Further correspondence from the Home Secretary
to the Committee, 17 November 2009
1. Thank you for your letter of 13 October
to the Home Secretary about the future of the Forensic Science
Service. He has asked me to reply as Minister responsible for
forensic science and specifically for the Government's 100% shareholding
in the Forensic Science Service (FSS) Ltd.
2. You asked for clarification on five points,
which you believed were not fully covered in the Home Secretary's
previous reply.
SOME PRIVATE
SECTOR FIRMS
WORKING TO
A COST
CEILING
3. This was asserted by a trades union representative
who did not, as far as I am aware, produce evidence to support
the claim. As a stand alone statement, the assertion is not accurate.
It conceals a wealth of detail about the process by which forensic
analysis is procured by police forces.
4. In his letter of 19 August, Alan Johnson explained
the new arrangements put in place by the National Policing Improvement
Agency for the procurement of forensic science by police forces
in England and Wales. The key point is that it is the police customer
who decides what tests should be carried out and how much expenditure
can be justified. Under the National Forensics Framework Agreement
(NFFA), forensics suppliers are now required to price the majority
of services they perform on a unit base, as opposed to an hourly
charge basis. This provides much greater clarity/visibility of
pricing methodologies and allows forces a greater ability for
budget forecasting. Within each specification there are multiple
pricing points to cover the whole remit/progress of analysis needed
for that specification, in effect breaking down the full analysis
into a number of units, each with its own price. There is therefore
no need for suppliers to work to a "cost ceiling", as
any additional or sequential work can be catered by using multiple
units. Forces themselves will either approve this additional work
or not after discussion with the supplier.
5. I see no evidence to justify the full
investigation you ask for, as there is a robust process in place,
managed by the police service in consultation with suppliers,
to establish the optimum results, taking proper account of value
for money and overall budget constraints. The decision is for
the customer, not the provider.
ALTHOUGH IT
DOMINATES THE
COMMERCIAL MARKET,
THE FSS CANNOT
MAKE MONEY
6. The FSS currently supports a sizeable
infrastructure comprised of primary laboratories and some smaller
sites. Over recent years, increased competition and changes in
the way in which police forces buy their forensic service provision
has resulted in a marked decline in the FSS market share. The
emerging forensics market points towards a continued reduction
in the amount of work available for which companies can bid competitively,
as police forces increasingly scrutinise and value test forensic
work that they might previously have awarded to the FSS.
7. The FSS must adapt to meet these changes and
in doing so, is fully committed to maintaining the highest possible
quality of service. Indeed, the transformation is geared towards
improving the efficiency and effectiveness of the service provided
to customers, in improving turnaround times and enabling cost-effective
analysis and interpretation to complement the type of work being
carried out in-house by forces. Furthermore, the FSS continues
to be committed to innovation and to bringing highly specialised
new breakthrough techniques to the Criminal Justice System. This
type of innovation can only arise where the experience and specialist
approach facilitates research and development and as such, provides
a counter balance to the more routine work now increasingly undertaken
at force level.
8. Since the transformation is driven by
the requirements of the customer, clearly the FSS will continue
to provide those services which the customer wishes to purchase
from them. The selection of services offered is therefore not
dictated by profitability, but by the demands of the customer.
HOME OFFICE
FUNDING AND
WIDER COSTS
9. The four primary sites selected by the
FSS from which to operate the new national business streams all
currently house DNA facilities. This critical factor was one of
several taken into consideration in deciding where to locate centres
for the best possible service provision. However, it is not cost
alone which rules out the notion of installing DNA facilities
in one of the remaining three. The start up time in establishing
new facilities would be at the expense of existing work and would
take resource (such as staff) from the existing, well established
facilities, to the detriment of ongoing casework. The FSS believes
that it is well positioned to provide the necessary throughput
of DNA work at the four sites chosen both now and for the foreseeable
future, so there is no necessity to cost the opening of new facilities
in any of the other three laboratories.
REGULATORY SAFEGUARDS
ARE IN
PLACE
10. This concerns the operation of the National
Forensics Framework Agreement. The NFFA comprises 14 Lots or Packages
of Services that cover the majority of laboratory forensic services
that forces would want. (Counter Terrorism and e-forensics are
not included as these will be dealt with by way of separate frameworks).
The NFFA contains stringent Standards, Accreditation and Quality
requirements, to ensure that overall standards of forensic service
provision are maintained at a high level.
11. Ten suppliers are currently accredited under
the NFFA. Four can provide services across all 14 packages. There
are safeguards in the NFFA terms and conditions that ensure all
suppliers must bid for "lots" or areas of work, for
which they are accredited on the NFFA. This requirement is there
to prevent "cherry-picking" or gaps in service provision
to forces.
12. The NFFA also contains a User Requirement
and detailed Service Specifications, agreed by all the forces,
to ensure consistency of supply whichever the supplier used. Commercial
principles such as benchmarking and gains sharing, which incentivise
good performance, ensure service delivery remains at a high level.
Such commercial principles are now common in other public sector
contracts and secure value for money for the tax payer.
13. Competitive tendering in this market
has led to greater choice of suppliers for the forces; more competition
between suppliers; keener prices; standardised specifications
and contractual terms and conditions, and greater emphasis on
accreditation and quality standards.
14. In his oral evidence, Bill Griffiths
discussed the required balance between re-shaping the FSS to ensure
its future sustainability and optimising responsiveness to scenes.
He also gave an assurance that the FSS is confident of fulfilling
its contractual obligations to attend scenes of crime within four
hours of call-out, including scenes in relatively remote geographical
areas. This service will be delivered by scientists living in
these areas in addition to services delivered from the FSS' four
future, main locations, ensuring suitably agile and flexible provision.
15. I am grateful to you for raising the
issue of scene attendance as there is a widespread misunderstanding
of what happens on the ground. Firstly, the FSS is not routinely
invited to attend every scene, since evidence collection at scene
is invariably dealt with by police scenes-of-crime personnel.
Secondly, the requirement of the National Forensic Procurement
Framework is to attend scenes, when requested, within four hours:
the reduction in the number of main laboratories has no significant
national impact on the ability of the FSS to meet that requirement.
16. In many instances, the FSS is asked
to attend a scene only after the authorities have completed certain
initial work (such as a fire investigation). It is routine for
scientists to be asked to wait until police scenes of crime officers
have completed their provisional examinations. At a murder scene,
they are not admitted until the pathologist has reviewed the body
and the police have released the scene.
17. Furthermore, it is important to note
that, whilst laboratories are the processing centres for analysis,
they are not the only point from which staff are despatched to
scene. Out of hours, it is often a key consideration for work
to be carried out in daylight, so staff would be despatched from
home.
18. In those areas not readily reachable
within the specified time, the requirement to attend scenes is
low. The FSS was called to attend 658 scenes in 2008 of which
only 10 were in such areas. During a year, the FSS generally handles
around 120,000 cases.
19. In the proposed plans, those areas not
covered are largely ones which they cannot currently reach in
any case. These areas are not ones which they are currently contracted
to cover, since the work there has been awarded to another provider.
However, should their inclusion be required, these areas would
then be subject to specific arrangements agreed with individual
customers on a case by case basis. Under the new plans, the FSS
is considering the introduction of response teams to be retained
on standby to cater for these areas should they be required to
do so.
20. I believe there is also some misunderstanding
concerning the persistence of evidence at scene and the urgency
of securing samples. Crime scene samples could include an enormous
range of evidence types, from fibres to bullet cartridges, and
are not merely confined to body fluids from which to obtain a
possible DNA profile. The processing of samples once collected
is an established system that does not rely on the existence of
a main laboratory close by. Firearms cases, for instance, are
handled at one of two centres, in Manchester or London.
21. In short, far from a deterioration of
service, the intention in formulating the new national structure
is to achieve an improvement in turnaround times; quality of work;
efficiency, and effectiveness for police customers.
THE PERFORMANCE
OF PRIVATE
FIRMS IN
RESPONSE TO
TERRORIST ATTACKS
22. There is a good deal of misunderstanding
about the role of forensics in dealing with mass fatality incidents
and in tackling terrorism. In the case of the former, the method
of victim identification is not the same as that used for criminal
investigation. The system of DNA analysis and comparison is not
the one used to populate the National DNA Database. In dealing
with the Indonesian tsunami, for example, the DNA work to identify
victims was done by Orchid Cellmark as the only company accredited
in the UK to use the approved DNA profiling system known as Identifiler
required by the Thai authorities.
23. In the case of terrorist incidents and counter
terrorism generally, you will appreciate that much of the detail
must remain confidential. The majority of the forensics effort
in counter terrorism is currently directed towards gathering intelligence.
The primary forensic means of tracking and identifying terrorists
nationally and internationally is through fingerprint examination
which is conducted by the Police Service. DNA profiling and other
forensic techniques that are undertaken by external forensic science
providers have a secondary and complimentary role but a much lesser
scale than fingerprints. The majority of the intelligence DNA
work is not being undertaken by the FSS and they have a limited
role in the general CT forensic effort. The FSS did respond quickly
and effectively to the investigations and operations that flowed
from the London bombings of July 2005. However, this was a very
small fraction of the overall response.
24. The provision of forensic services for
counter-terrorism (CT) investigations has been deliberately omitted
from the NFFA. This is because of the unique requirements and
sensitivities of this type of work, and the higher levels of security
needed. The Metropolitan Police provide the national coordination
of forensic CT provision which includes that of the external forensic
suppliers. A separate CT forensic procurement framework is being
planned, to specifically select forensic suppliers for CT work
via a competitive tendering process. This procurement work will
also include business continuity provisions to ensure that in
the event of a major CT operation, all forensic suppliers work
together to prioritise CT forensic analysis and at the same time,
manage the normal day to day activities at the same time. In the
interim period, contingency to deal with a major CT event remains
the same, in that all the major suppliers fully understand their
responsibilities for dealing with CT events. In fact, the events
of 7 July were not solely dealt with by the FSS, as other suppliers
assisted with the forensic laboratory analysis. These suppliers
fully appreciate the public service ethos in this respect.
25. I hope that this response fully addresses
any remaining concerns. I fully understand the strength of feeling
generated by the loss of jobs and the closure of sites. But I
remain convinced that these measures, taken as part of a radical
re-structuring of the business, are vital if the FSS is to continue
to provide first class service to its customers.
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