SUMMARY OF CONCLUSIONS AND RECOMMENDATIONS
(1) We recommend that the United Kingdom should
not normally agree to any Security Council resolution which relates
to an arms embargo, and which therefore needs to be translated
into United Kingdom law, unless the resolution is clear and unambiguous
(paragraph 15).
(2) We conclude that the government policy
on individual arms embargoes must never again be stated in a way
which could mislead Parliament, the public and even the FCO's
own staff. We recommend that the FCO take all appropriate steps
to ensure that this is achieved (paragraph 19).
(3) We recommend that the United Nations Act
1946 be amended so that delegated legislation made under section
1 is subject to affirmative resolution in both Houses of Parliament,
and that any sanctions order approved by an FCO Minister is brought
specifically to the attention of the Foreign Affairs Committee
(paragraph 23).
(4) We recommend that the territorial departments
concerned within the FCO should be consulted fully during the
drafting of any future British legislation which affects any specific
foreign territory, and that, when the legislation is finalised,
its text, and any necessary explanatory material, is brought to
the personal attention of all FCO officials who deal with that
territory, both at home and overseas (paragraph 24).
(5) We recommend that any change in arms embargo
policy is announced to Parliament immediately, and that the FCO
web site and the Library of the House of Commons should include
continually updated information setting out the basis and scope
of all current arms embargoes (paragraph 25).
(6) It is the view of the Committee that Mr
Spicer should have known the law about arms sales to Sierra Leone
(paragraph 27).
(7) We are not convinced that Mr Spicer made
it really clear to FCO officials that Sandline was going to supply
arms (paragraph 36).
(8) We recommend that any future Order in
Council dealing with arms embargoes should specify that any licence
must be given in writing (paragraph 37).
(9) We consider it was a serious failure not
to have provided Mr Penfold and his deputy with secure communications
equipment as soon as practicable after their move to Conakry (paragraph
39).
(10) We believe it is unacceptable for any
Ambassador or High Commissioner to operate in circumstances where
they do not have the secure communications equipment or staff
to operate efficiently. We recommend that the FCO takes all appropriate
steps to ensure that overseas posts are fully and properly supported
in future if obliged to move temporarily from their normal official
premises (paragraph 40).
(11) We recommend that clear instructions
are issued to FCO officials in London that it is their responsibility
to inform the relevant overseas post immediately if there is any
evidence of its staff wrongly construing the terms of a UK arms
embargo (paragraph 44).
(12) We conclude by expressing our surprise
at Mr Penfold's ignorance and his lack of due diligence in ascertaining
the true legal position on arms supplies to Sierra Leone, and
our equal surprise that the staff of AD(E) were not themselves
clear on this matter and did not keep Mr Penfold informed (paragraph
44).
(13) We conclude that Mr Penfold's relations
with Sandline were open to criticism (paragraph 47).
(14) We conclude that Mr Penfold did not pass
on crucial information to the FCO during the period 19 December
to 30 January in a way which was appropriate, though the fate
of his minute of 2 February and of the Sandline military plan
he had handed in on 29 January does not encourage us to believe
that the Department would necessarily have reacted appropriately
had he done so (paragraph 52).
(15) We believe that Mr Penfold acted as he
thought was in the best interests of the United Kingdom and of
Sierra Leone, and that he did not consider that his actions went
beyond government policy. Nonetheless, we believe they did. We
hope that the Sandline affair will remind all diplomatic staff
that they act only within the confines of policies set by Ministers,
and the FCO must ensure that Government policy is made crystal
clear to Heads of Mission and to the Departments concerned (paragraph
55).
(16) The two failings (to take account of
an accurate press report which appeared in the Toronto Globe
and Mail on 1 August 1997 and of a telephone call by Mr Spicer
to the FCO on 5 January 1998) display serious shortcomings by
FCO officials. (paragraph 58).
(17) We believe that the senior officials
who received both Mr Penfold's minute of 2 February and Sandline's
Project Python document (Ms Grant and Mr Dales) made serious errors
of judgement and failed in their duty to Ministers by not acting
promptly and decisively on the information it contained (paragraph
63).
(18) We conclude that there was an appalling
failure in the briefing of Ministers which we recommend should
not be repeated. It is on the basis of briefing that Ministers
report to Parliament and, in the words of the Resolution of the
House, "it is of paramount importance that Ministers give
accurate and truthful information to Parliament." We expect
lessons to be learned from the Sandline case in the FCO and in
all other Departments (paragraph 67).
(19) We conclude that the Permanent Under-Secretary
failed in his duty to Ministers. The Foreign Secretary was first
informed about Sandline on 28 Aprilmore than four weeks
after Sir John Kerr had first been told of the Sandline affair
and three weeks after he had learned of Customs' raid on his own
Department. Moreover, the Foreign Secretary was informed, not
by his own officials, but by Sandline's solicitors' letter. The
Permanent-Under Secretary must be held responsible for this unacceptable
situation. It represents a serious failure of communication by
the Permanent Head of the Department to his Secretary of State
(paragraph 70).
(20) We recommend that the Permanent Under-Secretary
remind all senior members of the diplomatic service of their constitutional
responsibility to Ministers, and through them to Parliament. More
specifically, we recommend that, as a matter of course, when a
line manager in the FCO becomes aware that any prosecuting authority
in the United Kingdom may be investigating an officer he or she
manages for an indictable offence alleged to be committed in the
exercise of the officer's duty, he or she ensure that the Permanent
Under-Secretary is immediately informed, and that the Permanent
Under-Secretary forthwith inform the Secretary of State (paragraph
71).
(21) We recommend that the FCO review and
modify where appropriate the methods by which intelligence from
external agencies is assessed inside the Department (paragraph
74).
(22) We recommend that in order to protect
the interests of the Resident Clerk in the future, he or she should
formally record the name of any official with whom he or she deals,
and that every official who sees an intelligence report should
be required to record the fact that he or she has done so (paragraph
75).
(23) We welcome the establishment of a sanctions
enforcement unit, and recommend that it is provided with proper
resources and a wide mandate to enable it to discharge its brief
(paragraph 76).
(24) We regard any defence of the use of the
phrase "we were not aware of any shipment of arms" on
30 March as quite implausible and unacceptable (paragraph 80).
(25) We believe that FCO officials have a
duty to ensure that prosecuting authorities are informed immediately
when serious criminal allegations are made to them, and also to
co-operate as fully as possible with those authorities when an
investigation is under way (paragraph 81).
(26) We recommend that instructions be issued
to all FCO staff that they must not communicate, other than in
a consular capacity, with persons they know to be subject to criminal
investigation about matters germane to those investigations, except
through legal channels (paragraph 83).
(27) We recommend the employment of external
management consultants to assess the effectiveness of management
practices in the FCO and to make appropriate recommendations (paragraph
87).
(28) We recommend that the guidance to officials
on dealings with private military companies be amended to draw
officials' attention to the particular difficulties which can
arise when their contacts in private military companies have had
previous service with the armed forces or other agencies of central
government (paragraph 89).
(29) We recommend that the Government reconsider
seeking to amend the existing UN Convention against the Recruitment,
Use, Financing and Training of Mercenaries but, if this cannot
be achieved, that the Government take the lead in initiatives
in the European Union, Council of Europe or the United Nations
aimed at drawing up a new international legal instrument on the
activities of mercenaries (paragraph 93).
(30) We recommend that the Government take
the lead in initiatives in Europe and/or the United Nations aimed
at drawing up an international legal instrument on trafficking
or brokering in arms subject to embargo (paragraph 95).
(31) We recommend (a) in the case of mercenary
activities, the publication, within 18 months, of a Green Paper
outlining legislative options for the control of private military
companies which operate out of the United Kingdom, its dependencies
and the British Islands, and (b) in the case of arms trafficking
and brokering, that the legislation to control these activities
be introduced no later than in the next parliamentary session
(paragraph 96).
(32) We welcome the Government's decision
to allow the Select Committee access to most of the key official
documents in the Sandline affair (paragraph 99).
(33) We recommend that the Government undertake
in future to respect select committees' requirements for information,
irrespective of any departmental inquiry on related matters which
might have been established (paragraph 101).
(34) We recommend that the Government reflect,
in any future inquiry like that into Sandline, as to the merit
of a more mature attitude towards controlled access for the Foreign
Affairs Committee to appropriate intelligence material and to
witnesses from the Secret Intelligence Service (paragraph 109).
(35) Our inquiry has served three principal
purposes. It has allowed us to examine what went wrong, to establish
new information not previously known to Parliament and to make
a number of recommendations for action. But it has also demonstrated
to the FCO that the Committee will pursue objectively and vigorously
cases of poor administration in the Department. That, we hope,
will be a stimulus for improvement. It is certainly one of the
principal justifications for the departmental select committee
system: that officials and Ministers are aware that the beam of
the select committee searchlight may one day swing in their direction,
and that they may have to justify their actionor inactionwhen
subject to intense scrutiny by a committee such as ours, acting
on behalf of Parliament and, beyond that, on behalf of a wider
public interest (paragraph 111).
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