Government response
The Committee published its report "The Work
of the Border Agency" on 8 December 2009 and included a number
of recommendations. The UK Border Agency has considered the recommendations
and the Government response is provided below.
1. Whilst welcoming increased resources made
available to clear the substantial backlog of asylum applications,
we remain most dissatisfied at a target date of the summer of
2011. This in our view is simply too long and we urge that staffing,
levels are such that all cases going back three years or longer
are finally decided on at the latest by September 2010. (Paragraph
10)
The Home Secretary has asked us to consider whether
it is possible to clear the backlog earlier than summer 2011.
In response to this, we have recruited additional temporary staff
to perform the administrative functions involved in clearing the
backlog and revised our operating model to ensure that it is more
streamlined and allows our experienced staff to focus on making
decisions on live cases. There has been a transition period as
the new model is set up, and staff are fully trained to ensure
that the high standards of case-working are maintained. As a result
of these actions, a rapid increase in conclusions rates is expected
within the coming months. We remain confident that we will conclude
the backlog by summer 2011 and will advise the Committee in due
course about whether these additional actions mean that we can
conclude the backlog earlier.
2. We are very concerned by the high proportion
of 'errors' amongst the cases concluded so far. We understand
the difficulty in keeping track of people who may have made multiple
applications, sometimes in different names, particularly in the
years before the biometrics information of applicants was recorded
and at times when the numbers of people seeking asylum were at
record highs. It is most regrettable, however, that the registration
of cases became so chaotic. We trust that the new asylum model
of case-handling, will prevent such confusion recurring, and we
look forward to seeing evidence of this in Lin Homer's next letter
to us. (Paragraph 14)
We have always been clear that the original 400-450,000
cases would contain duplicate records and data errors. Examples
of why we might close a case are because the record is a duplicate
file, a data error, or an asylum claim where the individual's
country of origin is now a member of the EU. Cases are not closed
until all relevant checks have been carried out to establish that
no further action is necessary
The New Asylum Model already has a robust system
which prevents multiple cases being created for an applicant.
All asylum applicants are fingerprinted and the fingerprints
are automatically cross-referenced against the fingerprints held
on the Immigration Asylum Fingerprint System to see if they have
been previously fingerprinted in the United Kingdom; and the Eurodac
database is also checked to see if the individual has an outstanding
application in the European Union. This enables a single identity
to be attributed to an individual even if they attempt to claim'
in multiple identities within a ten year period.
If a fingerprint is verified as a match to fingerprints
on one of these databases, the case is immediately referred to
the local Criminal Investigation Team (CIT). If, after an initial
assessment, the case will not be investigated further by the CIT,
the caseowner is notified that a multiple application has been
made and is responsible for concluding the case using the correct
identity. The first identity used by a person is accepted as the
correct identity unless satisfactory evidence exists in support
of another identity, for example, passport, lD card or birth certificate.
Individuals are issued Application Registration Cards
(ARC) which contains their photograph and fingerprints and this
is used when they report and if they wish to access asylum support.
Only one ARC is appropriate and it must reflect the subject's
true / accepted identity.
3. It is vital for the UKBA to undertake general
housekeeping exercises of the type that has brought this tranche
of immigration cases to light. However, we are astonished that
such a large number of files 40,000 - should have been, in effect,
abandoned incomplete. We sincerely hope that this is the last
batch of unresolved cases to discover. (Paragraph 19)
The majority of these cases will not need any workother
than to close the file on the internal systems. We expect around
15% of these files will require further substantive action.
We have vastly improved the way we manage immigration
cases. As part of our modernisation process we are moving away
from the use of paper files and assessing file management standards.
We are now rolling out our new e-borders scheme which
will count people in and out and is helping us to identify those
who left the country. We are also introducing ID cards for foreign
nationals to tie people to one identity. We are also targeting
rogue employers and illegal working to ensure that those with
no right to be here cannot stay here and get jobs or access benefits.
Our strategy also includes stopping immigration offenders
from coming to the UK in the first place; We are extending the
number of visitors who require visas, and since December 2007,
100% of visas have been fingerprint based. Our. Risk and Liaison
Overseas Network provides additional checks and supports all high
risk posts in making the right visa decisions. Our Immigration
Liaison Officers attend flight departures to give on-the-spot
advice to check-in staff on the documents presented by passengers,
helping to stop passengers with forged documents from even boarding
the planes.
4. The previous Home Secretary described the
UKBA 'as not fit for purpose', and the recent discovery of these
immigration cases shows that the agency still has a long way to
go before it is operating as efficiently and effectively as it
needs to do. Despite this, in 2007-08, 29 employees received bonuses
totalling £295,000. (Paragraph 20)
The framework and criteria for awarding bonuses in
the Home Office was outlined in Sir David Normington's letter
to the Committee dated 2 November and was also the subject of
his letter to the Committee dated 15 January 2010.
In 2007/08, the guidance allowed up to 75% of senior
civil servants to receive bonuses. In the Home Office as a whole,
70% of senior civil servants were awarded bonuses, and in the
UK Border Agency it was 65%. That is, 29 individuals receiving
bonuses at a total cost of £295,000; and 16 individuals received
nothing.
The bonuses awarded to senior staff in the UK Border
Agency were justified by the performance. 2008 was the year in
which the Home Office (including the Agency) was judged as having
made remarkable progress in its capability review, becoming, officially,
the most improved Department in Whitehall.
The agency has delivered significant results during
this time. Fingerprint visas were introduced ahead of time and
under-budget. The agency has continued to deport record numbers
of foreign criminals. And in 2008 the Agency began to roll out
the Points Based System to control those coming to the UK to work
and study. The single border force - merging customs and immigrationhas
been established. All of this has been achieved within a budget
which was held flat in cash terms.
5. We note that in the last few years the
immigration service has had to implement eight large immigration
acts, including most recently the introduction of the Points Based
System, and a further massive Bill is proposed. We consider that
the problems faced by UKBA require administrative action rather
than further legislation. (Paragraph 21)
Administrative actions and legislation should not
be seen as alternatives. Both are necessary and need to complement
one another. In publishing our proposals for a new Immigration
Bill in November we explained the need for simplification of the
legal framework:
Over the years we have had to respond to new patterns
of migration and to misuse of our system, in a rapidly changing
world. This has meant that it has been necessary to make a succession
of specific changes to the law so that we could respond more effectively.
Now is, the time to build on the necessary changes we have already
made, to take stock of what more is needed, and to consolidate
and simplify the legal framework.
We have made the immediate legislative changes which
were necessary to support the wide-ranging changes of policy,
process and organisation we have already put in place But we have
also been clear that a wider reform of the legal framework for
immigration is now needed, to build on those new provisions and
ensure that the law as a whole is clear, consistent and comprehensible.
(Cm 7730)
We have made clear that legislative change cannot
be an end in itself. The aim is to reinforce and enable the organisational
and administrative reforms which are already well underway. A
comprehensive new law will help make those changes stick.
6. We note the Independent Chief Inspector's
and the Minister's comments about the key role played by consulate
staff in the granting of visas and the number of UKBA staff who
work abroad. We remain most concerned that the Independent Chief
Inspector's role remains unclear. We have in previous reports
highlighted UKBA's and its- predecessor agencies' problems concerning
the backlog of asylum applications. We regret that the Chief Inspector,
started his operation with visa inspections rather than with the
areas of most concern to members of Parliament and their constituents.
We look forward to receiving the report of his asylum-related
inspection in February. (Paragraph 25)
The independent Chief Inspector's remit is set out
in the UK Borders Act 2007, as extended by the Borders, Citizenship
and Immigration Act of 2009. As an independent appointee the Chief
Inspector' is responsible for determining where and what he inspects
within this statutory framework. The independent Chief Inspector
consulted the Home Secretary on his inspection plan for 2009/10
and published it in April 2009 (including an indicative provisional
plan for 2010/11). This plan balances both overseas and UK focussed
inspections and the independent Chief Inspector has followed that
plan. The first Annual report of the work of the independent Chief
Inspector, published on 15 December 2009, contains details of
his first set of inspections.
7. We previously expressed concern about the
merger of so many roles into the one post of Independent Chief
Inspector and suggested that in particular assuming the visa-related
work of the Independent Monitor would be burdensome. We regret
that the Government did not heed our advice. (Paragraph 26)
The independent Chief Inspector has confirmed to
the Home Secretary that he has sufficient resources to fulfil
his full set of statutory responsibilities. He is inspecting UK
Border Agency work overseas as part of his remit and so the Independent
Monitor function has been integrated efficiently into his programme
of inspections.
8. We note that the Independent Monitor was
empowered to monitor only rejections of visas and not approvals,
It has been reported that there are errors in up to 15/% of decisions
to reject visas (though some of these are minor administrative
mistakes rather than substantive ones); and it is therefore possible
that a similar number are being issued incorrectly. We therefore
welcome the Independent Chief Inspector's confirmation that he
will examine both the process of issuing visas and the appropriateness
of the decisions being made. (Paragraph 27)
The Independent Monitor identified in her final published
report for April to September 2008 that in 84.8% of 906 cases
sampled the refusal notices were reasonable and provided correct
information.
Of the cases where this wasn't the case, only 1%
of cases were viewed as `wholly unreasonable'a decision
that no reasonably competent and fair Entry Clearance Officer
would make. In a further 1%, of cases significant maladministration
was viewed to have undermined the fairness of the decision. The
other errors related to people being given inaccurate information
in the refusal notice on appeal rights, referred to the wrong
rule or contained administrative errors. There was no suggestion
that the decision to refuse was fundamentally wrong.
The independent Chief Inspector's recent inspections
of Kuala Lumpur and Chennai have included scrutiny of visas issued
as well as visa refusals and he has confirmed that he intends
to continue this approach for future overseas inspections. The
Kuala Lumpur report was published on 27 January and the Chennai
report will be published in the near future.
9. We welcome the Independent Chief Inspector's
proposal to review Tier Four of the Points-Based System, but regret
that this review will not be completed until the end of next year.
We also welcome the more focused review of Tier Four being undertaken
by the Home Office at the request of the Prime Minister. (Paragraph
28)
The review of Tier 4 announced by the Prime Minister
on 12 November 2009 was prompted because of concerns by our front
line staff overseas and at the border about the sharp rise in
student applications experienced in some parts of the world.
A draft report was received by Ministers for the
Home Office and Department of Business Innovation and Skills before
Christmas, and it is being considered, before the final report
is submitted to the Prime Minister. As soon as the way forward
is clear, we intend to consult the education sector further on
the detail of implementation, including developing an impact assessment.
We recognise the importance of international students
both to the UK economy and to the individual institutions where
they study. We will continue to work with all parts of the education
sector to ensure that the immigration system is delivering all
that it needs to by facilitating the entry of genuine international
students, but keeping out those who would seek to abuse our controls.
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