ANNEX 1
A summary of the proposals in the White
Paper
The White Paper proposes to "provide the people
of this country, for the first time, with a statutory right of
access to the information held by public authorities". It
will also provide a "clear standard of openness for the Government
as a whole, in keeping with the need for proper Ministerial accountability
to Parliament".[179]
Anybody may apply for records or information and will not need
to justify their application; they will be able to gain access
to the records themselves, not just (possibly edited) "information";
the access right will apply to records created either before or
after the Act comes into force; and it will apply to any records
that public authorities covered by the Act holdnot only
those which they have themselves createdas long as they
relate to their public functions.[180]
While individuals will have a right to obtain information from
government, government will have a duty to provide information
without prompting. The White Paper seeks to promote "active
disclosure", the "pro-active release of information".
The bodies to which the Act applies will also have a duty to make
certain information publicly available, as a matter of course.
This will include the facts and analysis which the Government
uses to frame major policy proposals and decisions; explanatory
material on dealings with the public; reasons for administrative
decisions to those affected by them; and operational information
about how public services are run.[181]
The Freedom of Information Act will cover "the
public sector as a whole, at national, regional and local level".
It will cover information held by central and local government,
and government bodies, such as quangos; the NHS; the armed forces;
"administrative functions" of the courts and tribunals
and of the police, schools, further education colleges and universities;
public service broadcasters; local public bodies; and some private
sector organisations, including the private utilities, and private
firms which have contracts with the Government.[182]
A few public bodiesParliament and the Security
Serviceswill be completely excluded from the scope of the
Act.[183] In addition,
some types of information from some bodies will be excluded entirely:
personnel records, information relating to the investigation and
prosecution functions of the police, prosecutors and other bodies
carrying out law enforcement work, and legal advice obtained by
the Government.[184]
There will be a presumption that information will
be disclosed, except in those areas that are excluded. Authorities
faced with a request for information under the Act will have to
assess the effect of disclosing it. This is to be done by a "harm
test"asking what impact disclosure would have on any
one of seven "interests". In the case of six of themnational
security, defence and international relations; law enforcement;
personal privacy; commercial confidentiality; the safety of the
individual, the public and the environment; and information supplied
in confidenceauthorities would have to ask themselves whether
the information would cause "substantial harm". In the
case of the seventh"Decision making and policy advice"
it will be sufficient simply to prove that "harm" (not
substantial harm) would result from disclosure in order to prevent
the information in question being released. The Bill will set
out "particular factors" in respect of each of those
specified interests. Those considering applications should have
regard to these when deciding whether a disclosure would cause
harm or substantial harm. Any decision on whether or not to release
information will be subject to a further test, on whether or not
it is consistent with the public interest.[185]
There are a set of provisionsreferred to as
"Gateway" provisions, which lay down how a request for
information is to be made. The White Paper says that applicants
will need to act "reasonably" and not abuse or misuse
the access rights the Act provides.[186]
Authorities may be able to "deal differently" with applications
for information which has already been, or will be published;
applications which are not specific enough; and large-scale "fishing
expeditions" "which would result in a disproportionate
cost or diversion of the public authority's resources in order
to identify, collect, or review the required records".[187]
Partly in order to deter "frivolous requests" and to
encourage "responsible use" of the Act an access fee
will be charged per request for information, of no more than £10;
authorities will be able to charge extra fees for processing each
request, but not to make a profit, and with heavy fees falling
primarily on the limited number of applications which involve
significant additional work.
The White Paper proposes a two stage system for appeals
against a decision not to disclose information. In the first place
there will be a formal procedure of internal review, to be carried
out by an official who was not involved in the original decision.
The second stage of appeal will be to an Information Commissioner,
who is to be an "independent office holder", rather
than "an officer accountable to Parliament".[188]
The Commissioner will have the power to order disclosure of the
documents concerned. There will not be a right of appeal beyond
the Commissioner to the courts, although challenges may be made
by judicial review.
179 para. 1.3. Back
180 paras.
2.6-2.16. Back
181 paras.
2.17-18. Back
182 paras.
2.1-2.2. Back
183 para.
2.3. Back
184 paras.
2.20-2.22. Back
185 Chapter
3. Back
186 para.
2.23-2.25. Back
187 para.
2.26. Back
188 para.
5.7. Back
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