Memorandum submitted by Research Councils
UK
LETTER FROM
PROFESSOR ALAN
J THORPE, CHAIRMAN,
RCUK, TO THE
CHAIRMAN OF
THE COMMITTEE:
14 DECEMBER 2009
Thank you for your letter of 7 December regarding
points raised during the oral evidence session to the Science
and Technology Committee on 2 December.
I have asked my colleague, Professor Keith Mason,
Chief Executive of the Science and Technology Facilities Council
(STFC), to respond directly to you with answers to the first question.
In response to your second question, please
see Annex 1 for details of how the UK has compared to other countries
when competing for European Research Council funding. One pillar
of the current Framework Programme (FP7) is the `Ideas Programme'
and the flagship component of this programme is the European Research
Council.
The European Research Council (ERC) is the first
European funding body set up to support investigator-driven frontier
research and is operationally similar to the UK Research Councils.
Its main aim is to stimulate scientific excellence by supporting
and encouraging the very best, truly creative scientists, scholars
and engineers to be adventurous and take risks in their research.
The scientists are encouraged to go beyond established frontiers
of knowledge and the boundaries of disciplines.
The ERC therefore complements other funding
activities in Europe, such as those of the national research funding
agencies, and the UK sees it as a useful way of recognising excellent
researchers and increasing their international profile. Calls
have been organised to address two different communities so farStarting
Independent Researcher Grants aimed at postdoctoral researchers
between two and 10 years of completion of their PhD theses, and
Advanced Investigator Grants aimed at researchers who are leaders
in their field.
Since its inception, the UK has consistently
led in Europe in winning funds from the ERC. The most recent results
for the last round of Advanced Investigator Grants shows that
the UK is not only the most attractive host location for these
grants, but UK nationals are also the most successful in winning
these grants. Further information on the ERC can be found at the
following link: http://erc.europa.eu/index.cfm
I am happy to clarify the process regarding
preparation of responses to Committee questions or correspondence,
and whether we clear responses with BIS. We sometimes discuss
responses and share final versions with officials in BIS, or other
Government departments, where appropriate. We are not required
to request sign-off from the department. In the case of the replies
to this year's Annual Report and Accounts, we shared the replies
with BIS officials for their information only.
Professor Alan J Thorpe
Chair, Research Councils UK
December 2009
Annex 1
SUCCESSFUL APPLICANTS TO THE EUROPEAN RESEARCH
COUNCIL ADVANCED INVESTIGATORS GRANTS SCHEME BY HOST INSTITUTION
COUNTRY
AdG2009: Successful applications by Host Institution Country

Annex 1
SUCCESSFUL APPLICANTS TO THE EUROPEAN RESEARCH
COUNCIL ADVANCED INVESTIGATORS GRANTS SCHEME BY NATIONALITY
AdG2009: Successful applications by Nationality

Full figures on funded grants are made available
at:
http://erc.europa.eu/index.cfm?fuseaction=page.display&topicID=165
Annex 1
UK PARTICIPATIONS
IN FP7 AND
FP6
(Data summary courtesy of Genevra Kirby, International Science
and Innovation Unit, Department for Business, Innovation and Skills).
TOTAL FOR SPECIFIC PROGRAMMES
| No of participations
| Requested EC contribution (m)
| % of total requested EC contribution
|
| FP7 | FP6
| FP7 | FP6 |
FP7 | FP6 |
| UK | 3,679 | 8,791
| 1,348 | 2,369 | 14.6↑
| 14.2 |
| Germany | 4,056 | 10,430
| 1,527 | 3,022 | 16.6↓
| 18.1 |
| France | 2,998 | 7,911
| 1,1431 | 2,173 | 12.4↑
| 12.4 |
| All Countries | 30,518 | 74,440
| 9,216 | 16,665 |
| |
NUMBER OF SUCCESS PROJECTS (CONTRACTS) IN FP7 AND FP6
| Number of contracts
| % of total |
| FP7 | FP6
| FP7 | FP6 |
| UK | 2,240 | 4,574
| 43.9↑ | 45.3 |
| Germany | 1,964 | 4,394
| 38.5↓ | 43.5 |
| France | 1,695 | 3,784
| 33.2↓ | 37.4 |
| All Countries1 | 5,105 |
10,107 | | |
1 As each successful project has multiple partners from different
countries, it is expected that the same contract will count against
several countries. As a result, the sum of UK, Germany and France
lines in this table is greater than the total number of contract
for all countries.
PARTICIPATIONS BY ORGANISATION ACTIVITY TYPE FOR FP7
| % participation by type | Higher or Secondary Education
| Research organisations | Private Commercial
| Public Body | Other
|
| UK | 60.8↔ | 11.31↑
| 22.52↓ | 3.8 | 1.6
|
| Germany | 34.0↑ | 28.9↑
| 32.7↓ | 3.3 | 1.2
|
| France | 17.1↓ | 42.1↑
| 33.6↑ | 4.6 | 2.6
|
| All Countries | 38.5↔
| 25.8↑ | 26.5↓
| 6.5 | 2.7 |
PARTICIPATION BY ORGANISATION ACTIVITY TYPE FOR FP6
| % participation by type | Higher Education
| Research Organisations | Industry
| Others |
| UK | 55.4 | 14.5
| 18.4 | 11.7 |
| Germany | 31.5 | 30.2
| 25.8 | 12.5 |
| France | 18.8 | 39.8
| 23.7 | 17.7 |
| All Countries | 35.6 | 27.7
| 18.7 | 18.0 |
|