Memorandum by Mr Alan Clarke, Northumberland
County Council (LAG 32)
Northumberland County Council set up new political
management structures in May 1999. The system adopted was recognised
as an interim arrangement essentially comprising a single party
Cabinet of 10 Members, four Scrutiny Committees and a Ratification
Committee. Provision was also made for the establishment of area
partnership forums based on District Council boundaries. From
the outset there was an expectation that the Authority was not
going to "get it right" first time and significant changes
were made to the system in May 2000 following an independent review
by INLOGOV. The changes included reducing the number of Scrutiny
Committees from four to two and the establishment of two Policy
Boards, constituted as formal Committees of the council. It was
also acknowledged that it was essential to build up and provide
greater support for the representational role of non-executive
Councillors and to ensure that the personal development needs
of all Councillors were identified and appropriate training provided.
In summary we feel there have been a number
of positive outcomes from the new system. It has
(i) Given a clear focus and direction to
decision-making and policy development.
(ii) Enhanced accountability by highlighting
those responsible for policy and decisions.
(iii) Illustrated the potential for speedier
decisions when the new arrangements are fully in place.
(iv) Improved opportunities for deliberation
and debate between the parties.
(v) Provided a framework which will positively
support the development of the Council's community leadership
role.
But notwithstanding the on-going development
of the new arrangements, important issues have still to be resolved
(i) Although some recent improvements have
been made, many non-executive Members continue to feel isolated
and distanced from the overall policy and decision-making process
and from the Council itself.
(ii) There has been a concentration on developing
and resourcing the Executive, whilst only limited support has
been provided so far for Scrutiny and the representative role
of Councillors.
(iii) The Executive must work more corporately
and Members of the Executive must develop a greater understanding
of, and commitment to, their new role and responsibilities.
(iv) Scrutiny processes must be enhanced
to enable the Executive to be effectively held to account.
(v) The new arrangements are bureaucratic
and there has been a tendency for Members to establish a "comfort
zone" by reverting, where possible, to traditional ways of
working.
Although the system has delivered important
outcomes in terms of greater transparency and enhanced accountability,
it is too early to suggest that the changes have led to better
or more efficient services. It is generally considered that such
benefits will only become apparent when the new system is fully
"bedded-in" as part of the wider modernisation process.
In this context, it is imperative that there is a profound change
in political culture. There is a pressing need for members to
refocus away from the Council Chamber towards their communities.
Our experience has shown that whilst members are at ease with
their traditional constituency role the new role of community
leader will take time to develop. Training and the provision of
adequate support are clearly important to this process and to
this end we have appointed a specialist Members Training Officer.
But real change will only be achieved if there is a significant
attitudinal shift on the part of members. In this respect the
role and operation of the party group, and particularly the pressures
it places on individual members to "tow the party line"
can inhibit member activity at a local level. For this reason
the County Council strongly supports the removal of the Group
Whip in Scrutiny and in relation to local issues where the group
line conflicts with the views of the community.
The following notes briefly outline the main
strengths and weaknesses of our system:
The Cabinet is one of the better developed parts
of our system. This is hardly surprising since it is the area
which has received most attention. The Executive arrangements
are felt to have produced a clear point of accountability for
political decisions and have resulted in quicker decisions being
made than under the previous arrangements. Members consider these
to be positive results of the new system. In particular, the main
strength is a more effective despatch of business, especially
from the decision being made to the implementation stage. This
is felt to be an advantage in dealings with partnership organisations
and especially the private sector.
Portfolio holders generally feel their strategic
involvement, both corporately and for their area responsibility,
has increased significantly. They are now more able to take a
wider view and look at Council business in a way that was not
possible under previous arrangements. Although this is not the
case for all Portfolio holders, the point to be made is that there
is a clear potential for them to develop their strategic function.
Conversely, some non-executive members feel
that too much emphasis has been placed on getting the Cabinet
"right" and putting resources into it, with insufficient
attention being given to the Scrutiny function. Moreover, whilst
considerable attention has been given to structure, much less
has been given to the processes for conducting Scrutiny. The imbalance
between the perceived power of the Cabinet and the relative powerlessness
of the Scrutiny function is a continuing cause of concern. This
needs to be addressed by the County Council, including the application
of higher levels of professional support.
Whilst some Cabinet members are beginning to
work more corporately, or at least beginning to take a more corporate
view, there is still a long way to go yet. Too many, too often,
are still taking a service perspective first and a corporate view
second, rather than the other way around. Moreover, some Cabinet
members are getting involved in management decisions rather than
concentrating on policy issues.
It is important the cycle of Cabinet meetings
is not too tight as this can result in Cabinet overload. We have
found that monthly meetings is the optimum frequency and has the
beneficial side effect of discouraging too many operational matters
being placed on the agenda. A clear and effective scheme of delegation
to officers and members is crucial if the Cabinet is to focus
on strategic matters. Cabinet members must be willing to take
responsibility for operational decisions and ensure such matters
are not taken before Cabinet. The concept of personal responsibility
is key to the new arrangements and will take some time to become
an accepted part of the members' culture.
The smooth running of Cabinet is greatly facilitated
by the Cabinet Secretary and officer support provided through
the Cabinet office. The Cabinet Secretary is a member of the Majority
Group and a co-opted, non-voting member of Cabinet. Her role is
to co-ordinate Cabinet business, to provide support and advice
to Cabinet members on corporate matters, and to provide an interface
between the Cabinet and Scrutiny Committees. The Cabinet Office
comprises a small group of staff providing policy, administrative
and secretarial support to a Cabinet Secretary, Cabinet Members
and the Cabinet collectively.
Under our interim arrangements we have made
provision for Cabinet Deputies. Deputies provide essential support
for Cabinet members and substitute for them when necessary. The
position of Deputy also represents an excellent training ground
for future Cabinet members. The County Council is disappointed
that the Government will not allow Deputies as part of a formal
Executive arrangement.
CHAIRS' GROUP
Agendas for Scrutiny Committees are complied
by the Chairs' Group. This comprises the Chairmen of the Scrutiny
Committees and Policy Boards and the Cabinet Secretary. The Group
has the power to "call in" any issue to Scrutiny and
its decisions must be unanimous. It meets in private and is informal.
This helps the Group to work less adversarially on party political
lines and is clearly enabling the development of a different set
of relationships by allowing leading members from different groups
to meet each other in a less adversarial setting. One Scrutiny
Chair has stated that "it takes us beyond the trench warfare
and enables us to reach more points of consensus by trying to
talk through issues". This process gives Opposition members
of the Chairs' Group a wider sense of ownership. This sense of
ownership has increased by Vice-Chairs of Scrutiny Committees
being invited to Chairs' Group and "they know what is going
on".
SCRUTINY COMMITTEES
Our decision to reduce the number of Scrutiny
Committees from four to two has resulted in more focused debate,
with much less duplication than was previously the case. The Committees
are Chaired by the Opposition, with a Majority Group member as
Vice-Chair. Generally, it is felt that the system of having the
Chair and Vice-Chair of Scrutiny from different Parties is a strength
as it has increased cross Party co-operation. Where those Scrutiny
Chairs and Vice-Chairs have been pro-active they have been seen
as increasing the quality of debate and members have been better
informed on issues. This is particularly the case where a Scrutiny
Chair has viewed his role as one of influence and contributing
to the wider policy debate. In particular, where a Chair of Scrutiny
has recognised that they have to bring new skills and a different
way of working to the table, then they are seen as more successful.
This potential strength is illustrated by a quote from one Scrutiny
Chair "my role as Chair of Scrutiny is a persuader. I cannot
do this by shouting at people or forcing an agenda through as
quick as possible; I do it by diplomacy and argument." The
Scrutiny arrangements have presented members with real potential
to influence Council decisions, particularly those in Minority
Parties. Majority Party members also share the view that Scrutiny
enhances the opportunity to influence policy. However, they are
still more inclined to work through the Party Group than a public
Scrutiny Committee, although there is a clear understanding that
the Group Whip does not operate in Scrutiny. Inevitably, the influence
of the Party Group will decline as members adapt to new ways of
working and recognise the demands placed upon them by the new
system.
Education and Social Services co-optees are
enthusiastic about the Scrutiny arrangements which have provided
them with opportunities to seek explanations for policy developments
beyond that provided by the previous system. It is felt that Councillors
are more willing under the new arrangements to question and criticise
policy and decisions and that members no longer made "set
aside little political speeches" or tried to "score
party political points" as they had in the past. Scrutiny
has opened up the decision making process and changed the nature
and texture of meetings away from political theatre and into a
more positive approach to the business at hand. The co-optees
see the new system as a considerable improvement which has enabled
the Council to engage in a wider and more participative dialogue
with the wider community. The Committees have not been provided
with dedicated officer support, but may call upon any officer
for assistance. To date this has not resulted in any major conflict
of interest situations for officers, although clearly the potential
for this exists. The emphasis placed by the Cabinet on openness
and consensus has led to the development of a trusting relationship
with Scrutiny, which in turn has reduced the pressure for separate
staffing structures.
The recent establishment of Policy Boards has
been highly successful and welcomed by members. The Boards allow
non-executive members to retain an involvement in strategic matters
and to have an effective input on policy issues before they are
considered by Cabinet. Portfolio holders are required to follow
the advice of the Boards or to explain why they feel such advice
is inappropriate.
THE COUNCIL
The Council is one structure which Members have
identified as having lost a lot of its relevance. Much of the
dissatisfaction over the role of the Council stems from the loss
of formal opportunity to publicly address an issue. In reality,
Councillors were not making a great deal of difference to a report
or recommendation under the old system but had the opportunity
to make a public input and to be seen to have an input and have
that input noted in the local papers. Clarity over the role and
powers of the Council is crucial. Retention of powers to approve
the budget and policy framework will help to deliver such clarity
and focus the Council on more strategic matters. The continuing
recognition of Council as the ultimate decision making body is
particularly important to non-executive members many of whom fear
executive delegation will deprive them of opportunities to influence
decisions. Equally important to members is the ceremony and formality
which, traditionally, surrounds Council meetings and which adds
significantly to the status of being a Councillor. It would be
unfortunate to lose these traditions totally in a move to modernise
how the Council works. Nevertheless, there is scope to enhance
the role of the Council, particularly by adopting a more deliberative
approach to business in an arena where constructive debate between
Political Parties can take place. There is thus limited support
for the idea of public question time at Council meetings, as many
questions are likely to be of parochial rather than county wide
interest. It is felt however, that such an approach might work
well at meetings of local Area Committees or Partnership Forums.
Our system is starting to function as intended
but there is still a long way to go. From the outset, we recognised
that any new system needed to be sufficiently flexible to accommodate
necessary change in the light of experience. It also needs time
to "bed in" and for Members and Officers to adapt to
new ways of working. Some non-executive members who have not adapted
are highly critical of the new arrangements and feel less involved
in the business of the Authority and excluded from decision making.
Others take a more positive view and feel that spending more time
on constituency matters has brought benefits. Ultimately the acid
test for executive arrangements will be the extent to which a
sufficient effective and rewarding role can be developed for non-executive
members and executive members are willing to embrace their role
as strategic decision-makers.
Alan Clarke
Chief Executive
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