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Analysis of data

 

Memorandum submitted by the Welsh Occupational Therapy Service Leads Group (CBPS 31)

 

 

EQUIPMENT PROVISION FOR CROSS BOUNDARY DISCHARGES

 

 

Report submitted by: Welsh Occupational Therapy Service Leads Group ( WOTSLGs )

 

1. Introduction

 

Whilst welcoming the current Welsh Assembly Government initiative for Community Equipment Service Integration, there are concerns that this has to date focused on local solutions and has not yet taken into account the wider issues of cross boundary service provision.

 

This paper aims to outline current concerns and make recommendations which will reduce the current organisational barriers and lead to more effective service provision for patients.

 

2. Background

 

Health and Social Services in Wales are delivered via 11 NHS Trusts and 22 Local Authorities. There will be times when patients access services across the boundaries of these organisations. Wales also borders many of the English Counties and Welsh patients may access services across the border into England. Each of these differing authorities, both in England and Wales will have different policies and procedures for the provision of equipment, different paperwork, different core equipment which they routinely provide and different staff responsible for this role.

 

Patients are often treated outside their geographical area for both elective surgery and specialist regional services. This can create planning and communication difficulties when implementing discharge plans or future follow up of care. This lack of joined up thinking can result in wastage of clinical time and delayed discharge. Occupational Therapy staff are often faced with the challenge of negotiating arrangements for individual patients, in order to ensure a safe discharge, in the absence of an All Wales agreed system. Clinical staff from Trusts discharging patients from out of area may be forced to spend considerable time being passed from authority to authority in an attempt to make contact with local staff with the appropriate responsibility for authorising the provision of equipment for patients returning from out of County.

Patients are now being offered elective surgery in a variety of Trusts across the country and the implications for equipment provision are rarely factored into the commissioning and planning of these services. Areas where pre operative screening is completed in partnership with local services are able to plan ahead regarding equipment needs. This is successful in facilitating earlier discharge, but may be compromised when waiting lists are transferred to other providers.

 

Patients are often put at risk where discharge is unplanned, poorly planned, or equipment is considered at the last moment. This puts increasing pressure on the OT or equipment provider in the local area who may have to rearrange or cancel scheduled work to accommodate people returning to the area following inpatient episodes elsewhere.

 

WOTSLGs recently carried out a survey of the current arrangements for the provision of cross boundary equipment. This is attached as Appendix A.

 

Appendix B indicates the complexity of a potential patient journey and the associated risks.

 

3. Current Concerns

 

1. There is no clear policy / guidance on respective responsibilities for discharging trusts and local services. This leads to disparity of service provision with some services carrying out home assessments and providing equipment whilst others do not even assess patients from outside their catchment area. A variety of methods of equipment provision currently exist including direct delivery by equipment provider with no further assessment , equipment provided for relatives to fit, home assessment with delivery and fitting of equipment by OT support staff, and occasionally, home assessment by qualified Occupational Therapist. The method is often dictated by lack of agreed systems, lack of OT resources and time pressures rather than clinical need.

2. Usually, the OT assessing the patient pre discharge is not able to assess the home environment and relies on information from patients / relatives / local OT service. This creates a potential clinical risk and it is unclear whether it is the discharging authority, or local service, who retains responsibility for the patient.

3. Service level agreements for elective and emergency treatment do not factor in therapy time and equipment provision.

4. Generally Health provide for short term need, and Social Services provide for long term need but this is not consistent across Wales. Intermediate care teams often bridge the gap, however the availability / criteria for these teams varies across areas. This compounds the confusion over who is responsible for equipment provision.

5. Health care provision is based on the location of the GP and Social Services provision is based on their postcode. This will potentially cause problems with integrated services.

6. Each service provides a different range of equipment as its core stock which makes it difficult for the discharging OT to identify appropriate equipment to meet a patients needs.

7. Each service may have different criteria for the provision of equipment.

8. Each service may require information in a variety of forms - there is no standardised transfer of information form or equipment requisition form.

9. There is no standard pathway so clinical time is wasted negotiating with equipment providers and local services.

10. Current focus on reducing length of stay increases pressures on both discharging OTs and local services to respond in a timely manner, and lack of services and agreed systems can sometimes lead to unnecessary increases in length of stay

 

 

 

4. Recommendations

 

1. Clear All Wales Policy on respective responsibilities of discharging trusts and local services.

2. Acknowledgment of respective responsibilities in Commissioning agreements with consideration given to any resource implications.

3. Agreed All Wales safe systems of work to utilise resources most effectively including roles of OTs, support workers and equipment providers, adhering to the COT Code of Ethics and Professional Conduct and hpc Standards of conduct, performance and ethics.

4. All Wales agreement on core equipment both type of equipment and criteria for provision

5. Pre operative clinics for elective surgery should include out of area patients to ensure discharge planning commences prior to admission

6. WOTSLGs to establish database of OT services and equipment providers.

 

 

Appendix A

ALL WALES SURVEY OF CROSS BOUNDARY PROVISION OF COMMUNITY EQUIPMENT

 

 

1. Aim of questionnaire

To clarify current arrangements regarding discharge of patients who live outside of the normal catchment area of the Trust / LHB

All OT Services accept referrals for these patients, assessing for post discharge need, however the scope of the services varies between Trusts in Wales and along the borders which interface with England

 

2. Methodology

Questionnaires were sent out via the All Wales Network of OT Service managers to all services within Health and Social Care

The questionnaire was designed to collect both quantitative and qualitative data relating to equipment provision across Wales

Responses were received from 11 NHS Organisations and 6 Social Service organisations. The low number of responses from Social Service departments may indicate the current reliance on the NHS to provide cross boundary services to patients being discharged from out of County hospitals

 

3. Analysis of data

 

Responses received: 11 Welsh NHS Trusts/LHB : 6 Welsh Local Authorities

 

Section 1: Completed by discharging services

 

Section 2: Completed by those services receiving referrals

 

 

 

 

 

 

SECTION 1: NHS Trusts

 

% yes

No of yes

Comments

Does your organisation have patients discharged to their home which is out of area?

 

100%

11/11

 

Do you accept referrals and complete hospital based assessments for these patients?

91%

10/11

1 respondent stated they do not normally carry out hospital based assessments for out of area patients as no additional funding is available , demand would increase which would affect their patients

Do you carry out home assessments out of area?

73%

8/11

These visits are dependant on distance ( 25 miles or 1 hour journey as a maximum ) and clinical need such as regional services

- normally contact local services to see if they will provide, but often unsuccessful

Do you provide required equipment for cross boundary discharges?

 

100%

11/11

 

What arrangements do you make for delivery and fitting ?

 

OT fits on home visit

Support staff deliver and fit

Stores staff deliver and fit

Relative given equipment to fit

 

 

Multiple choices dependent on circumstances

 

 

 

 

 

 

7

6

3

8

 

If you issue equipment to a relative to fit do you :-

 

Give verbal instructions

Give practical demonstration

Give written instructions

Record instruction given in notes

Ask patient / relative to sign to say instruction given

Ask patient / relative to sign disclaimer

 

Only issue equipment which does not need fitting

Phone patient / relative to check safe use of equipment

 

 

 

 

 

10

10

6

6

 

2

 

0

 

0

 

4

 

Do you assess for and prescribe equipment then refer to local OT to provide?

100%

11/11

It can be difficult to find out who should be contacted, resulting in delayed discharges

Some Trusts / LA will cooperate, others refuse to help even if the patient is from their area

Some Trusts / LA allow direct access to local Community equipment service via standard requisition forms

How do you refer :-

 

Phone call only

Referral form

Transfer of information form

Copy of assessment

 

 

27%

45%

18%

45%

 

 

3

5

2

5

 

 

 

 

 

 

Do you retain responsibility for the safe discharge arrangements?

 

55%

 

6

Not sure - not responsible for work carried out by other service.

Yes - will ensure arrangements have been made for safe discharge

Dependent on distance

Not if patient handed over

DGH retains responsibility - re WAG policy

NB 45% say no - responsibilities unclear due to delegation of provision of equipment to another service which may be equipment provider / OT Service

Do you retain responsibility for the patient for a time limited period post discharge?

 

 

1

1 Respondent retains responsibility for 4 weeks post discharge

Is there a method for follow up / review of equipment?

36%

4

2 respondents follow up with a letter after agreed length of time

2 respondents ask support staff to follow up with phone call

On average, how much additional time is taken up by an out of area discharge?

 

No more time

Up to 30 mins

30 - 60 mins

1 - 2 hours

2 + hours

 

 

 

 

 

 

 

 

 

 

45%

45%

 

 

 

 

 

 

 

5

5

 

How frequently do you have patients discharged from your Trust to Cross boundary destinations ?

 

Never

Less than 6 per year

Less than 6 per month

More than 6 per month

 

 

 

 

 

 

 

 

73%

 

 

 

 

 

 

 

 

8

 

What is the percentage split of emergency and elective admissions for patients admitted to your Trust from out of area who are then referred to OT ?

 

Emergency

 

 

Elective

 

 

 

 

 

 

 

30%, 20%, 15%, 50%

 

30%, 20%, 85%, 50%

 

 

 

 

 

 

 

 

Variations in split due to wide variety of Trusts included in survey.

Some provide regional services, others provide routine DGH services to a variety of Trusts

What is the approx % split of diagnoses

 

Elective orthopaedics

 

Falls

 

Complex rehab eg RTA, Burns

Other

 

 

 

10%, 40%, 30%

20%, 15%, 30%

10%, 50%, 15%

 

As above

 

 

 

 

 

 

 

 

SECTION 2

 

 

 

 

Will you act on verbal referrals from cross boundary hospitals

 

Yes 8

No 1

Some DGH have access to local stores and can requisition direct

 

Verbal referral must be followed by written confirmation

Do you require written referrals

 

 

Yes 8

No 1

 

Do you require a copy of the assessments

 

Yes, before issuing equipment

Will issue equipment on verbal referral with documentation to follow

No if referring OT is known

No , will provide equipment anyway

 

 

 

 

5

4

 

 

 

 

If you accept referrals for equipment provision, do you:

 

Re- assess patient

 

Accept the assessment of referring OT and:-

 

Provide equipment via support staff

 

Arrange delivery from store

 

Arrange for relatives to collect and fit

 

Phone to check after delivery

 

 

 

 

 

 

 

 

 

 

 

 

 

0

 

9

 

 

4

 

 

5

 

2

 

 

2

 

 

 

 

 

 

 

 

Variety / multiple methods highlighted depending on time available / complexity of case and equipment needed

 

 

One authority sends letter to original referrer to notify that equipment delivery has taken place and that evaluation stage is completed

Approx how many patients per year are referred from out of area requiring :-

 

Equipment

Further assessment

Further rehab

Minor adaptations

 

 

 

 

 

 

 

 

 

Numbers difficult to assess / impossible to collect with current IT Systems

What arrangements are in place for patients treated privately ?

 

 

9 replies - no clear policy in place

Most areas state that patients returning following private treatment have access to the same services as anyone else

 

COMMENTS

 

 

 

 

 

 

 

 

 

88% of respondents felt a standardised All Wales Transfer of information form would be beneficial

 

19 March 2008