Examination of Witness (Questions 140
- 154)
THURSDAY 13 APRIL 2000
DR NEIL
BRODIE
140 I am quite interestedas somebody who
loved watching Lovejoyin this argument that the
fine art market is somehow more respectable than the antiquities
market. Where do you draw the line between what is an antiquity
and what is an antique? When does a car become an antique? Every
car which I have owned has just dropped completely in value, but
if I had hung on to some of them for long enough they may have
started to go up again. Where do we draw the line?
(Dr Brodie) That is a very deceptively
simple question and I am afraid that the answer cannot be as simple
as everybody would like. I also suspect that different people
would give you different answers. I suspect that the trade generally
would give a more precise answer than I can. I think the trade
might say, "Well, it is quite obvious that an antiquity is
something that comes from the lands of classical antiquity. Maybe
it is something which dates before AD
1000 from the general area of the Mediterranean or the Near East."
That might be their description, I do not know, maybe they would
have a different one. For archaeologists it is very hard to put
a hard and fast definition on what an antiquity is. "Antiquity"
is a convenient shorthand really and it varies from place to place.
We can say, "Well, it is an object that has come out of the
ground", but then that would exclude any archaeological monuments,
and that is not a very satisfactory definition. We could put a
time threshold on it and say that anything before AD
1000 is an antiquity, but then we would have to exclude a large
part of the pre-Columbian archaeological heritage, we would have
to exclude the Incas and the Aztecs, so obviously that is a very
poor definition. I think we cannot actually say in strict terms,
"An antiquity is something that was found in a particular
context before a particular time", I do not think that works.
If we go back to the steel mills and the coal mines, we have there
a situation where we can go to the library and we can read about
the steel industry and we can read about the coal industry. There
are endless books that have been written about them, it is all
well documented and there are archives, so the actual steel mills
and the coal mines themselves are not our only source of information
about society at that time or about the industry. What we do is
we preserve a representative example so that we can go to all
the other sources and then go to the one preserved steel mill.
This is not the case with countries or societies only known through
their archaeology, there is no documentary evidence at all, we
are reliant upon the archaeology to reconstruct the history. I
think it is in these circumstances, when they prevail, that looking
at antiquities or what we would call antiquities, really provides
us with the only information that there is of a society or of
a certain aspect of society. I think that would be my definition
at the end of the day. [18]
Chairman
141 What do you do about a situation which must
crop up again and again, where somebody takes along an object
to a sale house and does not know much about it, except for being
able to say that it has been in the family for years?
(Dr Brodie) That is fine. If they know
that, that is a provenance of sorts. If it has been in the family
for years, then they can tell us how long it has been in the family.
There is a general feeling, I think, now emerging, or a general
agreement, that you have to have a cut-off somewhere. When we
are talking about these issues we have to have a cut-off, we cannot
just go back for hundreds and hundreds of years and try to put
everything back in its original place. There is a consensus emerging
that a reasonable cut-off date would be 1970, so that if anything
was outside its country of origin before 1970 you know it is too
far gone now. Anything moved out of its country of origin illegally
after 1970 would be considered illicit. If somebody comes into
a showroom and says, "This has been in my family since 1938",
that is fine, it was out of the country of origin before 1970,
so we would not consider that to be illicit.
142 How widely would you cast your net? Yesterday,
by chance, I went into a shop in Chelsea where they had a film
poster from 1956which I am greatly tempted to buy, I am
minded to saywould you include that in the kind of objects
that you are talking about?
(Dr Brodie) This goes back to my point
that that would not be a primary source of information about society
in the 1950s.
143 And very easily ascertainable in that case
too?
(Dr Brodie) Sorry.
144 Very easily ascertainable in that case?
(Dr Brodie) Yes.
Chairman: There is no doubt whatever
about what it is, and since it is a very rare film, nobody would
ever bother to re-print it.
Mr Keen
145 Although we are at the early stages of this
inquiry, I think it may be of great help to all of the industry.
It seems to me that it is very clear that it has already done
an awful lot for secondhand car dealers, politicians and journalists,
because we have almost moved off the bottom of the league. Can
you paint a picture of the dealers? They cannot all be as bad
as we seem to be hearing, surely?
(Dr Brodie) I would not really like to
comment on the dealing community because I do not have dealings
with them. I am not a collector, I do not buy antiquities.
146 There must be a mood that you would be happy
with their operations?
(Dr Brodie) I think that is a personal
thing. If you know people, you know generally how they operate
and you must know how open they are with you and how reliable
they are with you. There are going to be other dealers who are
particularly shady and will withhold information, but I think
that is very much a personal thing. It will be part of the relationship
between a purchaser and a dealer. I do not think that I am in
a position to start commenting on who would be a reliable dealer
or an unreliable dealer.
147 Why do you think the British Government has
refused so far to sign the UNIDROIT and UNESCO agreements?
(Dr Brodie) I would imagine that they
are afraid that it will damage the British economy, but I do not
know, I do not think they have ever said that. They think it might
damage the art trade perhaps.
148 Is it more likely to be the administration
required or are there special interests in the people who are
represented in DCMS, not within the department itself, but those
closely associated with it?
(Dr Brodie) It is very difficult for
us to answer this, because when the Government announced in February
that it would not ratify the UNESCO Convention it gave no reasons
at that time, so we are left guessing the reasons. We can look
at reasons which have been given in the past. First there is this
problem: you have to produce a list of objects for the UNESCO
Convention, and obviously that is very tiresome and we are probably
not able to do it. That objection now has been shown to be a false
one. In actual fact you can just have a set of categories, which
already exist in Britain for purposes of export licencing. So
that is one argument which we can dispose of. There is the argument
that the art trade might be damaged. We have looked at the United
States here. They ratified UNESCO in 1983 and over the past decade
their art trade has out-performed the British one, so obviously
it has not had an adverse effect there. Then there are the legal
points which I find more difficult to comment on because I am
not a lawyer. I think Professor Palmer can probably deal with
those better than I can.
149 Have you thought whether the net itself will
begin to open up the situation altogether, because even the private
collectors like to show off what they have now and again to the
public? Has there been any attempt to put these collections on
the net so that people can get in and see them?
(Dr Brodie) Do you mean the Internet?
150 Yes.
(Dr Brodie) I know of one major collection
which is going on the Internet, but I do not particularly go looking
for them. The more worrying thing about the Internet is the appearance
of Internet auctions and Internet sales. They are going to be
very, very hard to regulate. We were talking before about Britain
being badly looted at the moment. I am currently monitoring Internet
sales for a particular category of British objects, and after
a year or so maybe I will have an answer as to what is moving
out of the country. It is quite depressing because you can see
adverts for Roman coins, fresh out of the ground in Britain and
their current location is the United States, and they are up for
sale on the Internet. I am sure they have not gone through any
kind of documenting system here and I think that that is quite
worrying. I am worried about the Internet really helping the market
become more deregulated.
Mr Maxton
151 Would there be a case for licensing dealers
so that you can only deal in antiquities if you had a licence
to do so, and if you were then, of course, caught dealing in something
which was stolen you would be under the threat of losing that
licence, and if you lost your licence you could then no longer
be a dealer?
(Dr Brodie) I find myself in favour of
that idea, but I doubt if the dealers themselves would be very
favourable towards it.
Mr Maxton: It is a thought.
Chairman
152 Presumably you could do what you said with
regard to specific objects, namely have a minimum turnover. In
Manchester along Stockport Road there is a whole chain of antique
shops, as there are in some of the smaller towns as you go out
towards Buxton, and some of those may do a great deal of trade,
some may do a little, but presumably all have to do VAT returns
and on the basis of that you could have a minimum turnover, could
you not?
(Dr Brodie) Yes. It would be interesting
to analyse the structure of the market, because obviously there
is a trickle-down effect here. There must be points in the market
which have a higher turnover and if you could focus on these points
it would then mean that as items came through it we would have
some sort of control.
153 To follow up on the conversation with Mr
Keen, when we were in Rome we went along to UNIDROIT and Marina
Schneider gave us an account of this. When I asked her what good
UNIDROIT had actually done in stopping illegal trade I think it
is fair to summarise her answer as, "None." That being
so, what is the point of signing up to a convention whose achievements
by the person responsible for it are not proclaimed as being substantial,
to put it mildly?
(Dr Brodie) I think Miss Schneider was
possibly being unduly gloomy.
154 I do not think that she was gloomy, I think
she was talking herself up.
(Dr Brodie) Other commentators who have
been very closely associated with UNIDROIT have said that its
major effect probably has been in the area of due diligence and
encouraging the concept of due diligence. It has been very influential
there and we can see this moving through into other areas. You
have the recent COPAT codes which have just been released. I think
people would argue that even if nobody signs UNIDROIT it has been
influential at least in improving standards in the market. I think
it is wrong to say it has had no effect whatsoever. Also, in a
way it is like a bolt-on piece to the UNESCO Convention, so as
a stand alone piece of legislation it is probably not as effective.
There is no mechanism in UNIDROIT to allow import controls to
be placed. There are in UNESCO. So you really need to ratify UNESCO
as well as UNIDROIT for it to have its maximum effect.
Chairman: Dr Brodie, thank you very much
indeed. It has been a very, very useful session indeed.
18 Note by Witness: I am not drawing a line here between
literate and pre-literate societies. There may be many undocumented
social groups existing within a literate society that are known
only through their archaeological remains. Back
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