Memorandum submitted by
the Rowett Research Institute, Aberdeen
1. Introduction
2. The adequacy and quality of scientific advice
at present
3. The role and framework of Advisory Committees
3.1 The speed of change and the time involved
in safety scrutiny
3.2 EU: UK relationship
3.3 The major role for Codex Alimentarius
in the WTO mechanism for safety evaluation
4. The ability of the current system to respond to
rapid scientific developments
5. The value of an overarching body for GMOs
6. The Government as an "intelligent customer"
for advice received
7. Conclusions relating to the Committee's specific
questions
8. A more detailed scientific analysis of GM issues
8.1 Quality and rigor of existing criteria
8.2 Substantial equivalence
8.3 Immune and hormonal status
8.4 Industrial crops: managing the risk
of chemical entry to the food chain
8.5 Conclusions on some new proposals for
better safety scrutiny
9. Events relating to Dr Pusztai
9.1 The World in Action programme
9.2 August 10th
9.3 August 11th
9.4 August 12th
9.5 Dr Pusztai's contract
9.6 Dr Pusztai's Alternative Report
9.7 Recent events
9.8 Conclusions relating to Dr Pusztai
10. Annex
1. INTRODUCTION
The Rowett Research Institute undertakes research
in the field of nutritional science with emphasis on the role
of diet in health. This has led us to assess how to improve the
safety evaluation of novel foods and feeds including those that
involve genetic modification. We also have or have had extensive
involvement in both the UK and EU systems of scientific advice
(see 10. Annex). Dr Chesson is a member of the EU's GMO and Animal
Nutrition Committees and Professor James is currently developing
for the EU a new approach to meet the broader concerns of the
public and European Parliament about GMOs. In this submission
we do not deal with environmental issues relating to GMOs but
concentrate only on food safety. We consider that more stringent
testing systems are needed than those which appear to be acceptable
in the US. We are currently proposing new measures for Europe
to improve further the assessment of GMOs by using recently developed
screening techniques. We consider first the questions listed by
the Clerk of the Committee, then provide more details of the safety
issues and finally deal with recent events relating to Dr Pusztai.
2. THE ADEQUACY
AND QUALITY
OF SCIENTIFIC
ADVICE AT
PRESENT
Our personal experience of the merit based selection
process for membership of the new EU expert committee structure
established in late 1997 revealed that the UK has the most numerous
and impressive high quality range of scientific expertise of any
country in Europe. In order to maintain a reasonable geographical
balance of experts, the Commission properly had to limit the UK
input to EU committees. Our current analyses also show that the
UK Scientific Committee system tends to be better supported in
terms of scientifically trained administrators and secretarial
assistance than many EU countries and the current, albeit expanding,
DGXXIV system in Brussels. Nevertheless the decision about five
years ago to reduce the numbers of senior Whitehall civil servants
seemed to have a selective effect in removing outstanding scientific
expertise from UK committees dealing with food safety. The effectiveness
of the UK committee system depends on maintaining very high quality
scientists in the Civil Service.
3. THE ROLE
AND FRAMEWORK
OF ADVISORY
COMMITTEES
The UK and EU committees tend traditionally
to be in responsive mode, ie they answer the specific questions
put to them by Ministries. Effective and pro-active committee
Chairmen have, however, always had the ability to initiate changes
in committee processes and to push for new areas to be considered.
The system could, however, benefit from the clear acceptance that
Committees should be able to propose areas for further analyses.
This could be particularly useful and relevant to GMOs (see below).
In the EU's Scientific Steering Committee, there is an explicit
requirement by the Commission that we should evaluate issues broadly
and initiate new approaches to problem solving. This is a valuable
innovation.
3.1 The Speed of Change and the Time Involved
in Safety Scrutiny
The time demands on UK scientists who serve
on GMO scrutiny groups is likely to escalate markedly. At present
the university or institute funding and assessment mechanisms
make no allowance for this contribution so UK scientists are,
in effect, doing the work in their spare time. Our current experience
of serving on EU committees also shows that to play an effective
and very active part requires allocating up to two days per week
with additional help from scientific assistants. Yet no formal
support is currently available from either the EU or UK for this
work.
New UK arrangements have recently been developed
to help with the checking of other EU country analyses of GMOs.
These clearances will be checked by some of a large group of experts
who will now be expected to work individually by post and e-mail.
Our experience suggests, however, that there is no substitute
for conjoint deliberations in committee and that the somewhat
mechanical scrutiny of increasing numbers of GMO dossiers will
fail to deal with broader issues of concern. That is why we propose
below a new initiative to upgrade the guidelines for screening
new GMOs.
3.2 EU: UK Relationship
The relationship between EU and UK committees
is still too complex. As noted above, UK committees now have to
respond extremely rapidly to the clearance of new foods by other
member states. We know that some EU countries do not have the
same range of expertise on their committees as the UK so it is
theoretically possible for a company to seek clearance for a food
in a less rigorous system than in the UK. When there is disagreement
within the EU the Commission plans that its DGXXIV committee system
provides the Commission with independent advice. It is therefore
seen as potentially acting as an arbiter between two opposing
national views.
Sweden now presents an anomaly within the EU.
It has the most long-standing Food Authority within the EU and
a justified reputation for rigorous analysis of issues. This is
expected of an exceptionally talented scientific nation. It has
been claimed that Sweden has decided that the FDA system of clearance
is, in principle, very effective and that therefore the US clearance
of a product should be acceptable in Sweden. If this is ture,
now that Sweden is an EU member this would, by implication sanction
the new food within the EU unless the UK expert group responds
promptly with an objection. We, however, set out below some scientific
proposals which go beyond the FDA's current approach to GMOs.
These proposals imply that the EU should take a distinctive position
on GMOs which will enhance the safeguards and might go some way
towards allaying the very different and greater concerns in Europe
about the safety of GMOs.
Given the very large surge in GMOs coming up
for approval in the next ten years, we believe it is important
that the UK's system of scrutiny is enhanced, preferably with
an even greater involvement in the EU system of evaluation. We
believe the Commission might welcome proposals from the UK for
a greater interaction with our national bodies. Experience with
handling BSE issues in Brussels suggests that a new interactive
process could work well at a civil service level without the repeated
need for Commissioner/Ministerial clearance of new analyses and
information from the UK. The UK has certaintly benefited in BSE
terms by providing the EU with extensive expertise and background
information. Whilst doing this it is essential to recognise that
the Commission, and especially DGXXIV, must be seen to be completely
impartial.
3.3 The major role for Codex Alimentarius in the
WTO mechanism for safety evaluation
If the EU concludes that a biotechnological
innovation is unacceptable on safety or other, eg environmental
grounds, this may clash with current US, Japanese or Chinese assessments.
The US government, for example, may then claim inappropriate trade
discrimination and appeal to the WTO. The agreed mechanism then
is for the Codex Alimentarius Commission (a joint WHO/FAO responsibility)
to bedesignated the final arbitrator if the trade barriers depend
on a health issue. Codex has already arbitrated against the EU
ban on the use of hormones in beef production and the EU is currently
required to provide positive evidence that hormone residues in
meat are a risk to health. The same issue may arise if the EU
follows the new decision by Canada to ban the use of bovine somatotrophin
(BST) currently used throughout the US dairy industry. The decision
may turn predominantly on animal rather than human health so how
this is handled by the WTO remains unclear to us.
Public Health has traditionally been of little
import in WTO terms when there is a trade dispute. Thus when India
tried to ban US cigarette imports, the WTO forced India to give
access to US tobacco companies and use equivalent measures against
cigarette use for both US and Indian products. Despite the huge
financial muscle of US tobacco firms, the only measures available
to India were to ban all cigarette advertising and discourage
cigarette use through a variety of classic measures such as health
education and smoking restriction in some public places.
The reputation of Codex is disputed. It has
evolved over decades as a useful system for specifying standards
for pesticide residues and other safety measures as well as crude
technical issues such as the methods needed to measure the nutrient
content of foods for special dietary uses. It operates, however,
through a series of committees with very heavy industrial involvement
(particularly from the US) and very few representatives of the
public interest. Only half of all member states ever become involved
through their health ministries. When there is a health issue
and Third World countries are very poorly represented. Modern
and well accepted principles of public health, eg the concept
that modest individual but universal risks cumulatively impose
substantial health burdens on societies or that health education
involving the labelling of foods to enable individual choice has
limited application in many population groups, are also poorly
understood.
These public health concepts are also often
disputed by those from other disciplines so it seems unlikely
that important new public health concerns will have much impact
in Codex let alone in the WTO. Therefore how GMOs will be handled
given the startlingly different attitudes in Europe and the US
to the risk/benefit ratios of new GMOs is very uncertain.
4. THE ABILITY
OF THE
CURRENT SYSTEM
TO RESPOND
TO RAPID
SCIENTIFIC DEVELOPMENTS
The very few GMOs currently cleared in the UK
have not presented any major problems in relation to public health
during their evaluation. Thus neither of us is concerned with
the current GM foods available for sale within the UK. However,
given the extremely large number of GMOs currently under trial,
we consider that there is a need to develop new screening strategies
which take account of current scientific knowledge and the need,
clearly expressed within Europe, to have greater assurances on
the safety of GMOs.
The system does not at present respond well
to rapid scientific developments for the following reasons:
(a) Most companies understandably and properly
have followed guidelines for submitting data on safety. These
guidelines, however, were established many years ago. Since almost
all scrutinised data on a GMO are company derived, they inevitably
conform with these older guidelines. Only when objections come
from a country's expert evaluation will further work be undertaken.
(b) The types of safety evaluation are, as
expected, those traditionally used in toxicological analyses.
(c) The response to novel developments is
usually to base the assessment on screening methods which have
evolved after decades of experience with hundreds of environmental
contaminants/pesticides etc. An assessment is then made of whether
a chemical compound is "substantially equivalent". If
so, then it is expected to behave similarly to older compounds.
We believe that both on a UK and EU basis there
is a need to upgrade and extend the safety evaluation processes
so that clear guidelines can be generated based on modern scientific
analyses and understanding. This therefore requires a new proactive
role in developing more extensive and sophisticated guidelines
which should be regularly updated.
5. THE VALUE
OF AN
OVERARCHING BODY
FOR GMOS
We understand that the health issues relating
to GMOs will be dealt with by the new Food Standards Agency (FSA)
if, as seems likely, it is established during this Parliamentary
session. In the original proposal for establishing the FSA it
was assumed that when there were issues relating to other problems,
eg environmental concerns, there would be a need for a conjoint
group to link the two areas of concern. Such a mechanism still
seems to be appropriate.
6. THE GOVERNMENT
AS AN
"INTELLIGENT CUSTOMER"
FOR ADVICE
RECEIVED
The role of scientists within the senior Civil
Service has been much debated for several decades. With the recent
cuts in senior Civil Service posts, the support structures for
departmental senior scientists seem to have been markedly reduced.
Nevertheless, the welcome new emphasis on the industrial significance
of scientific innovation, the Foresight exercises and the prominent
roles of the Chief Scientists and Director of Research Councils
are evidence of the Government's ability to act as an "intelligent
customer". The recognition of the need for sophisticated
scientific interpretation for policy making when coping with the
BSE crises has amplified the importance of high quality science
at a senior level. Whether the UK has the "capacity"
to cope with the welter of new scientific issues might need, however,
spearate analysis.
7. CONCLUSIONS RELATING
TO THE
COMMITTEE'S
SPECIFIC QUESTIONS
The UK has an exceptionally good reputation
for the quality and range of scientific advise available to it
for policy-making purposes. The effectiveness of the advice depends,
however, on maintaining very high quality senior Civil Servants
with scientific expertise. Given the very substantial increase
in the number of GM crops for scrutiny in the next five to 10
years, the UK needs to be sure that it can cope with the demand
for rapid assessments. We consider, as set out in more detail
below, that there is a need to develop more effective guidelines
for the scrutiny of GM crops. We assume that the Food Standards
Agency will be proactive in enhancing the quality of scientific
data required and in ensuring that Non Governmental Organisations
and other public interest groups recognise and contribute to the
assurance of safety. The development of more effective guidelines
should also take advantage of the continuing Royal Society scrutinty
of these issues and regular updating of the guidelines will be
required.
The complexity of UK/EU and World Trade Organisation
relationships needs to be recognised. It is suggested that a proactive
UK role in developing better guidelines which go well beyond current
US FDA requirements could contribute to improving the interaction
of UK and EU scientific analyses. Trade disputes might well arise
and the UK would then need to have in place a substantial body
of scientific research and opinion to provide to the Codex Alimentarius
Commission which is not currently tuned to exert its designated
role in global arbitration on these complex scientific issues.
8. A MORE DETAILED
SCIENTIFIC ANALYSIS
OF GM ISSUES
Dr Chesson's experience of scrutinising GMOs
on a European basis has led to a more detailed analysis of the
issues and the development of proposals as set out below.
In the EU the assessment of risk to humans,
animals and the environment centres on Directive 90/220/ECC and
any hazard following "accidental" consumption or exposure.
In addition, the requirements of the Novel Foods and Novel Food
Ingredients Regulation (EC 258/97) must be satisfied before a
GM crop (or any product derived from it) can be used for food
purposes. In the UK, Ministers are advised on these issues by
the Advisory Committee on Releases to the Environment (ACRE) and
the Advisory Committee Novel Foods and Processes (ACNFP). In the
future, the feed use of GM crops may be separated from the present
system and dealt with by new regulations and/or advisory bodies
in both the UK and EU.
The current principal issues considered by advisory
bodies in relation to the release of GMOs are:
the potential for transfer of the
introduced gene(s) to other species;
the safety of the introduced gene
product(s) and
the question of "substantial
equivalence".
The third issue is a commonly applied concept
used to suggest that inadvertent changes, ie other than those
deliberately introduced by recombinant technology, can be expected
to be of no significance in the transformed plant. This approach
has proved adequate for the few crops than have been formally
assessed for safety to date at a National or European level, but
it is based only on the experience gained from the consideration
of a handful of structural and regulatory genes (Table 1).
|