Explanatory Memorandum to the National Assembly
for Wales (Legislative Competence) (social welfare and other fields)
Order 2008
Introduction
1. The Government of Wales Act
2006 ("the 2006 Act") empowers Her Majesty, by Order
in Council, to confer continuing legislative competence on the
National Assembly for Wales ("the Assembly") to legislate
by Assembly Measure on specified matters. Assembly Measures may
make any provision which could be made by Act of Parliament (and
therefore can modify existing legislation and make new provision),
in accordance with the competence conferred on the Assembly and
subject to the provisions of the 2006 Act.
2. The attached document is a proposed
Order in Council. It sets out matters which it is proposed to
add to the legislative competence of the Assembly. In order to
do so, an Order in Council will need to be made by Her Majesty
following approval of a draft of the Order by the Assembly and
by both Houses of Parliament.
3. This memorandum has been prepared
by the Welsh Assembly Government. It explains the background to
and context of the proposed Order in Council.
Background
4. New legislative powers related
to the specified "matters" will enable the Assembly
to pass Measures, which are based on Welsh priorities and timescales.
These Measures will be subject to thorough scrutiny and approval
by the Assembly.
5. The Welsh Ministers have wide-ranging
responsibilities relating to the field of Social Welfare. Local
authorities and their statutory partners in Wales have a responsibility
to safeguard, promote and secure the wellbeing of all children
and young people, including those who may be vulnerable - particularly
those in need; children looked after and care leavers. The Welsh
Assembly Government has sought, through specific provision for
Wales in Parliamentary Bills and by using its subordinate legislation
powers, to develop a distinct approach which responds to Welsh
circumstances and the needs of children in Wales.
6. The Welsh Assembly Government
policy for all children and young people, including those who
are vulnerable, and for tackling child poverty is underpinned
by four key publications outlined below. The Welsh Assembly Government's
programme of government includes a commitment to developing Wales-specific
solutions to child poverty (and the poverty experienced by those
families and communities within which poor children live); and
to integrating strategies through reform and consolidation of
the law in relation to the welfare of all children and young people,
including vulnerable children. The Welsh Assembly Government sees
the Legislative Competence Order as a necessary vehicle to deliver
these commitments.
7. Rights to Action[1]
is the Welsh Assembly Government overarching policy
for all Children and Young People. It is underpinned by seven
core aims, that children and young people:
- have a flying start in life
- have a comprehensive range
of education and learning opportunities
- enjoy the best possible health
and are free from abuse, victimisation and exploitation
- have access to play, leisure,
sporting and cultural activities
- are listened to, treated with
respect, and have their race and cultural identity recognised
- have a safe home and a community
which supports physical and emotional wellbeing
- are not disadvantaged by poverty.
- These are based on a number
of core themes:
- foundation of principle in
the UN Convention on the Rights of the Child;
- entitlements to services based
on the needs of the child or young person;
- listening to and acting on
the views of children, young people and families;
- giving the highest priority
to those most in need, recognising children in care as being a
particularly disadvantaged group ; and
- a commitment to partnership
working between different local organisations as the only way
in which these aspirations can be achieved.
8. Fulfilled Lives, Supportive
Communities[2],
a ten year strategy for Social Services in Wales and Towards
A Stable Life and A Brighter Future[3],
set out the Welsh Assembly Government's policy intentions and
early actions towards progressive reforms to modernise service
delivery for vulnerable children and to accelerate improvements
in policies and outcomes for looked after children.
9. The Child Poverty Implementation
Plan and associated milestones and targets paper - Eradicating
Child Poverty in Wales - Measuring Success - set out specific
solutions and actions to integrate polices and programmes to eradicate
child poverty in Wales by 2020, building on existing anti-poverty
programmes such as Flying Start, Cymorth and Communities First.
Tackling poverty and social exclusion among children and young
people is central to the Welsh Assembly Government's broader strategy
to improve quality of life, promote social inclusion and equality
of opportunity for every community in Wales.
10. There is an increasing difference
in approach between England and Wales in the policy, planning
and delivery of services for children and young people. The Children
Act 2004 marked a step change to a tailored approach in Wales
to meet our distinct agenda for children and young people. There
are no Children's Trusts in Wales, and Welsh local authorities
have not been required to create a single director for children's
services. Instead, lead directors and members in local government
and the NHS have responsibility for partnership working through
the Children and Young People's Partnerships. The welfare and
provision of services to vulnerable children in Wales is the responsibility
of 22 local authorities that work coterminously with 22 local
health boards and 14 National Health Service (NHS) Trusts in the
assessment and planning of local needs across their respective
areas. The Directors of Social Services and Chief Education Officers
are responsible for provision of service delivery in their areas.
Children and Young People's Partnerships (22) are the main bodies
responsible for coordinating and overseeing the development of
a strategic single plan on how the wellbeing of children in their
area will be improved to inform the delivery, commissioning, pooling
of resources and services across the partnership. The Children
and Young People's Partnerships have no responsibility for the
direct provision of services.
11. The Welsh Assembly Government
policy "Towards A Stable Life", implemented from this
July, is a unique policy for children in care in Wales tailored
to reflect local circumstances and solutions. It further demonstrates
the need for Wales to acquire the powers to tackle Welsh priorities
and issues. Limitations on the current settlement restrict our
ability to bring forward the range of coherent provisions that
we would like to see and that would make a difference for vulnerable
children in Wales, based on a stronger focus on preventative action
and on support for parents as well as children.
12. The Order covers the welfare
of all children and young people in Wales up to the age of 25
years old, with minor exceptions in relation to certain care leavers.
Vulnerable children are defined within the Order which has broad
scope to relate to the needs of a diverse range of children: any
child in need (including disabled or very sick children), children
on the periphery of care, in care, or who have left care. It is
drafted so as to include support to parents who may need help
for their mental health, substance misuse, learning disability,
poverty or other problems that may affect a child's opportunities
and wellbeing. Local authorities currently provide direct services
for around
24,000 children in need and other
children and families are supported through area-based programmes
such as Flying Start and Cymorth. "Looked after children"
includes children in local authority care in Wales (4,800) and
care leavers (1,600) where the Assembly Government and local authorities
have unique responsibilities as corporate parents of this particularly
vulnerable group. Some 28% (170,000) of children in Wales live
in poverty, in households with incomes below the 60% median.
13. There now exists a large volume
of legislation relating to the welfare of children and young people
that is fragmented and has been amended by many Acts of Parliament
and various Orders and Regulations, made on an England and Wales
or Wales only basis. There are also inconsistencies between areas
of legislation, meaning that different groups of young people
receive different levels of service based on their status rather
than need. The Order will allow the reform and consolidation of
existing legislation in relation to vulnerable children, bringing
together and rationalising provisions made over the years. It
will enable the Welsh Assembly Government to bring about greater
clarity for local government and its partners as to their duties
to promote social welfare for all children and young people, in
particular the most vulnerable, including children in poverty.
14. Building on the Welsh Assembly
Government's 10 year strategy for social services, the intention
is to consult (in 2008) on proposals for legislation to implement
a strategy for vulnerable children operating in the context of
the new statutory Children and Young People's Partnerships[4].
The Order will enable the Welsh Assembly Government to bring forward
coherent proposals for legislation in the knowledge that the Assembly
will have the necessary powers to implement changes in the law
relating to the welfare of children and young people, in particular
so as to achieve the stronger focus on supporting families and
on preventative action which has already been identified as a
key theme.
15. Enhanced powers in this area
are needed in order to overcome the current legislative restrictions
and to enable Welsh solutions to be brought forward to deliver
on the commitments set out above. Current legislative constraints
have limited the development and improvement of looked after children
policies to meet Welsh needs, which has resulted in objectives
not always being fully achieved. The Order will confer enhanced
legislative competence for the Assembly to reform the law in relation
to vulnerable children and child poverty to:
(i) rationalise and consolidate
existing provisions for vulnerable children;
(i) reform the law to provide
the legal framework for the implementation of key components of
the Welsh Assembly Government's policies for vulnerable children
in Wales;
iii) take action to place duties
on public bodies to demonstrate their contribution to ending child
poverty; and
(iv) create a statutory right
for free child care for two year olds in greatest need
16. The Order will also
provide a legal framework for the Welsh Assembly Government to
take forward its proposals to tackle child poverty, in particular
to underpin arrangements to provide a top-up payment to the Child
Trust Fund accounts for certain categories of children and specific
arrangements for Welsh local authorities to boost the savings
of children in Wales.
Scope
17. The Order seeks to confer powers
on the National Assembly for Wales (NAfW) to make Assembly Measures
in relation to the welfare of all children and young people including
vulnerable children and to tackle child poverty in Wales, by adding
matters to Schedule 5 of the 2006 Act. The scope of the Order
is drawn so as to enable the Assembly to reform and consolidate
existing legislation for children in need, including looked after
children and care leavers. It would enable changes to support
the welfare of broader groups of children (up to 25 years of age),
not just those who are categorised as "looked after"
or "children in need". It will, for example, cover any
child and their carer (parent) who is in receipt of social care
services and may range from childminding to parenting classes
and all services provided under Flying Start and Cymorth. It is
also drawn so as to encompass support to families of children
who would be at risk of becoming in need had they not had a service.
It includes local authorities' and their partners' general duties
for safeguarding and promoting the wellbeing of all children in
their area including specific provisions and actions in relation
to tackling child poverty.
18. The matters set out in the
Order would in the main cover services currently provided under
Parts 2 and 3 and Schedule 2 of the Children Act 1989. They would
also extend to local authorities' responsibilities for pre-school
and other child minding and childcare services currently provided
under the Flying Start and Cymorth programmes. Other legislation
relating to vulnerable children which is within the scope of these
matters is the power to make grants for welfare purposes under
the Education Act 2002, the Adoption and Children Act 2002, Care
Standards Act 2000, the Children Act 2004 and community care legislation
in so far as these relate to the functions of local authorities
in relation to disabled children and those caring for them and
also to children who are themselves carers of disabled adults.
19. As outlined above, the principal
enhancement is in the field of social welfare, although there
are related matters in the fields of education and training, and
sports and recreation which evidence shows are key components
to a child and young person's development and social wellbeing.
Cross border duties in relation to England and Wales are preserved.
When considering matters it is important to recognise that these
matters are linked and must be considered in the round as services
and functions relating to vulnerable children and young people
may be covered by one or more of the matters across the three
fields.
Field 5 - education and training
20. Matter 5.18 - This would enable
the Assembly to legislate with regard to those aspects of the
Flying Start and Cymorth schemes which involve the provision of
facilities and activities which are educational in nature. It
would also cover other linked schemes provided by local authorities
and their partners to enhance the development and welfare of children
and young people
Field 15 - social welfare
21. Matters 15.2 and 15.6 relate
to the general duties of safeguarding and promoting the well-being
of all children and young persons and support to their families.
This will cover local authorities' and statutory partners' (and
individuals') broad and specific responsibilities and duties of
co-operation (on individuals and bodies) for safeguarding, and
promoting the welfare of all children in Wales and reducing inequality
to ensure they are safe and have optimum life chances. 15.2 covers
the functions of public authorities: this would include organisations
or persons carrying out those functions directly or on behalf
of a public authority (for example voluntary and independent sector)
in discharging their functions to safeguard and promote the wellbeing
of children and young people in their area. Matter 15.2 is confined
to functions of public authorities. It has been made clear that
this Order does not confer competence on the National Assembly
for Wales to remove the defence of reasonable punishment in relation
to the offence of common assault where the assault is against
a child.
22. 15.2(c) relates specifically
to the wellbeing of any child or young person that may require
support necessary to ensure they are not disadvantaged by aspects
of child poverty or inequality of different groups for example,
services to a disabled child, support for 'independent living'
for younger disabled persons.
23. The line after 15.2(c) makes
clear that matter 15.2 does not extend to the functions of public
bodies that are non-devolved for example: Youth Justice Board,
Police and the Courts. Matter 15.6 however does cover in addition
the non-devolved bodies specified in 15.6 (b) to (g), but only
in relation to co-operation and arrangements to safeguard and
promote the wellbeing of children and young people. The scope
of Matter 15.6 is limited to co-operation and arrangements. It
cannot impose any new functions outside the scope of the matter
on the bodies listed; it does however provide scope to modify
the arrangements for co-operation in consultation with them.
24. In addition to the above Matter
15.7 in particular, covers the duties on the local authority as
lead agency in the Children and Young People's Partnership to
ensure that strategic plans take into account their duties to
promote wellbeing and include any new arrangements for Child Poverty
proofing. This includes provision of services such as child minding
and day care and specific duties in relation to vulnerable children
in care including education and health but provides sufficient
flexibility for different support and other arrangements that
the Welsh Assembly Government may want to bring forward in Wales.
25. Matter 15.3 - Adoption Services
and Special Guardianship Support Services - includes all devolved
functions in relation to adoption: public and private arrangements
including regulation and inspection of services and individuals
working in the service, post adoption support. It does not cover
any change to the court process for adoption or the law in relation
to placement for adoption. This is to ensure we preserve the unified
concept and system for adoptions across England and Wales. It
covers the full scope of the duties of local authorities in relation
to support services to which those involved in the new Special
Guardianship arrangements are entitled.
26. Matter 15. 4- Fostering - covers
all functions in respect of public and private arrangements for
fostering. This includes regulation and inspection of services
and individuals working in the service including changing the
way that foster carers are regulated and supported.
27. Matter 15.5 - Social Care Services
- provides competence in relation to any service that comes within
the definition and which is provided to the list of people set
out in 15.5(a) to (d) .This list of people includes:
15.5(a) and (c) all children
and young people up to 25 years old
15.5(b) any persons who care,
or are about to care, for children and young people for example
parents, family member, prospective adopters, foster carers etc
15.5(d) Services to care
leavers
28. Services provided to groups
within the list are not limited to traditional functions performed
by the local authority social service departments. Matter 15.5
covers broad social care provision across a range of public bodies
or other providers who carry out functions on their behalf. More
broadly matter 15.5 (b) relates to local authorities' duties to
those who are in care or who have been cared for (including children
temporarily accommodated under youth justice arrangements) and/or
who are provided with accommodation (not necessarily by local
authorities: this extends to private arrangements), in foster,
residential care (children homes, schools etc), secure care and
other settings, including those in care under a court order and
/ or voluntary arrangements. Matter 15.5 (d) extends support beyond
25 years to care leavers in circumstances where they are undertaking
a course of education or training. It also covers local authorities'
duties to provide a range of support and services (including accommodation)
to care leavers including financial assistance and living costs
for care leavers seeking employment or engaged in education and
training. Services for care leavers include access to a personal
advisor to maintain a pathway plan and wider support in relation
to contributions towards expenses and accommodation for those
who are undertaking education or training.
29. Matter 15.5 taken with 15.2
and 15.6 also covers the duties of local authorities and their
partners under section 24 of the Children Act 1989 to provide
advice and assistance to a category of children and young people,
which overlaps with those who have been looked after but which
is broader, including those who have been in local authority accommodation
but for an insufficiently long period, those who have been looked
after by or on behalf of voluntary organisations, those who have
been cared for by one of a number of different health bodies for
a period of more than three months, those who have been subject
to a special Guardianship order and those who have been privately
fostered.
30. The matters also extend to
the regulation and inspection of services (existing or new) and
the workforce in children's homes, foster services and other services
whether provided by individuals or organisations. Coverage is
given for the functions of ensuring safeguards and quality of
care, i.e. functions of the Local Safeguarding Children's Board
and those currently undertaken by the Care and Social Service
Inspectorate for Wales and the Care Council for Wales as they
apply to services for children and young people . Matter 15.5
(b) can include support to the wider family and friends who are
carers (commonly known as kinship care) and foster carers. It
also covers direct support to parents where the child may be at
risk had the service not been provided; for example, reunification
of a child in care with their birth family.
31. These matters also cover broad
welfare support to children and families under the preventative
and poverty reduction agenda, where the child would potentially
be deemed to be in need had the service not been provided to the
family or sibling/s. They embrace local authorities' support for
pre-school child minding, childcare and services currently provided
under Flying Start and Cymorth. They also provide scope for local
authorities to make financial assistance including contributions
to Child Trust Fund accounts and free childcare places for all,
or for prescribed categories of children in Wales.
32. Matter 15.7 covers any planning
by local authorities for all children and young people in relation
to discharging their wellbeing functions. In particular the 'single
plan for children and young people' in relation to their wellbeing
under the Children Act 2004. Matter 15.7 will draw heavily on
15.6 duties of local authorities and their partners to co-operate
and to contribute to the plan to ensure the wellbeing of children
and young people. It also gives scope for legislation about child
poverty proofing plans.
33. Matter 15.8 covers the functions
of the Children's Commissioner for Wales including their office's
specific role in relation to reviewing and monitoring of complaints,
advocacy and whistleblowing arrangements of public bodies in Wales,
largely local authorities but also the NHS and Local Health Boards.
It covers the Commissioner's broad responsibility to all children
and young people's welfare and individual cases that may be considered
by the Commissioner.
Field 16 - sports and recreation
34. Matter 16.1 taken with Matter
5.18 will enable the Assembly to legislate with regard to those
aspects of the Flying Start and Cymorth schemes which extend to
recreational and sport facilities and activities aimed at tackling
social disadvantage among children and young people .
Interpretation
35 These are self-explanatory.
The definition of "well-being" is taken from the Children
Act 2004 as stated law that is well understood by public authorities,
practitioners and the courts. It has however been extended at
(f) to include securing the rights, this is to place greater emphasis
on the voice on the child as paramount to his/ her well-being
and recognises the important concept of rights in the United Nations
Convention of the Rights of a Child on which all the Assembly
Government's polices and programmes for children and young people
are underpinned. The term "vulnerable children" has
broad scope to cover those children who may require additional
support to ensure their welfare needs are met. It draws a clear
distinction between public authorities' responsibility to the
wider population of children and young people and the added role
they will have in supporting the welfare needs of vulnerable groups
such as those in need, in care, leaving care and disabled children.
A new addition to the Order is the inclusion of the definition
of public authorities which makes clear that the reference point
in understanding the extent of the term is in the Human Rights
Act 1998.
Exceptions Tables - highway
and transport / social welfare
36. Where a matter could otherwise
be construed as covering a topic in relation to which it is UnotU
intended that the Assembly should have legislative competence,
it is necessary to define the matter so as to exclude that topic.
One way to do this is by listing those topics as exceptions. The
first column of the tables at paragraph 5 sets out exceptions
from the matters listed in the second column. The table on Highways
and Transport restates exceptions that currently exist in Schedule
5 to the 2006 Act as amended. Matter 5.18 has been added as a
Matter to which the transport exceptions apply, to clarify that
although transport arrangements may be reasonably incidental to
the matter it does not extend to the express matter.
37. The table of exceptions for
social welfare clarifies what is not included in the matters
listed in this Order. These exceptions include; child support
(i.e. arrangements for the provision of maintenance by both parents
of a child), tax credits, child benefit, guardian's allowance,
social security, Motability, Vaccine Damage Payments, Independent
Living Funds and Welfare Foods. Matters 15.2. 15.4.and 15.5 do
not include the general scheme of child trust funds but they do
include the making of payments into Child Trust Fund accounts
by Welsh Ministers or local authorities in Wales. This will enable
the Welsh Assembly Government to deliver a pre-election commitment
to make the payment of contributions by Welsh local authorities
into the Child Trust Fund accounts of looked-after children a
statutory duty (it is currently in operation as a voluntary scheme,
funded by the Welsh Assembly Government); and will also cover
the arrangements necessary to deliver a manifesto commitment relating
to contributions to long-term savings for children in relation
to child poverty.
Changes to the LCO following
pre-legislative scrutiny
38. Only minor changes have been
made in this draft Order compared with the proposed Order laid
before the Assembly and presented to Parliament for pre-legislative
scrutiny in March / April 2008. The changes take account of recommendations
made following pre-legislative scrutiny by the Welsh Affairs Committee
and the National Assembly for Wales Committee.
39. The main effect of the changes
is to define more precisely on the face of the Order the matters
in relation to which the National Assembly for Wales will have
enhanced competence and clarify their application as far as non-devolved
bodies are concerned. The minor technical changes include renumbering
of the Matters. The National Assembly for Wales (Legislative Competence)
(Social Welfare) Order 2008, relating to charges for domiciliary
care services, inserts Matter 15.1 into Field 15 of Schedule 5
to the Government of Wales Act 2006. As a consequence the Vulnerable
Children Order has been renumbered.
40. In those instances where recommendations
were made which have not been incorporated into the draft Order,
careful consideration was given to each one. In certain cases,
such as the proposals for reference to play, whistleblowing and
child poverty, the conclusion was that to include such specific
references could have had the effect of narrowing or creating
uncertainty about the interpretation of the Matters in the Order.
Effect of other provisions in
the 2006 Act
41. The effect of this Order needs
to be considered in the context of the overall provisions of the
2006 Act.
Geographical Limits of any Assembly
Measure
42. Section 93 of the 2006 Act
provides that no Assembly Measure will be law if it applies otherwise
than in relation to Wales or confers, imposes, modifies or removes
functions exercisable otherwise than in relation to Wales (or
gives power to do so). There are limited exceptions for certain
kinds of ancillary provision, for example provision appropriate
to make the provisions of the Measure effective, provision enabling
the provisions of the Measure to be enforced and to make consequential
amendments to other legislation.
43. The limitation relating to
functions other than in relation to Wales means that the Assembly
would not be able by Measure to confer on the Welsh Ministers,
Welsh local authorities or any other public authority functions
that do not relate to Wales.
Minister of the Crown Functions
44. There are a number of areas
of legislation relating to the welfare of vulnerable children
that remain the responsibility of UK Ministers, such as the requirements
for those deemed unfit to work with children to go on a list maintained
by the Secretary of State under the Protection of Children Act
1999. By virtue of part 2 of Schedule 5 to the 2006 Act, the Assembly
may not by Measure alter any function of a Minister of the Crown
without the consent of the Secretary of State. Therefore even
where they do not fall within the exceptions listed above, the
Assembly will still not be able to legislate so as to alter those
functions without the consent of the UK Government.
Conclusion
45. For the reasons outlined above,
the Welsh Assembly Government wishes to propose that legislative
competence should be conferred on the National Assembly for Wales
in relation to vulnerable children, in the terms of the draft
Order attached.
Gwenda Thomas
Deputy Minister for Social Services
Welsh Assembly Government
8 July 2008
1 Rights to action, Welsh Assembly Government
2005 Back
2
Fulfilled lives, supportive communities - a strategy for social
services in Wales over the next decade, Welsh Assembly Government
(2007) Back
3
Towards a stable life and a brighter future, Welsh Assembly
Government (2007) Back
4
Section 25 CA 2004 - Partnership responsibilities to co-operate
on the wellbeing of children and young people Back
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