigation.
(17) Technical and safety standards of vessels.
(18) Harbours, docks, piers and boat slips, apart
from those used or required
wholly or mainly for communications between places
in Wales.
Social welfare (field 15 of Part 1)
(1) Child Support.
(2) Child trust funds, apart from subscriptions to
such funds by
(a) a county council or county borough council in
Wales, or
(b) the Welsh Ministers.
(3) Tax credits.
(4) Child benefit and guardian's allowance.
(5) Social security.
(6) Independent living funds.
(7) Motability.
(8) Vaccine damage payments.
(9) Intercountry adoption, apart from adoption agencies
and their functions,
and functions of the "Central Authority"
under the Hague Convention
on Protection of Children and Co-operation in respect
of Intercountry
Adoption.
(10) The Children's Commissioner established under
the Children Act 2004.
(11) Family law and proceedings apart from
(a) welfare advice courts, representation and provision
if information,
advice and other support to children ordinarily resident
in Wales
and their families, and
(b) Welsh family proceedings officers.
(12) Welfare foods.
General Restrictions
Functions of Ministers of the Crown
1 (1) A provision of an Assembly Measure cannot
remove or modify, or confer
power by subordinate legislation to remove or modify,
any function of a
Minister of the Crown.
(2) A provision of an Assembly Measure cannot confer
or impose, or confer
power by subordinate legislation to confer or impose,
any function on a
Minister of the Crown.
Criminal Offences
2 (1) A provision of an Assembly Measure cannot
create, or confer power by
subordinate legislation to create, any criminal offence
punishable
(a) on summary conviction, with imprisonment for
a period exceeding the prescribed term or with a fine exceeding
the amount specified as level
5 on the standard scale, or
(b) on conviction on indictment, with a period of
imprisonment exceeding two years.
(2) In sub-paragraph (1) "the prescribed term"
means
(a) where the offence is a summary offence, 51 weeks,
and
(b) where the offence is triable either way, twelve
months.
Police Areas[25]
2A A provision of an Assembly Measure cannot
make any alteration in police
areas.
Enactments other than this Act
3 A provision of an Assembly Measure cannot
make modification of, or confer
power by subordinate legislation to make modifications
of, any of the
provisions listed in the Table below
TABLE
| Enactment
| Provisions protected from modification
|
European Communities Act 1972 (c. 68)
|
The whole Act |
Data Protection Act 1998 (c.29) |
The whole Act
|
Government of Wales Act 1998 (c. 38) |
Sections 144(7), 145, 145A and 146A(1) |
Human Rights Act 1998 (c. 42) |
The whole Act
|
Civil Contingencies Act 2004 (c. 36) |
The whole Act |
Re-Use of Public Sector Information
Regulations 2005 (S.I. 2005/1505)
|
The whole set of Regulations |
4 A provision of an Assembly Measure cannot make modifications
of, or confer
power by subordinate legislation to make modifications of, any
provision of an
Act of Parliament other that this Act which requires sums required
for the
repayment of, or the payment of interest on, amounts borrowed
by the Welsh
Ministers to be charged on the Welsh Consolidated Fund.
5 A provision of an Assembly Measure cannot make modifications
of, or confer
power by subordinate legislation to make modifications of, any
functions of
the Comptroller and Auditor General.
This Act
6 (1) A provision of an Assembly Measure cannot make modifications
of, or
confer power by subordinate legislation to make modifications
of, provisions
contained in this Act.
(2) Sub-paragraph (1) does not apply to sections 20, 22, 24, 36(1)
to (5) and
(7) to (11), 53, 54 and 156(2) to (5).
(3) Sub-paragraph (1) does not apply to any provision
(a) making modifications of so much of any enactment as is modified
by
this Act, or
(b) repealing so much of any provision of this Act as amends any
enactment, if the provision ceases to have effect in consequence
of any
provision of, or make under, an Assembly Measure.
PART 3
EXCEPTIONS FROM GENERAL RESTRICTIONS IN PART 2[26]
Interpretation
6Z In this Part "general restrictions in Part 2"
means paragraphs 1 to 6 of Part 2.
Functions of Ministers of the Crown
7 The general restrictions in Part 2 do not prevent a provision
of an Assembly
Measure removing or modifying, or conferring power by subordinate
legislation to remove or modify, any function of a Minister of
the Crown if the
Secretary of State consents to the provision.
Police Areas[27]
7A The general restrictions in Part 2 do not prevent a provision
of an Assembly
Measure making an alteration to the boundary of a police area
in Wales if the
Secretary of State consents to the provision
Comptroller and Auditor General
8 The general restrictions in Part 2 do not prevent a provision
of an Assembly
Measure modifying, or conferring power by subordinate legislation
to modify,
any enactment relating to the Comptroller and Auditor General
if the Secretary
of State consents to the provision.
Restatement
9 The general restrictions in Part 2 do not prevent a provision
of an Assembly
Measure
(a) restating the law (or restating it with such modifications
as are not
prevented by that Part), or
(b) repealing or revoking any spent enactment,
or conferring power by subordinate legislation to do so.
Subordinate legislation
10 The general restrictions in Part 2 do not prevent an Assembly
Measure making
modifications of, or conferring power by subordinate legislation
to make
modifications of, an enactment for or in connection with any of
the following
purposes
(a) making different provision about the document by which a power
to
make, confirm or approve subordinate legislation is to be exercised,
(b) making provision (or no provision) for the procedure, in relation
to the Assembly, to which legislation made in the exercise of
such a power
(or the instrument or other document in which it is contained)
is to be
subject, and
(c) applying any enactment comprised in or made under an Assembly
Measure relating to the documents by which such powers may be
exercised.
Data Protection Act 1998[28]
11 The general restrictions in Part 2 do not prevent an Assembly
Measure making
modifications of, or conferring power by subordinate legislation
to make
modifications of, section 31(6) of the Data Protection Act 1998
so that it
applies to complaints under any Assembly measure relating to matter
9.1 in
Part 1.
1 Matter 1.1 and the interpretation provision for field
1 were inserted by the National Assembly for Wales (Legislative
Competence) (Agriculture and Rural Development) Order 2009 (S.I.
2009/1758) Back
2
Matters 5.1-5.4 were inserted by article 3(2) of the National
Assembly for Wales (Legislative Competence) (Conversion of Framework
Powers) Order 2007 (S.I. 2007/910). Back
3
Matter 5.4A was inserted by section 149(1) and (2) of the Education
and Skills Act 2008 (c.25). Back
4
Matters 5.5-5.9 were inserted by article 3(2) of the National
Assembly for Wales (Legislative Back
5
Matter 5.10 was inserted by article 3(2) of the National Assembly
for Wales (Legislative Competence) (Conversion of Framework Powers)
Order 2007 (S.I. 2007/910), and amended by article 2(2) of the
National Assembly for Wales (Legislative Competence) (Education
and Training) Order 2008 (S.I. 2008/1036) and article 6(a) of
the National Assembly for Wales (Legislative Competence) (Social
Welfare and Other Fields) Order (S.I. 2008/3132) Back
6
Matters 5.11-5.14 were inserted by section 27(2) of the Further
Education and Training Act 2007 (c.25). Back
7
Matter 5.15 was inserted by section 27(2) of the Further Education
and Training Act 2007 (c.25) and amended by section 149(1), (3)
and (4) of the Education and Skills Act 2008 (c.25). Back
8
Matter 5.16 was inserted by section 27(2) of the Further Education
and Training Act 2007 (c. 25) and amended by section 149(1) and
(5) of the Education and Skills Act 2008 (c. 25). Back
9
Matter 5.17 was inserted by article 2(3) of the National Assembly
for Wales (Legislative Competence) (Education and Training) Order
2008 (S.I. 2008/1036) and amended by article 6(b) of the National
Assembly for Wales (Legislative Competence) (Social Welfare and
Other Fields) Order 2008 (S.I. 2008/3132). Back
10
Matter 5.18 was inserted by article 2 of the National Assembly
for Wales (Legislative Competence) (Social Welfare and Other Fields)
Order 2008 (S.I. 2008/3132). Back
11
Interpretation provisions for field 5 were inserted by article
3(2) of the National Assembly for Wales (Legislative Competence)
(Conversion of Framework Powers) Order 2007 (S.I. 2007/910), section
27(3) of the Further Education and Training Act 2007 (c. 25),
article 2(4) of the National Assembly for Wales (Legislative Competence)
(Education and Training) Order 2008 (S.I. 2008/1036) and section
149(1) and (6) of the Education and Skills Act 2008 (c. 25). Back
12
Matter 9.1 and the interpretation provisions for field 9 were
inserted by article 3(3) of the National Assembly for Wales (Legislative
Competence) (Conversion of Framework Powers) Order 2007 (S.I.2007/910). Back
13
Matter 10.1 and the interpretation provisions for field 10 were
inserted by section 122 of the Local Transport Act 2008 (c. 26),
and matter 10.1 was amended by article 2(7)(a) of the National
Assembly for Wales (Legislative Competence) (Exceptions to Matters)
Order 2009 (S.I. 2009/3006). See also section 123 of the Local
Transport Act 2008. Back
14
Matters 12.1-12.5 were inserted by the Local Government and Public
Involvement in Health Act 2007 (c. 28), section 235 and Schedule
17. Back
15
Matters 12.6 and 12.7 will be inserted by section 33 the Local
Democracy, Economic Development and Construction Act 2009 (c.
20), which comes into force on 12 January 2010. Back
16
Matter 15.1 was inserted by article 2 of the National Assembly
for Wales (Legislative Competence) (Social Welfare) Order 2008
(S.I. 2008/1785), and amended by article 3(a) of the National
Assembly for Wales (Legislative competence) (Social Welfare and
Other Fields) Order 2008 (S.I. 2008/3132) and by article 2(2)
of the National Assembly for Wales (Legislative Competence) (Social
Welfare) Order 2009 (S.I. 2009/3010). Back
17
Matters 15.2-15.8 were inserted by article 3(b) of the National
Assembly for Wales (Legislative Competence) (Social Welfare and
Other Fields) Order 2008 (S.I. 2008/3132). Back
18
Matter 15.9 was inserted by article 2(3) of the National Assembly
for Wales (Legislative Competence) (Social Welfare) Order 2009
(S.I. 2009/3010). Back
19
Interpretation provisions for field 15 were inserted by article
2 of the National Assembly for Wales (Legislative Competence)
(Social Welfare) Order 2008 (S.I. 2008/1785), replaced by article
3 of the National Assembly for Wales (Legislative Competence)
(Social Welfare and Other Fields) Order 2008 (S.I. 2008/3132),
and amended by article 2(4) of the National Assembly for Wales
(Legislative Competence) (Social Welfare) Order 2009 (S.I. 2009/3010). Back
20
Matter 16.1 was inserted by article 4 of the National Assembly
for Wales (Legislative Competence) (Social Welfare and Other Fields)
Order 2008 (S.I. 2008/3132). Back
21
Matters 16.2 and 16.3 will be inserted by section 310 of the Marine
and Coastal Access Act 2009 (c.23), which comes into force on
12 January 2010. Back
22
Matters 18.1 - 18.3 and interpretation provisions for field 18
were inserted by section 202 of the Planning Act 2008 (c. 29). Back
23
The heading to Part 2 was substituted by article 2(8) of the National
Assembly for Wales (Legislative Competence) (Exceptions to Matters)
Order 2009 (S.I. 2009/3006). Back
24
Paragraph A1 was inserted by article 2(9) of the National Assembly
for Wales (Legislative Competence) (Exceptions to Matters) Order
2009 (S.I. 2009/3006). Back
25
Paragraph 2A was inserted by the Local Government and Public Involvement
in Health Act 2007, section 235 and Schedule 17, paragraphs 1
and 3. Back
26
The heading for Part 3 was substituted, paragraph 6Z was inserted,
and the opening words of paragraphs 7 to 11 were substituted,
by article 2(10) to (12) of the National Assembly for Wales (Legislative
Competence) (Exceptions to Matters) Order 2009 (S.I. 2009/3006). Back
27
Paragraph 7A was inserted by the Local Government and Public Involvement
in Health Act 2007, section 235 and Schedule 17, paragraphs 1
and 4; and amended by article 2(12) of the National Assembly for
Wales (Legislative Competence) (Exceptions to Matters) Order 2009
(S.I. 2009/3006). Back
28
Paragraph 11 was inserted by article 4 of the National Assembly
for Wales (Legislative Competence) (Conversion of Framework Powers)
Order 2007 (S.I. 2007/910), and amended by article 2(12) of the
National Assembly for Wales (Legislative Competence) (Exceptions
to Matters) Order 2009 (S.I.2009/3006). Back
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